Hatch S. Ray

SEC source: 0000921895-25-001084 · form412364002_04152025.xml · derivative · entry 3

Hatch S. Ray · CIK 0001663269 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Reflects a grant of 30,000 restricted stock units awarded to the Reporting Person on June 26, 2024, which was deemed fully vested upon the termination of the Reporting Person's employment as the Chief Executive Officer of the Issuer.

F3 · derivative.expiration_date: Reflects a grant of 30,000 restricted stock units awarded to the Reporting Person on June 26, 2024, which was deemed fully vested upon the termination of the Reporting Person's employment as the Chief Executive Officer of the Issuer.

SEC source: 0000921895-25-001084 · form412364002_04152025.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000921895-25-000789 · form412364002_03172025.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,774

SEC source: 0000921895-24-002767 · form412364002hat_11182024.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,774

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (May 15, 2024) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-24-002595 · form412364002_11122024.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,149

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.139 to $7.19, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.

SEC source: 0000921895-24-001887 · form412364002hat_08212024.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,332

SEC source: 0000921895-24-001484 · form412364002hat_06282024.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

SEC source: 0000921895-24-001258 · form412364002hat_05162024.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,832

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2023) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-23-002752 · form412364002hat_12122023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.18 to $6.2796, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.

SEC source: 0000921895-23-002664 · form412364002hat_11162023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,269

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (May 15, 2023) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-23-001283 · form412364hat_05192023.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026.

SEC source: 0000921895-23-001238 · form412364hat_05162023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,351

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-23-000936 · form412364hat_04252023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,367

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-22-003066 · form412364hat_11162022.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,346

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-22-002029 · form412364002_06172022.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,288

SEC source: 0000921895-22-001712 · form412364002hat_05172022.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,288

F1 · shares: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-22-001349 · form412364hat_04222022.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2032-04-20

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on April 20, 2025.

SEC source: 0000921895-22-001137 · form412364hat_04052022.xml · nonDerivative · entry 2

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,585

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-22-001137 · form412364hat_04052022.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,207

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-21-002714 · form412364001hat_11172021.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-21-001428 · form412364002hat_05192021.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,192

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

SEC source: 0000921895-21-000957 · form412364hat_04052021.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,939

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-21-000831 · form412364hat_03232021.xml · nonDerivative · entry 2

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,196

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.8976 to $3.90. The price above reflects the weighted average sale price.

F3 · balance_after: These shares represent shares of common stock of the Issuer held by the Reporting Person.

SEC source: 0000921895-21-000831 · form412364hat_03232021.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,207

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-21-000768 · form412364hat_03172021.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-03-15

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on March 15, 2024.

SEC source: 0000921895-20-003053 · form412364002hat_11192020.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is at a 15% discount to closing price on the transaction date.

SEC source: 0000921895-20-001491 · form412364002hat_05182020.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,268

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is at a 15% discount to closing price on the transaction date.

SEC source: 0000921895-20-000873 · form412364002hat_03232020.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,874

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

SEC source: 0000921895-20-000822 · form412364002hat_03182020.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2030-03-16

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on March 16, 2023.

SEC source: 0000921895-19-002814 · form412364hat_11182019.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,590

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-19-031102 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-19-011280 · doc4.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on February 12, 2022.

SEC source: 0001209191-18-059794 · doc4.xml · nonDerivative · entry 2

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

SEC source: 0001209191-18-059794 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,011

SEC source: 0001209191-18-059475 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-18-031599 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-18-004353 · doc4.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 16, 2021.

SEC source: 0001209191-17-061814 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,536

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-17-049989 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,028

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016.