Last 12 months
Inside the activity.
4 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 20:30 UTC |
TZIANABOS ARTHURDirector · President & CEO
|
SaleCommon Stock | 12,500 | $18.98 | $237,300.00 |
DisclosureSEC source: 0000899243-19-019172 · doc4.xml · nonDerivative · entry 1 TZIANABOS ARTHUR · CIK 0001586226 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,005 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.53 to $19.44. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:32 UTC |
Seymour AlbertChief Scientific Officer
|
SaleCommon Stock | 100 | $19.56 | $1,956.00 |
DisclosureSEC source: 0000899243-19-019182 · doc4.xml · nonDerivative · entry 2 Seymour Albert · CIK 0001735324 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,650 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:32 UTC |
Seymour AlbertChief Scientific Officer
|
SaleCommon Stock | 9,200 | $18.98 | $174,582.88 |
DisclosureSEC source: 0000899243-19-019182 · doc4.xml · nonDerivative · entry 1 Seymour Albert · CIK 0001735324 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,750 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.52 to $19.28. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 17:10 UTC |
Patterson Matthew RDirector
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016224 · doc4.xml · derivative · entry 1 Patterson Matthew R · CIK 0001401018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:09 UTC |
GILLIS STEVENDirector
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016221 · doc4.xml · derivative · entry 1 GILLIS STEVEN · CIK 0001229592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:11 UTC |
Thistle MaryDirector
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016226 · doc4.xml · derivative · entry 1 Thistle Mary · CIK 0001317917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 17:11 UTC |
Gregory Richard J.Director
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016228 · doc4.xml · derivative · entry 1 Gregory Richard J. · CIK 0001629767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:11 UTC |
Wheeler CameronDirector
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016227 · doc4.xml · derivative · entry 1 Wheeler Cameron · CIK 0001735323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:09 UTC |
PARMAR KUSHDirector · 10% owner
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016223 · doc4.xml · derivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 20:47 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
|
GrantStock Option (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0001193805-19-000567 · e618518_4-homology.xml · derivative · entry 1 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Management Company, L.P. Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · shares: Cameron Wheeler, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), serves as a director of the Issuer. The option granted to Cameron Wheeler and reported herein is held for the benefit, and at the direction, of Deerfield Management. F2 · derivative.exercise_date: The option shall vest and become exercisable on the earlier of June 6, 2020 and the day immediately prior to the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant, in either case subject to Mr. Wheeler continuing in service on the Issuer's board of directors as a non-employee director through each such vesting date. F1 · derivative.underlying_shares: Cameron Wheeler, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), serves as a director of the Issuer. The option granted to Cameron Wheeler and reported herein is held for the benefit, and at the direction, of Deerfield Management. F1 · balance_after: Cameron Wheeler, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), serves as a director of the Issuer. The option granted to Cameron Wheeler and reported herein is held for the benefit, and at the direction, of Deerfield Management. F1 · ownership.nature: Cameron Wheeler, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), serves as a director of the Issuer. The option granted to Cameron Wheeler and reported herein is held for the benefit, and at the direction, of Deerfield Management. F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entity listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). James E. Flynn is the sole member of the general partner of Deerfield Management. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 23:33 UTC Amendment |
Wheeler CameronDirector
|
GrantOption (Right to Buy) · Derivative | 15,580 | $0.00 Strike: $19.51 | $0.00 |
DisclosureSEC source: 0000899243-19-016520 · doc4a.xml · derivative · entry 1 Wheeler Cameron · CIK 0001735323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,580 Underlying: Common Stock · 15,580 shares Expires 2029-06-06 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of June 6, 2020 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after the date of grant, in either case subject to the Non-Employee Director continuing in service on the Board as a Non-Employee Director through each such vesting date. F2 · ownership.nature: The Reporting Person, a partner at Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 18:09 UTC |
Rasty SiyamakChief Operating Officer
|
SaleCommon Stock | 8,000 | $20.22 | $161,777.60 |
