Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2023 Filed Jun 20, 2023 13:13 UTC |
Johnston Brett WadeSr. VP of Finance and CFO
|
PurchaseCommon Stock | 18,000 | $5.89 | $106,020.00 |
DisclosureSEC source: 0000921895-23-001539 · form412364002_06202023.xml · nonDerivative · entry 1 Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $5.79 and $5.90. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:27 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,986 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-23-001537 · form412364swe_06162023.xml · derivative · entry 6 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,014 Underlying: Common Stock · 5,986 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:27 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 5,986 | $6.02 | $36,027.94 |
DisclosureSEC source: 0000921895-23-001537 · form412364swe_06162023.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,511 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.07, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:27 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 5,986 | $1.51 | $9,038.86 |
DisclosureSEC source: 0000921895-23-001537 · form412364swe_06162023.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| May 17, 2023 Filed May 19, 2023 15:19 UTC |
Sweitzer David PEVP and COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 52,500 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000921895-23-001285 · form412364swe_05192023.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2033-05-17 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026. Read SEC document |
| May 17, 2023 Filed May 19, 2023 19:15 UTC |
Hatch S. RayDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000921895-23-001283 · form412364hat_05192023.xml · derivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026. Read SEC document |
| May 17, 2023 Filed May 19, 2023 19:17 UTC |
Johnston Brett WadeSr. VP of Finance and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000921895-23-001284 · form412364joh_05192023.xml · derivative · entry 1 Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-05-17 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:03 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 2,005 | $4.68 | $9,373.38 |
DisclosureSEC source: 0000921895-23-001238 · form412364hat_05162023.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,351 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 20:55 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 11,782 | $5.56 | $65,507.92 |
DisclosureSEC source: 0000921895-23-000936 · form412364hat_04252023.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,367 F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:19 UTC |
Allred Alan D.See Remarks
|
SaleCommon Stock, $0.001 par value per share | 300 | $6.45 | $1,935.00 |
DisclosureSEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 3 Allred Alan D. · CIK 0001830404 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By GRW, Inc. Disclosed balance after: 369,803 F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2022 Filed Dec 19, 2022 22:19 UTC |
Allred Alan D.See Remarks
|
SaleCommon Stock, $0.001 par value per share | 5,000 | $6.51 | $32,550.00 |
DisclosureSEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 2 Allred Alan D. · CIK 0001830404 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By GRW, Inc. Disclosed balance after: 370,103 F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.54, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2022 Filed Dec 19, 2022 22:19 UTC |
Allred Alan D.See Remarks
|
SaleCommon Stock, $0.001 par value per share | 10,000 | $6.46 | $64,600.00 |
DisclosureSEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 1 Allred Alan D. · CIK 0001830404 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By GRW, Inc. Disclosed balance after: 375,103 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.51, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:34 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 2,058 | $4.33 | $8,903.94 |
DisclosureSEC source: 0000921895-22-003066 · form412364hat_11162022.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,346 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:42 UTC |
Johnston Brett WadeSr. VP of Finance and CFO
|
GrantEmployee stock option (right to buy) · Derivative | 25,000 | $0.00 Strike: $8.68 | $0.00 |
DisclosureSEC source: 0000921895-22-002899 · form412364002_11032022.xml · derivative · entry 1 Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-11-01 F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of the grant, until fully vested November 1, 2027. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 17:59 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002893 · form412364002_11022022.xml · derivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 20,000 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 17:59 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 20,000 | $8.81 | $176,144.00 |
DisclosureSEC source: 0000921895-22-002893 · form412364002_11022022.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.99, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 17:59 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 20,000 | $1.51 | $30,200.00 |
DisclosureSEC source: 0000921895-22-002893 · form412364002_11022022.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| October 19, 2022 Filed Nov 17, 2022 21:06 UTC |
Allred Alan D.See Remarks
|
GrantCommon Stock, $0.001 par value per share | 166,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-22-003076 · form412364002_11172022.xml · nonDerivative · entry 1 Allred Alan D. · CIK 0001830404 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By GRW, Inc. Disclosed balance after: 385,103 F1 · kind: On October 19, 2022 (the "Transaction Date"), the Reporting Person through an entity controlled by the Reporting Person received 166,516 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Issuer in connection with the Consideration Agreement (the "Consideration Agreement"), dated October 19, 2020. Pursuant to the Consideration Agreement, the amount of shares issued was calculated based on a per share price equal to the volume weighted average price of the Common Stock on the Nasdaq Capital Market during the thirty (30) consecutive trading days ending on the trading day prior to the Transaction Date. F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,584 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · derivative · entry 7 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 8,584 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 8,584 | $8.09 | $69,470.31 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.285, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 8,584 | $1.51 | $12,961.84 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 3 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,416 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · derivative · entry 6 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,584 Underlying: Common Stock · 11,416 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 11,416 | $8.00 | $91,350.83 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 18:56 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 11,416 | $1.51 | $17,238.16 |
DisclosureSEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| September 16, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 6,959 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 10 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 6,959 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 16, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 6,959 | $7.47 | $51,997.65 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 6 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| September 16, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 6,959 | $1.51 | $10,508.09 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 5 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 19,041 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 9 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,959 Underlying: Common Stock · 19,041 shares Expires 2029-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 19,041 | $8.07 | $153,630.40 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 19,041 | $1.51 | $28,751.91 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 3 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 5,931 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 8 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,931 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 5,931 | $8.10 | $48,057.71 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 18:13 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 5,931 | $1.51 | $8,955.81 |
DisclosureSEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 22:16 UTC |
LATHAM LAURIE LSenior VP and CFO
|
SaleCommon Stock | 1,871 | $7.00 | $13,097.00 |
DisclosureSEC source: 0000921895-22-002608 · form412364002_09012022.xml · nonDerivative · entry 2 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.0001, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 22:16 UTC |
LATHAM LAURIE LSenior VP and CFO
|
SaleCommon Stock | 6,963 | $7.00 | $48,754.93 |
DisclosureSEC source: 0000921895-22-002608 · form412364002_09012022.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,458 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.025, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 20:06 UTC |
LATHAM LAURIE LSenior VP and CFO
|
SaleCommon Stock | 8,730 | $7.01 | $61,166.75 |
DisclosureSEC source: 0000921895-22-002580 · form412364002_08302022.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,421 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.11, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| August 25, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,316 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 10 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,931 Underlying: Common Stock · 4,316 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| August 25, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 4,316 | $6.89 | $29,737.24 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 6 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $6.93. The price above reflects the weighted average sale price. Read SEC document |
| August 25, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 4,316 | $1.51 | $6,517.16 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 5 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,271 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 9 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,247 Underlying: Common Stock · 14,271 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 14,271 | $6.91 | $98,612.61 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 4 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $7.00. The price above reflects the weighted average sale price. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 14,271 | $1.51 | $21,549.21 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 3 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,418 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 8 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,518 Underlying: Common Stock · 11,418 shares Expires 2030-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
SaleCommon Stock | 11,418 | $6.87 | $78,441.66 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 2 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F2 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $7.00. The price above reflects the weighted average sale price. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:10 UTC |
Sweitzer David PEVP and COO
|
Exercise / conversionCommon Stock | 11,418 | $1.51 | $17,241.18 |
DisclosureSEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent the number of shares exercised by the Reporting Person. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:57 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 3,242 | $3.96 | $12,845.13 |
DisclosureSEC source: 0000921895-22-002298 · form412364002_07282022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,812,547 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 00:53 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 116 | $3.99 | $462.84 |
DisclosureSEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,305 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 14, 2022 Filed Jul 19, 2022 00:53 UTC |
FRIEDBERG DANIEL M.Director · 10% owner
|
PurchaseCommon Stock | 98 | $3.99 | $391.02 |
DisclosureSEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,189 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 16:17 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 963 | $4.08 | $3,927.40 |
DisclosureSEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,363,326 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 791,327 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 307,196 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| July 13, 2022 Filed Jul 14, 2022 16:17 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 918 | $4.08 | $3,743.88 |
DisclosureSEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,408 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,207,408 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.