Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2020 Filed Mar 10, 2020 22:07 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,071 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003426 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 1,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 22:07 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 479 | $4.64 | $2,222.56 |
DisclosureSEC source: 0001179110-20-003426 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,859 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 22:07 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003426 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001530 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 Underlying: Common Stock · 613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 251 | $6.48 | $1,626.48 |
DisclosureSEC source: 0001179110-20-001530 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,329 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001530 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,043 Underlying: Common Stock · 682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 279 | $6.48 | $1,807.92 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001529 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,884 Underlying: Common Stock · 1,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 530 | $6.48 | $3,434.40 |
DisclosureSEC source: 0001179110-20-001529 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,167 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:46 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001529 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 680 | $0.26 | $175.24 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,705 F2 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,494 Underlying: Common Stock · 9,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 3,132 | $0.36 | $1,130.97 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,419 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 9,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010196 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,494 Underlying: Common Stock · 9,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 3,132 | $0.36 | $1,130.97 |
DisclosureSEC source: 0001179110-19-010196 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,539 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 9,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010196 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010195 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,936 Underlying: Common Stock · 16,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 5,667 | $0.36 | $2,046.35 |
DisclosureSEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,628 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010195 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · derivative · entry 3 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,519 Underlying: Common Stock · 18,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Faith Brian CDirector · President and CEO
|
Tax withholdingCommon Stock | 6,270 | $0.33 | $2,064.08 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 2 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,908 F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Faith Brian CDirector · President and CEO
|
Exercise / conversionCommon Stock | 18,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009419 · edgar.xml · nonDerivative · entry 1 Faith Brian C · CIK 0001518884 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,168 Underlying: Common Stock · 9,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 3,214 | $0.33 | $1,058.05 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,253 F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 9,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009420 · edgar.xml · derivative · entry 3 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,351 Underlying: Common Stock · 8,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Tax withholdingCommon Stock | 2,893 | $0.33 | $952.38 |
DisclosureSEC source: 0001179110-19-009420 · edgar.xml · nonDerivative · entry 2 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,373 F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC |
SAXE TIMOTHYSr. VP and CTO
|
Exercise / conversionCommon Stock | 8,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009420 · edgar.xml · nonDerivative · entry 1 SAXE TIMOTHY · CIK 0001242025 · Sr. VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · balance_after: Includes 15,652 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2019. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:55 UTC |
HART E THOMASDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 31,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008436 · edgar.xml · derivative · entry 2 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,304 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:55 UTC |
HART E THOMASDirector
|
Exercise / conversionCommon Stock | 31,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008436 · edgar.xml · nonDerivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:08 UTC |
TAUSS GARY HDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008330 · edgar.xml · derivative · entry 2 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:08 UTC |
TAUSS GARY HDirector
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008330 · edgar.xml · nonDerivative · entry 1 TAUSS GARY H · CIK 0001261838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:08 UTC |
Krueger ArturoDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008331 · edgar.xml · derivative · entry 2 Krueger Arturo · CIK 0001304940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:08 UTC |
Krueger ArturoDirector
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008331 · edgar.xml · nonDerivative · entry 1 Krueger Arturo · CIK 0001304940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008329 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008329 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008328 · edgar.xml · derivative · entry 2 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
FARESE MICHAEL J.Director
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008328 · edgar.xml · nonDerivative · entry 1 FARESE MICHAEL J. · CIK 0001172508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008327 · edgar.xml · derivative · entry 2 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
Rabinovitsj Daniel ADirector
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008327 · edgar.xml · nonDerivative · entry 1 Rabinovitsj Daniel A · CIK 0001325243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
PEASE ANDREW JDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008326 · edgar.xml · derivative · entry 2 PEASE ANDREW J · CIK 0001256983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC |
PEASE ANDREW JDirector
|
Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008326 · edgar.xml · nonDerivative · entry 1 PEASE ANDREW J · CIK 0001256983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| May 25, 2019 Filed May 29, 2019 21:21 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2019 Filed May 29, 2019 21:21 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Tax withholdingCommon Stock | 804 | $0.76 | $612.65 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,925 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 21:21 UTC |
Cheung Suping (Sue)VP Finance and CFO
|
Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.