DisclosureSEC source: 0000899243-19-015642 · doc4.xml · nonDerivative · entry 1 Rasty Siyamak · CIK 0001735450 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,707 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:16 UTC |
Smith W BradfordCFO, Treasurer & Secretary
|
Exercise / conversionEmployee Stock Option · Derivative | 6,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0000899243-19-015653 · doc4.xml · derivative · entry 3 Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,404 Underlying: Common Stock · 6,000 shares Expires 2027-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:16 UTC |
Smith W BradfordCFO, Treasurer & Secretary
|
SaleCommon Stock | 6,000 | $19.94 | $119,664.00 |
DisclosureSEC source: 0000899243-19-015653 · doc4.xml · nonDerivative · entry 2 Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.46 to $20.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:16 UTC |
Smith W BradfordCFO, Treasurer & Secretary
|
Exercise / conversionCommon Stock | 6,000 | $0.64 | $3,840.00 |
DisclosureSEC source: 0000899243-19-015653 · doc4.xml · nonDerivative · entry 1 Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:10 UTC |
TZIANABOS ARTHURDirector · President & CEO
|
SaleCommon Stock | 12,500 | $19.86 | $248,262.50 |
DisclosureSEC source: 0000899243-19-015645 · doc4.xml · nonDerivative · entry 1 TZIANABOS ARTHUR · CIK 0001586226 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,505 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.43 to $20.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:13 UTC |
Kelly Timothy PSee Remarks
|
SaleCommon Stock | 1,288 | $20.00 | $25,764.89 |
DisclosureSEC source: 0000899243-19-015650 · doc4.xml · nonDerivative · entry 1 Kelly Timothy P · CIK 0001754067 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · shares: Consists of 1,288 shares acquired under the Issuer's Employee Stock Purchase Plan. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.48 to $20.33. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:11 UTC |
Seymour AlbertChief Scientific Officer
|
SaleCommon Stock | 9,300 | $19.90 | $185,093.25 |
DisclosureSEC source: 0000899243-19-015647 · doc4.xml · nonDerivative · entry 1 Seymour Albert · CIK 0001735324 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,950 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.45 to $20.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:58 UTC |
ARCH Venture Fund VIII, L.P.10% owner
ARCH Venture Fund VIII Overage, L.P.10% owner
ARCH Venture Partners VIII, L.P.10% owner
ARCH Venture Partners VIII, LLC10% owner
BYBEE CLINTON10% owner
CRANDELL KEITH10% owner
NELSEN ROBERT10% owner
|
OtherCommon Stock | 300,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-19-000390 · edgar.xml · nonDerivative · entry 1 ARCH Venture Fund VIII, L.P. · CIK 0001605598 · 10% owner ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner ARCH Venture Partners VIII, L.P. · CIK 0001616176 · 10% owner ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner BYBEE CLINTON · CIK 0001219043 · 10% owner CRANDELL KEITH · CIK 0001219039 · 10% owner NELSEN ROBERT · CIK 0001219042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,768,694 F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration. F2 · ownership.direct: Following the transactions reported herein, includes 1,137,663 shares of common stock held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage") and 4,631,031 shares of common stock held of record by ARCH Venture Fund VIII, L.P. ("ARCH Fund VIII"). F3 · ownership.direct: The sole general partner of ARCH Fund VIII is ARCH Venture Partners VIII, L.P. ("ARCH Partners VIII"). The sole general partner of ARCH Partners VIII and ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"). ARCH Partners VIII may therefore be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH VIII LLC may be deemed to beneficially own the securities held by ARCH Fund VIII and ARCH Fund Overage. ARCH Partners VIII and ARCH VIII LLC disclaim beneficial ownership of such securities, except to the extent of any pecuniary interest therein. The managing directors of ARCH VIII LLC are Keith L. Crandell, Clinton Bybee and Robert Nelsen, and they may be deemed to beneficially own the shares held by ARCH Fund VIII and ARCH Fund Overage. Messrs. Crandell, Bybee and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:26 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 24,600 | $21.47 | $528,162.00 |
DisclosureSEC source: 0001104659-19-030566 · a4.xml · nonDerivative · entry 2 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 221,435 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:26 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 590,400 | $21.47 | $12,675,888.00 |
DisclosureSEC source: 0001104659-19-030566 · a4.xml · nonDerivative · entry 1 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,314,484 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:24 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 24,600 | $21.47 | $528,162.00 |
DisclosureSEC source: 0001104659-19-030565 · a4.xml · nonDerivative · entry 2 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 221,435 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:24 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 590,400 | $21.47 | $12,675,888.00 |
DisclosureSEC source: 0001104659-19-030565 · a4.xml · nonDerivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,314,484 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 23:38 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
