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QUAD

Quad/Graphics, Inc.

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5435
SEC CIK
0001481792
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410

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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 8, 2018 18:17 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 5,250 $13.47 $70,721.70
Disclosure

SEC source: 0001140361-18-012667 · doc1.xml · nonDerivative · entry 5

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 18:17 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 6,350 $13.47 $85,539.58
Disclosure

SEC source: 0001140361-18-012667 · doc1.xml · nonDerivative · entry 4

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 18:17 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 5,775 $13.47 $77,793.87
Disclosure

SEC source: 0001140361-18-012667 · doc1.xml · nonDerivative · entry 3

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 18:17 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 2,757 $13.47 $37,139.00
Disclosure

SEC source: 0001140361-18-012667 · doc1.xml · nonDerivative · entry 2

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 18:17 UTC
Blais David AExecutive Vice President *
SaleClass A Common Stock 13,594 $25.89 $351,969.05
Disclosure

SEC source: 0001140361-18-012667 · doc1.xml · nonDerivative · entry 1

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,104

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.80 to $26.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 18:18 UTC
Jaeger Steven DChief Information Officer
SaleClass A Common Stock 13,683 $26.51 $362,730.86
Disclosure

SEC source: 0001140361-18-012092 · doc1.xml · nonDerivative · entry 2

Jaeger Steven D · CIK 0001495616 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,670

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.28 to $27.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 18:15 UTC
Blais David AExecutive Vice President *
SaleClass A Common Stock 100 $27.00 $2,700.00
Disclosure

SEC source: 0001140361-18-012084 · doc1.xml · nonDerivative · entry 2

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,698

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:20 UTC
Vanderboom Kelly AVP & Treasurer *
Tax withholdingClass A Common Stock 6,227 $26.39 $164,330.53
Disclosure

SEC source: 0001140361-18-012098 · doc1.xml · nonDerivative · entry 1

Vanderboom Kelly A · CIK 0001495576 · VP & Treasurer *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,447

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:16 UTC
Frankowski Thomas JChief Operating Officer
Tax withholdingClass A Common Stock 20,515 $26.39 $541,390.85
Disclosure

SEC source: 0001140361-18-012087 · doc1.xml · nonDerivative · entry 1

Frankowski Thomas J · CIK 0001495596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,494

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:17 UTC
Honan David JEVP & CFO
Tax withholdingClass A Common Stock 14,367 $26.39 $379,145.13
Disclosure

SEC source: 0001140361-18-012090 · doc1.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,728

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:18 UTC
Jaeger Steven DChief Information Officer
Tax withholdingClass A Common Stock 12,325 $26.39 $325,256.75
Disclosure

SEC source: 0001140361-18-012092 · doc1.xml · nonDerivative · entry 1

Jaeger Steven D · CIK 0001495616 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,353

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:15 UTC
Blais David AExecutive Vice President *
Tax withholdingClass A Common Stock 12,314 $26.39 $324,966.46
Disclosure

SEC source: 0001140361-18-012084 · doc1.xml · nonDerivative · entry 1

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,798

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:19 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Tax withholdingClass A Common Stock 61,573 $26.39 $1,624,911.47
Disclosure

SEC source: 0001140361-18-012095 · doc1.xml · nonDerivative · entry 1

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,552

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:18 UTC
Kent Jennifer J.EVP of Admin. & Gen. Counsel
Tax withholdingClass A Common Stock 8,196 $26.39 $216,292.44
Disclosure

SEC source: 0001140361-18-012093 · doc1.xml · nonDerivative · entry 1

Kent Jennifer J. · CIK 0001595040 · EVP of Admin. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,227

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:14 UTC
BAUER ANNE MChief Accounting Officer
Tax withholdingClass A Common Stock 403 $26.39 $10,635.17
Disclosure

SEC source: 0001140361-18-012082 · doc1.xml · nonDerivative · entry 1

BAUER ANNE M · CIK 0001235538 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:13 UTC
Badura ReneeExecutive VP - Sales
Tax withholdingClass A Common Stock 2,086 $26.39 $55,049.54
Disclosure

SEC source: 0001140361-18-012081 · doc1.xml · nonDerivative · entry 1

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,740

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 19:18 UTC
Honan David JEVP & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001140361-18-010612 · doc1.xml · derivative · entry 6

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,500 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Became exercisable as to 1,500 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 19:18 UTC
Honan David JEVP & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-18-010612 · doc1.xml · derivative · entry 5

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Became exercisable as to 3,000 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 19:18 UTC
Honan David JEVP & CFO
SaleClass A Common Stock 17,500 $28.57 $499,927.75
Disclosure

SEC source: 0001140361-18-010612 · doc1.xml · nonDerivative · entry 3

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,095

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.18 to $29.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 19:18 UTC
Honan David JEVP & CFO
Exercise / conversionClass A Common Stock 7,500 $16.62 $124,650.00
Disclosure

SEC source: 0001140361-18-010612 · doc1.xml · nonDerivative · entry 2

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 19:18 UTC
Honan David JEVP & CFO
Exercise / conversionClass A Common Stock 10,000 $15.37 $153,700.00
Disclosure

