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QUAD

Quad/Graphics, Inc.

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5435
SEC CIK
0001481792
Parsed reports
410

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2016 Filed Dec 2, 2016 00:28 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 9,000 $16.62 $149,580.00
Disclosure

SEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 1

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:27 UTC SaleClass A Common Stock 17,000 $28.29 $480,940.20
Disclosure

SEC source: 0001140361-16-088454 · doc1.xml · nonDerivative · entry 3

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,319

F1 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.13 to $28.48. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:27 UTC SaleClass A Common Stock 7,324 $28.26 $206,957.93
Disclosure

SEC source: 0001140361-16-088454 · doc1.xml · nonDerivative · entry 2

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,319

F1 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.25 to $28.43. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
Exercise / conversionStock Options (Right to Buy) · Derivative 4,800 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · derivative · entry 10

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,800 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
SaleClass A Common Stock 4,800 $28.11 $134,913.12
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · nonDerivative · entry 5

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,721

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.01 to $28.2701. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
Exercise / conversionClass A Common Stock 4,800 $23.37 $112,176.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · nonDerivative · entry 4

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 21

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 9,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 20

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 4,600 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 19

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 4,600 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 9,000 $27.78 $250,003.80
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 12

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.75 to $27.82. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 9,000 $16.62 $149,580.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 11

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 6,000 $27.55 $165,274.20
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 10

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.50 to $27.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 6,000 $15.37 $92,220.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 9

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 4,600 $27.26 $125,374.38
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 8

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 4,600 $15.37 $70,702.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 7

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
OtherClass B Common Stock · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · derivative · entry 33

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - HRQ 2010 Tr

Disclosed balance after: 113,741

Underlying: Class A Common Stock · 2,081 shares

Expires not disclosed

F18 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F3 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary.

F18 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F18 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · ownership.nature: As Trustee for the H. Richard Quadracci 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
OtherClass B Common Stock · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · derivative · entry 24

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,568

Underlying: Class A Common Stock · 2,082 shares

Expires not disclosed

F18 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

F18 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F18 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 17,600 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · derivative · entry 18

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,600 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Became exercisable as to 75,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 20,407 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · derivative · entry 17

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Class A Common Stock · 20,407 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Became exercisable as to 75,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
OtherClass A Common Stock 198,353 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 6

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,225

F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
OtherClass A Common Stock 198,353 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 5

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - HRQ 2010 Tr

Disclosed balance after: 198,353

F3 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary.

F5 · ownership.nature: As Trustee for the H. Richard Quadracci 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 17,600 $27.25 $479,686.24
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 4

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,872

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionClass A Common Stock 17,600 $23.37 $411,312.00
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 3

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 20,407 $27.66 $564,447.42
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 2

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,872

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.60 to $27.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 19:31 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionClass A Common Stock 20,407 $23.37 $476,911.59
Disclosure

SEC source: 0001140361-16-088460 · doc1.xml · nonDerivative · entry 1

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:28 UTC
Fowler John CDirector · Vice Chairman & EVP
OtherClass B Common Stock · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088456 · doc1.xml · derivative · entry 15

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - HRQ 2010 Tr.

Disclosed balance after: 113,741

Underlying: Class A Common Stock · 2,081 shares

Expires not disclosed

F9 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary.

F9 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F9 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:28 UTC
Fowler John CDirector · Vice Chairman & EVP
OtherClass A Common Stock 198,353 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 8

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee - HRQ 2010 Tr.

Disclosed balance after: 198,353

F4 · kind: The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary.

F5 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:27 UTC OtherClass B Common Stock · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088454 · doc1.xml · derivative · entry 9

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,083

Underlying: Class A Common Stock · 2,082 shares

Expires not disclosed

F6 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F1 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

F6 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F6 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:27 UTC OtherClass A Common Stock 198,353 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088454 · doc1.xml · nonDerivative · entry 1

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,643

F1 · kind: The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.

F2 · balance_after: Includes 1,036 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:30 UTC OtherClass B Common Stock · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088458 · doc1.xml · derivative · entry 6

Harned Christopher B · CIK 0001309337 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 243,060

Underlying: Class A Common Stock · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · kind: The transaction represents the settlement of an estate of which the reporting person's spouse is a beneficiary.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:30 UTC OtherClass A Common Stock 198,353 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088458 · doc1.xml · nonDerivative · entry 2

Harned Christopher B · CIK 0001309337 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 266,973.565

F4 · kind: The transaction represents the settlement of an estate of which the reporting person's spouse is a beneficiary.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
Exercise / conversionStock Options (Right to Buy) · Derivative 5,200 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · derivative · entry 9

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Class A Common Stock · 5,200 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
SaleClass A Common Stock 200 $28.00 $5,600.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · nonDerivative · entry 3

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,721

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
SaleClass A Common Stock 5,000 $27.45 $137,250.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · nonDerivative · entry 2

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,921

Read SEC document
November 29, 2016 Filed Dec 2, 2016 00:24 UTC
Badura ReneeExecutive VP - Sales
Exercise / conversionClass A Common Stock 5,200 $23.37 $121,524.00
Disclosure

SEC source: 0001140361-16-088452 · doc1.xml · nonDerivative · entry 1

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 1,400 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · derivative · entry 17

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,007

Underlying: Class A Common Stock · 1,400 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable as to 75,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 1,400 $27.25 $38,151.96
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · nonDerivative · entry 6

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,872

Read SEC document
November 28, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionClass A Common Stock 1,400 $23.37 $32,718.00
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · nonDerivative · entry 5

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 1,400 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 18

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Class A Common Stock · 1,400 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 5,900 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 17

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 5,900 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 1,400 $27.25 $38,150.56
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 6

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.255. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 1,400 $15.37 $21,518.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 5

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 5,900 $27.01 $159,354.87
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 4

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 5,900 $15.37 $90,683.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 3

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · derivative · entry 16

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,407

Underlying: Class A Common Stock · 1,000 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable as to 75,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
SaleClass A Common Stock 1,000 $27.26 $27,260.00
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · nonDerivative · entry 4

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,872

Read SEC document
November 25, 2016 Filed Nov 28, 2016 17:16 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
Exercise / conversionClass A Common Stock 1,000 $23.37 $23,370.00
Disclosure

SEC source: 0001140361-16-087968 · doc1.xml · nonDerivative · entry 3

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 100 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · derivative · entry 16

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Class A Common Stock · 100 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Became exercisable in three equal annual installments beginning on November 18, 2012.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
SaleClass A Common Stock 100 $27.26 $2,726.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 2

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,233

Read SEC document
November 25, 2016 Filed Nov 29, 2016 23:17 UTC
Fowler John CDirector · Vice Chairman & EVP
Exercise / conversionClass A Common Stock 100 $15.37 $1,537.00
Disclosure

SEC source: 0001140361-16-088088 · doc1.xml · nonDerivative · entry 1

Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.