PurchaseCommon Stock | 533,333 | $22.50 | $11,999,992.50 |
DisclosureSEC source: 0001193805-19-000360 · e618366_4-homology.xml · nonDerivative · entry 1 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Partners, L.P. Disclosed balance after: 1,158,333 F1 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F2 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:20 UTC |
Smith W BradfordCFO, Treasurer & Secretary
|
GrantEmployee stock option · Derivative | 88,000 | $0.00 Strike: $24.28 | $0.00 |
DisclosureSEC source: 0000899243-18-031340 · doc4.xml · derivative · entry 1 Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2028-12-14 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2019. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:21 UTC |
TZIANABOS ARTHURDirector · President & CEO
|
GrantEmployee stock option · Derivative | 203,000 | $0.00 Strike: $24.28 | $0.00 |
DisclosureSEC source: 0000899243-18-031342 · doc4.xml · derivative · entry 1 TZIANABOS ARTHUR · CIK 0001586226 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,000 Underlying: Common Stock · 203,000 shares Expires 2028-12-14 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2019. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:27 UTC |
Seymour AlbertChief Scientific Officer
|
GrantEmployee stock option · Derivative | 74,000 | $0.00 Strike: $24.28 | $0.00 |
DisclosureSEC source: 0000899243-18-031346 · doc4.xml · derivative · entry 1 Seymour Albert · CIK 0001735324 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 74,000 shares Expires 2028-12-14 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2019. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:25 UTC |
Kelly Timothy PSee Remarks
|
GrantEmployee stock option · Derivative | 66,000 | $0.00 Strike: $24.28 | $0.00 |
DisclosureSEC source: 0000899243-18-031344 · doc4.xml · derivative · entry 1 Kelly Timothy P · CIK 0001754067 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2028-12-14 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2019. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 01:10 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 623 | $26.01 | $16,201.18 |
DisclosureSEC source: 0001104659-18-072619 · a4.xml · nonDerivative · entry 2 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 246,035 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 01:10 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 14,952 | $26.01 | $388,828.26 |
DisclosureSEC source: 0001104659-18-072619 · a4.xml · nonDerivative · entry 1 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,904,884 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 01:10 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 623 | $26.01 | $16,201.18 |
DisclosureSEC source: 0001104659-18-072618 · a4.xml · nonDerivative · entry 2 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 246,035 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 01:10 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 14,952 | $26.01 | $388,828.26 |
DisclosureSEC source: 0001104659-18-072618 · a4.xml · nonDerivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,904,884 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 23:08 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 1,187 | $20.04 | $23,782.73 |
DisclosureSEC source: 0001104659-18-070148 · a4.xml · nonDerivative · entry 2 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 246,658 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 23:08 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 28,495 | $20.04 | $570,925.82 |
DisclosureSEC source: 0001104659-18-070148 · a4.xml · nonDerivative · entry 1 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,919,836 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 23:09 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 1,187 | $20.04 | $23,782.73 |
DisclosureSEC source: 0001104659-18-070149 · a4.xml · nonDerivative · entry 2 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 246,658 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interst therein. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 23:09 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 28,495 | $20.04 | $570,925.82 |
DisclosureSEC source: 0001104659-18-070149 · a4.xml · nonDerivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,919,836 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interst therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:05 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 21,036 | $20.20 | $424,927.20 |
DisclosureSEC source: 0001104659-18-069431 · a4.xml · nonDerivative · entry 2 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,845 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:05 UTC |
5AM Ventures IV, L.P.10% owner
5AM Partners IV, LLC10% owner
ROCKLAGE SCOTT M10% owner
DIEKMAN JOHN D10% owner
Schwab Andrew J.10% owner
5AM Co-Investors IV, L.P.10% owner
|
SaleCommon Stock | 504,864 | $20.20 | $10,198,252.80 |
DisclosureSEC source: 0001104659-18-069431 · a4.xml · nonDerivative · entry 1 5AM Ventures IV, L.P. · CIK 0001589315 · 10% owner 5AM Partners IV, LLC · CIK 0001589314 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner Schwab Andrew J. · CIK 0001598549 · 10% owner 5AM Co-Investors IV, L.P. · CIK 0001593361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,948,331 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:05 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 21,036 | $20.20 | $424,927.20 |
