Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2022 Filed Jul 15, 2022 20:50 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 638 | $3.96 | $2,526.48 |
DisclosureSEC source: 0000921895-22-002244 · form412364002_07152022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,091 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 01:04 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 2,200 | $3.97 | $8,726.08 |
DisclosureSEC source: 0001193805-22-001097 · e621835_4-friedberg.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,808,453 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 16:17 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 4,158 | $4.10 | $17,030.34 |
DisclosureSEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,362,363 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 791,327 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 307,196 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 16:17 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 3,961 | $4.10 | $16,223.46 |
DisclosureSEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,490 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,207,408 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| July 11, 2022 Filed Jul 14, 2022 01:04 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 2,300 | $3.98 | $9,151.01 |
DisclosureSEC source: 0001193805-22-001097 · e621835_4-friedberg.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,806,253 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 20:01 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 1,849 | $3.96 | $7,327.59 |
DisclosureSEC source: 0000921895-22-002196 · form412364002_07082022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,803,953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:24 UTC |
Tomolonius SarahDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000921895-22-002129 · form412364002tom_07012022.xml · derivative · entry 3 Tomolonius Sarah · CIK 0001685481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-30 F3 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:23 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000921895-22-002128 · form412364002fri_07012022.xml · derivative · entry 4 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-30 F5 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:23 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 3,510 | $3.95 | $13,846.95 |
DisclosureSEC source: 0000921895-22-002128 · form412364002fri_07012022.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,802,104 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.98, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:25 UTC |
Nolan Stephen ADirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000921895-22-002132 · form412364002nol_07012022.xml · derivative · entry 3 Nolan Stephen A · CIK 0001578531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-30 F3 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:25 UTC |
Miller Ronald L. Jr.Director
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000921895-22-002131 · form412364002mil_07012022.xml · derivative · entry 3 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-30 F3 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:24 UTC |
Culpepper GlennDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000921895-22-002130 · form412364002cul_07012022.xml · derivative · entry 2 Culpepper Glenn · CIK 0001566800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-30 F2 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 21:23 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 1,948 | $3.98 | $7,748.56 |
DisclosureSEC source: 0000921895-22-002128 · form412364002fri_07012022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,798,594 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 23:57 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 900 | $3.96 | $3,560.04 |
DisclosureSEC source: 0000921895-22-002115 · form412364002_06292022.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,796,646 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.98, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 23:57 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 956 | $3.95 | $3,776.20 |
DisclosureSEC source: 0000921895-22-002115 · form412364002_06292022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,795,746 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 24, 2022 Filed Jun 27, 2022 20:14 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 4,967 | $3.96 | $19,646.97 |
DisclosureSEC source: 0000921895-22-002102 · form412364002_06272022.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,794,790 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.97, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 23, 2022 Filed Jun 23, 2022 23:23 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 495 | $3.96 | $1,958.91 |
DisclosureSEC source: 0000921895-22-002084 · form412364002_06232022.xml · nonDerivative · entry 2 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.96, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:14 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 3,536 | $3.93 | $13,910.62 |
DisclosureSEC source: 0000921895-22-002102 · form412364002_06272022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,789,823 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.96, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 00:12 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 5,218 | $3.93 | $20,527.61 |
DisclosureSEC source: 0000921895-22-002087 · form412364002fri_06232022.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,786,287 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.92 to $3.95, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 23:23 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 500 | $3.94 | $1,968.45 |
DisclosureSEC source: 0000921895-22-002084 · form412364002_06232022.xml · nonDerivative · entry 1 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:03 UTC |
Miller Ronald L. Jr.Director
|
PurchaseCommon Stock | 630 | $3.91 | $2,462.54 |
DisclosureSEC source: 0000921895-22-002065 · form412364002_06222022.xml · nonDerivative · entry 1 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,605 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.885 to $3.91, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. Read SEC document |
| June 21, 2022 Filed Jun 24, 2022 00:12 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 764 | $3.71 | $2,832.84 |
DisclosureSEC source: 0000921895-22-002087 · form412364002fri_06232022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,781,069 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.885, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:16 UTC |
Hatch S. RayDirector · President and CEO
|
PurchaseCommon Stock | 3,000 | $3.87 | $11,610.00 |
DisclosureSEC source: 0000921895-22-002029 · form412364002_06172022.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,288 Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 16:36 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 4,355 | $3.85 | $16,766.75 |
DisclosureSEC source: 0001104659-22-071480 · tm2218534-1_4seq1.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,358,205 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 788,189 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 305,213 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 16:36 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 4,150 | $3.85 | $15,977.50 |
