Tapewire

Nasdaq · USD

QUIK

QUICKLOGIC Corp

Export transactions ↓
Tapewire entity
6355
SEC CIK
0000882508
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202604
Apr 202602
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202607
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2020 Filed Mar 10, 2020 22:07 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,071 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003426 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 1,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 22:07 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 479 $4.64 $2,222.56
Disclosure

SEC source: 0001179110-20-003426 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,859

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 22:07 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003426 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001530 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 251 $6.48 $1,626.48
Disclosure

SEC source: 0001179110-20-001530 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,329

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001530 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:45 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001528 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:45 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 279 $6.48 $1,807.92
Disclosure

SEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:45 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001529 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

Underlying: Common Stock · 1,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 530 $6.48 $3,434.40
Disclosure

SEC source: 0001179110-20-001529 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,167

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:46 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001529 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:51 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012064 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:51 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 680 $0.26 $175.24
Disclosure

SEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,705

F2 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:51 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 1,966 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 9,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010194 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,494

Underlying: Common Stock · 9,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 3,132 $0.36 $1,130.97
Disclosure

SEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,419

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 9,298 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 9,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010196 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,494

Underlying: Common Stock · 9,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 3,132 $0.36 $1,130.97
Disclosure

SEC source: 0001179110-19-010196 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,539

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 9,298 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010196 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,387 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010195 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,936

Underlying: Common Stock · 16,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 5,667 $0.36 $2,046.35
Disclosure

SEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,628

F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 17:47 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 16,387 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 18,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009419 · edgar.xml · derivative · entry 3

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Underlying: Common Stock · 18,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Faith Brian CDirector · President and CEO
Tax withholdingCommon Stock 6,270 $0.33 $2,064.08
Disclosure

SEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 2

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,908

F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Faith Brian CDirector · President and CEO
Exercise / conversionCommon Stock 18,130 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 1

Faith Brian C · CIK 0001518884 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 9,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009421 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,168

Underlying: Common Stock · 9,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 3,214 $0.33 $1,058.05
Disclosure

SEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,253

F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 9,542 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionRestricted Stock Unit · Derivative 8,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009420 · edgar.xml · derivative · entry 3

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351

Underlying: Common Stock · 8,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
SAXE TIMOTHYSr. VP and CTO
Tax withholdingCommon Stock 2,893 $0.33 $952.38
Disclosure

SEC source: 0001179110-19-009420 · edgar.xml · nonDerivative · entry 2

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,373

F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
August 10, 2019 Filed Aug 13, 2019 19:00 UTC
SAXE TIMOTHYSr. VP and CTO
Exercise / conversionCommon Stock 8,588 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009420 · edgar.xml · nonDerivative · entry 1

SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.

F2 · balance_after: Includes 15,652 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2019.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 00:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 31,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008436 · edgar.xml · derivative · entry 2

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,304 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 00:55 UTC Exercise / conversionCommon Stock 31,304 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008436 · edgar.xml · nonDerivative · entry 1

HART E THOMAS · CIK 0001244976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:08 UTC
TAUSS GARY HDirector
Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008330 · edgar.xml · derivative · entry 2

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:08 UTC
TAUSS GARY HDirector
Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008330 · edgar.xml · nonDerivative · entry 1

TAUSS GARY H · CIK 0001261838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008331 · edgar.xml · derivative · entry 2

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:08 UTC Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008331 · edgar.xml · nonDerivative · entry 1

Krueger Arturo · CIK 0001304940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008329 · edgar.xml · derivative · entry 2

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008329 · edgar.xml · nonDerivative · entry 1

CHRISTINE RUSSELL · CIK 0001226107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008328 · edgar.xml · derivative · entry 2

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008328 · edgar.xml · nonDerivative · entry 1

FARESE MICHAEL J. · CIK 0001172508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008327 · edgar.xml · derivative · entry 2

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008327 · edgar.xml · nonDerivative · entry 1

Rabinovitsj Daniel A · CIK 0001325243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008326 · edgar.xml · derivative · entry 2

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,652 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:07 UTC Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008326 · edgar.xml · nonDerivative · entry 1

PEASE ANDREW J · CIK 0001256983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018.

Read SEC document
May 25, 2019 Filed May 29, 2019 21:21 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006801 · edgar.xml · derivative · entry 3

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

Underlying: Common Stock · 1,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 25, 2019 Filed May 29, 2019 21:21 UTC
Cheung Suping (Sue)VP Finance and CFO
Tax withholdingCommon Stock 804 $0.76 $612.65
Disclosure

SEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 2

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,925

F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.

Read SEC document
May 25, 2019 Filed May 29, 2019 21:21 UTC
Cheung Suping (Sue)VP Finance and CFO
Exercise / conversionCommon Stock 1,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 1

Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.