DisclosureSEC source: 0001104659-18-069432 · a4.xml · nonDerivative · entry 2 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,845 F2 · ownership.nature: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interst therein. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:05 UTC |
PARMAR KUSHDirector · 10% owner
|
SaleCommon Stock | 504,864 | $20.20 | $10,198,252.80 |
DisclosureSEC source: 0001104659-18-069432 · a4.xml · nonDerivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,948,331 F1 · ownership.nature: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein. F3 · ownership.nature: The Reporting Person is an affiliate of Partners IV and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interst therein. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionSeries B Preferred Stock · Derivative | 6,944,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · derivative · entry 10 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,319,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionSeries B Preferred Stock · Derivative | 6,944,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · derivative · entry 9 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Healthcare Innovations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,319,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F2 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionSeries A Preferred Stock · Derivative | 3,521,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · derivative · entry 8 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 0 Underlying: Common Stock · 669,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionSeries A Preferred Stock · Derivative | 3,521,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · derivative · entry 7 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Healthcare Innovations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 669,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
PurchaseCommon Stock | 625,000 | $16.00 | $10,000,000.00 |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 6 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Partners, L.P. Disclosed balance after: 625,000 F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
PurchaseCommon Stock | 625,000 | $16.00 | $10,000,000.00 |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 5 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 2,613,517 F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionCommon Stock | 1,319,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 4 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 1,988,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionCommon Stock | 1,319,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 3 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Healthcare Innovations Fund, L.P. Disclosed balance after: 1,988,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series B Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
|
ConversionCommon Stock | 669,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 2 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 669,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:56 UTC |
Flynn James EDirector · 10% owner · *Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt L.P.Director · 10% owner · *Director by Deputization
DEERFIELD PARTNERS, L.P.Director · 10% owner · *Director by Deputization
Deerfield Private Design Fund III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt III, L.P.Director · 10% owner · *Director by Deputization
Deerfield Healthcare Innovations Fund, L.P.Director · 10% owner · *Director by Deputization
Deerfield Mgmt HIF, L.P.Director · 10% owner · *Director by Deputization
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ConversionCommon Stock | 669,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-18-000506 · e617881_4-homology.xml · nonDerivative · entry 1 Flynn James E · CIK 0001352546 · Director · 10% owner · *Director by Deputization DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · *Director by Deputization Deerfield Mgmt L.P. · CIK 0001010823 · Director · 10% owner · *Director by Deputization DEERFIELD PARTNERS, L.P. · CIK 0001301041 · Director · 10% owner · *Director by Deputization Deerfield Private Design Fund III, L.P. · CIK 0001603333 · Director · 10% owner · *Director by Deputization Deerfield Mgmt III, L.P. · CIK 0001610540 · Director · 10% owner · *Director by Deputization Deerfield Healthcare Innovations Fund, L.P. · CIK 0001646981 · Director · 10% owner · *Director by Deputization Deerfield Mgmt HIF, L.P. · CIK 0001665736 · Director · 10% owner · *Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Deerfield Healthcare Innovations Fund, L.P. Disclosed balance after: 669,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock automatically converted into 0.1900057 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering (on an adjusted basis, after giving effect to the 1-for-5.263 reverse stock split effected by the Issuer in connection with its initial public offering). F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P. F4 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.