DisclosureSEC source: 0001104659-22-071480 · tm2218534-1_4seq1.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,529 F1 · ownership.direct: The Reporting Person directly beneficially 1,202,529 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 20:03 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 4,816 | $3.74 | $18,011.84 |
DisclosureSEC source: 0000921895-22-001985 · form412364002_06142022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,780,305 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.695 to $3.80, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,644 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · derivative · entry 7 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,644 shares Expires 2029-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The number of shares subject to the option vested and became exercisable on the date of the annual meeting of stockholders in 2020. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
SaleCommon Stock | 2,644 | $4.70 | $12,426.80 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · nonDerivative · entry 4 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.70 to $4.71. The price above reflects the weighted average sale price. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
Exercise / conversionCommon Stock | 2,644 | $2.11 | $5,578.84 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · nonDerivative · entry 3 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 12,991 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · derivative · entry 6 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,644 Underlying: Common Stock · 12,991 shares Expires 2029-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The number of shares subject to the option vested and became exercisable on the date of the annual meeting of stockholders in 2020. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
SaleCommon Stock | 12,991 | $4.70 | $61,057.70 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · nonDerivative · entry 2 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.70 to $4.71. The price above reflects the weighted average sale price. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:19 UTC |
Miller Ronald L. Jr.Director
|
Exercise / conversionCommon Stock | 12,991 | $2.11 | $27,411.01 |
DisclosureSEC source: 0000921895-22-001945 · form412364002_06092022.xml · nonDerivative · entry 1 Miller Ronald L. Jr. · CIK 0001560790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,163 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · derivative · entry 10 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,936 Underlying: Common Stock · 1,163 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 1,163 | $4.40 | $5,119.53 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 6 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F4 · price: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.45. The price above reflects the weighted average sale price. Read SEC document |
| June 06, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 1,163 | $1.51 | $1,756.13 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 5 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:22 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 1,712 | $4.35 | $7,447.20 |
DisclosureSEC source: 0001104659-22-069329 · tm2217811-2_4seq1.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,353,850 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 785,520 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 303,527 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:22 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 1,632 | $4.35 | $7,099.20 |
DisclosureSEC source: 0001104659-22-069329 · tm2217811-2_4seq1.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,379 F1 · ownership.direct: The Reporting Person directly beneficially 1,198,379 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 16:26 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 15,951 | $4.30 | $68,603.66 |
DisclosureSEC source: 0001104659-22-068538 · tm2217811-1_4seq1.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,352,198 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 784,471 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 302,924 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 16:26 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 15,197 | $4.30 | $65,360.78 |
DisclosureSEC source: 0001104659-22-068538 · tm2217811-1_4seq1.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,747 F1 · ownership.direct: The Reporting Person directly beneficially 1,196,747 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,193 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · derivative · entry 9 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,099 Underlying: Common Stock · 2,193 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 2,193 | $4.40 | $9,651.39 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F3 · price: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.41. The price above reflects the weighted average sale price. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 2,193 | $1.51 | $3,311.43 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 3 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:26 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 13,562 | $4.40 | $59,672.80 |
DisclosureSEC source: 0001104659-22-068538 · tm2217811-1_4seq1.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,336,247 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 784,471 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 302,924 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:26 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 12,922 | $4.40 | $56,856.80 |
DisclosureSEC source: 0001104659-22-068538 · tm2217811-1_4seq1.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,550 F1 · ownership.direct: The Reporting Person directly beneficially 1,196,747 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,561 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · derivative · entry 8 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,292 Underlying: Common Stock · 23,561 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 23,561 | $4.41 | $103,927.57 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.40 to $4.495. The price above reflects the weighted average sale price. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:35 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 23,561 | $1.51 | $35,577.11 |
DisclosureSEC source: 0000921895-22-001915 · form412364002_06062022.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:14 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-001882 · form412364002_06022022.xml · derivative · entry 7 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,853 Underlying: Common Stock · 100 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:14 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 100 | $4.41 | $441.00 |
DisclosureSEC source: 0000921895-22-001882 · form412364002_06022022.xml · nonDerivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:14 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 100 | $1.51 | $151.00 |
DisclosureSEC source: 0000921895-22-001882 · form412364002_06022022.xml · nonDerivative · entry 3 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.