SEC source: 0001140361-18-010612 · doc1.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:11 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-18-010600 · doc1.xml · derivative · entry 3

Buth Douglas P · CIK 0001495364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:11 UTC SaleClass A Common Stock 2,500 $31.02 $77,547.00
Disclosure

SEC source: 0001140361-18-010600 · doc1.xml · nonDerivative · entry 2

Buth Douglas P · CIK 0001495364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,592

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $30.92 to $31.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:11 UTC Exercise / conversionClass A Common Stock 2,500 $15.37 $38,425.00
Disclosure

SEC source: 0001140361-18-010600 · doc1.xml · nonDerivative · entry 1

Buth Douglas P · CIK 0001495364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:15 UTC SaleClass A Common Stock 12,587 $28.06 $353,207.58
Disclosure

SEC source: 0001140361-18-010605 · doc1.xml · nonDerivative · entry 1

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,877

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.00 to $28.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionStock Options (Right to Buy) · Derivative 23,829 $0.00 Strike: $14.14 $0.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · derivative · entry 16

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,829 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · derivative · entry 14

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Became exercisable as to 6,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $13.47 $0.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · derivative · entry 13

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2021-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $13.47 $0.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · derivative · entry 12

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2021-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
SaleClass A Common Stock 73,829 $30.11 $2,222,843.53
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · nonDerivative · entry 5

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,112

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $30.00 to $30.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 23,829 $14.14 $336,942.06
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · nonDerivative · entry 4

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 30,000 $16.62 $498,600.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · nonDerivative · entry 3

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 10,000 $13.47 $134,708.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · nonDerivative · entry 2

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:10 UTC
Blais David AExecutive Vice President *
Exercise / conversionClass A Common Stock 10,000 $13.47 $134,708.00
Disclosure

SEC source: 0001140361-18-010598 · doc1.xml · nonDerivative · entry 1

Blais David A · CIK 0001495365 · Executive Vice President *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 8

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,500 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 6

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,500 shares

Expires 2021-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC SaleClass A Common Stock 5,800 $29.98 $173,903.14
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 4

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,799

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.88 to $30.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC SaleClass A Common Stock 9,700 $29.51 $286,250.88
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 3

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,599

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.005 to $29.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC Exercise / conversionClass A Common Stock 6,500 $19.12 $124,280.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 2

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC Exercise / conversionClass A Common Stock 9,000 $16.62 $149,580.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 1

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 16:43 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 39,923 $28.09 $1,121,564.82
Disclosure

SEC source: 0001140361-18-009893 · doc1.xml · nonDerivative · entry 3

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,125

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.00 to $28.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:43 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 47,017 $28.02 $1,317,369.32
Disclosure

SEC source: 0001140361-18-009893 · doc1.xml · nonDerivative · entry 2

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,048

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.00 to $28.24. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

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February 21, 2018 Filed Feb 23, 2018 16:43 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 86,940 $26.27 $2,283,818.17
Disclosure

SEC source: 0001140361-18-009893 · doc1.xml · nonDerivative · entry 1

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,065

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.00 to $26.68. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

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February 12, 2018 Filed Feb 28, 2018 00:16 UTC GiftClass B Common Stock · Derivative 1,125 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 12

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - IMF Tr

Disclosed balance after: 1,125

Underlying: Class A Common Stock · 1,125 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F10 · ownership.nature: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 12, 2018 Filed Feb 28, 2018 00:16 UTC GiftClass B Common Stock · Derivative 1,125 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 11

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - KMF Tr

Disclosed balance after: 1,125

Underlying: Class A Common Stock · 1,125 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F9 · ownership.nature: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 12, 2018 Filed Feb 28, 2018 00:16 UTC GiftClass B Common Stock · Derivative 1,125 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 10

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - HVF Tr

Disclosed balance after: 1,125

Underlying: Class A Common Stock · 1,125 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F8 · ownership.nature: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 12, 2018 Filed Feb 28, 2018 00:15 UTC GiftClass B Common Stock · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010605 · doc1.xml · derivative · entry 4

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Class A Common Stock · 3,375 shares

Expires not disclosed

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

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January 01, 2018 Filed Jan 3, 2018 20:31 UTC GrantClass A Common Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000609 · doc1.xml · nonDerivative · entry 1

SHIELY JOHN S · CIK 0001093033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,420

F1 · shares: Includes 4,920 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 2,665 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

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January 01, 2018 Filed Jan 3, 2018 20:20 UTC GrantClass A Common Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000592 · doc1.xml · nonDerivative · entry 1

ANGELSON MARK A · CIK 0001164474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Includes 4,920 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 963 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

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January 01, 2018 Filed Jan 3, 2018 20:45 UTC
Vanderboom Kelly AVP & Treasurer *
GrantClass A Common Stock 13,118 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000629 · doc1.xml · nonDerivative · entry 1

Vanderboom Kelly A · CIK 0001495576 · VP & Treasurer *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,674

F1 · shares: Includes 13,118 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2021.

F1 · balance_after: Includes 13,118 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.