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Nasdaq · USD

QRHC

Quest Resource Holding Corp

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852
SEC CIK
0001442236
Parsed reports
382

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 20, 2023 13:13 UTC
Johnston Brett WadeSr. VP of Finance and CFO
PurchaseCommon Stock 18,000 $5.89 $106,020.00
Disclosure

SEC source: 0000921895-23-001539 · form412364002_06202023.xml · nonDerivative · entry 1

Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $5.79 and $5.90. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:27 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,986 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-23-001537 · form412364swe_06162023.xml · derivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,014

Underlying: Common Stock · 5,986 shares

Expires 2030-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:27 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 5,986 $6.02 $36,027.94
Disclosure

SEC source: 0000921895-23-001537 · form412364swe_06162023.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.07, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:27 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 5,986 $1.51 $9,038.86
Disclosure

SEC source: 0000921895-23-001537 · form412364swe_06162023.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
May 17, 2023 Filed May 19, 2023 15:19 UTC
Sweitzer David PEVP and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 52,500 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000921895-23-001285 · form412364swe_05192023.xml · derivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-05-17

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026.

Read SEC document
May 17, 2023 Filed May 19, 2023 19:15 UTC
Hatch S. RayDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000921895-23-001283 · form412364hat_05192023.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026.

Read SEC document
May 17, 2023 Filed May 19, 2023 19:17 UTC
Johnston Brett WadeSr. VP of Finance and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000921895-23-001284 · form412364joh_05192023.xml · derivative · entry 1

Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant, until fully vested on May 17, 2026.

Read SEC document
May 12, 2023 Filed May 17, 2023 00:03 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 2,005 $4.68 $9,373.38
Disclosure

SEC source: 0000921895-23-001238 · form412364hat_05162023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,351

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:55 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 11,782 $5.56 $65,507.92
Disclosure

SEC source: 0000921895-23-000936 · form412364hat_04252023.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,367

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:19 UTC
Allred Alan D.See Remarks
SaleCommon Stock, $0.001 par value per share 300 $6.45 $1,935.00
Disclosure

SEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 3

Allred Alan D. · CIK 0001830404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRW, Inc.

Disclosed balance after: 369,803

F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2022 Filed Dec 19, 2022 22:19 UTC
Allred Alan D.See Remarks
SaleCommon Stock, $0.001 par value per share 5,000 $6.51 $32,550.00
Disclosure

SEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 2

Allred Alan D. · CIK 0001830404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRW, Inc.

Disclosed balance after: 370,103

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.54, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
December 12, 2022 Filed Dec 19, 2022 22:19 UTC
Allred Alan D.See Remarks
SaleCommon Stock, $0.001 par value per share 10,000 $6.46 $64,600.00
Disclosure

SEC source: 0000921895-22-003244 · form412364002_12192022.xml · nonDerivative · entry 1

Allred Alan D. · CIK 0001830404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRW, Inc.

Disclosed balance after: 375,103

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.51, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 22:34 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 2,058 $4.33 $8,903.94
Disclosure

SEC source: 0000921895-22-003066 · form412364hat_11162022.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,346

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Pursuant to the terms of the Issuer's employee stock purchase plan, the price is equal to 85% of the lesser of (i) the market value of the shares on the offering date (November 15, 2020) and (ii) the market value of the shares on the purchase date of the offering which is the last business day of the applicable offering period.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:42 UTC
Johnston Brett WadeSr. VP of Finance and CFO
GrantEmployee stock option (right to buy) · Derivative 25,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0000921895-22-002899 · form412364002_11032022.xml · derivative · entry 1

Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-11-01

F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of the grant, until fully vested November 1, 2027.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:59 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002893 · form412364002_11022022.xml · derivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 20,000 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:59 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 20,000 $8.81 $176,144.00
Disclosure

SEC source: 0000921895-22-002893 · form412364002_11022022.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.99, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:59 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 20,000 $1.51 $30,200.00
Disclosure

SEC source: 0000921895-22-002893 · form412364002_11022022.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
October 19, 2022 Filed Nov 17, 2022 21:06 UTC
Allred Alan D.See Remarks
GrantCommon Stock, $0.001 par value per share 166,516 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-003076 · form412364002_11172022.xml · nonDerivative · entry 1

Allred Alan D. · CIK 0001830404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRW, Inc.

Disclosed balance after: 385,103

F1 · kind: On October 19, 2022 (the "Transaction Date"), the Reporting Person through an entity controlled by the Reporting Person received 166,516 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Issuer in connection with the Consideration Agreement (the "Consideration Agreement"), dated October 19, 2020. Pursuant to the Consideration Agreement, the amount of shares issued was calculated based on a per share price equal to the volume weighted average price of the Common Stock on the Nasdaq Capital Market during the thirty (30) consecutive trading days ending on the trading day prior to the Transaction Date.

F2 · ownership.direct: The Reporting Person is the sole shareholder of GRW, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,584 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · derivative · entry 7

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 8,584 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 8,584 $8.09 $69,470.31
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.285, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 8,584 $1.51 $12,961.84
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 3

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,416 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · derivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,584

Underlying: Common Stock · 11,416 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 11,416 $8.00 $91,350.83
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 18:56 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 11,416 $1.51 $17,238.16
Disclosure

SEC source: 0000921895-22-002842 · form412364002_10192022.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 6,959 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 10

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 6,959 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 6,959 $7.47 $51,997.65
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 6,959 $1.51 $10,508.09
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 5

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 19,041 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 9

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,959

Underlying: Common Stock · 19,041 shares

Expires 2029-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 19,041 $8.07 $153,630.40
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 19,041 $1.51 $28,751.91
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 3

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 5,931 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · derivative · entry 8

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,931 shares

Expires 2030-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 5,931 $8.10 $48,057.71
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 18:13 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 5,931 $1.51 $8,955.81
Disclosure

SEC source: 0001193805-22-001276 · e621928_4-qrhc.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

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September 01, 2022 Filed Sep 1, 2022 22:16 UTC
LATHAM LAURIE LSenior VP and CFO
SaleCommon Stock 1,871 $7.00 $13,097.00
Disclosure

SEC source: 0000921895-22-002608 · form412364002_09012022.xml · nonDerivative · entry 2

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.0001, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

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August 30, 2022 Filed Sep 1, 2022 22:16 UTC
LATHAM LAURIE LSenior VP and CFO
SaleCommon Stock 6,963 $7.00 $48,754.93
Disclosure

SEC source: 0000921895-22-002608 · form412364002_09012022.xml · nonDerivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.025, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

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August 29, 2022 Filed Aug 30, 2022 20:06 UTC
LATHAM LAURIE LSenior VP and CFO
SaleCommon Stock 8,730 $7.01 $61,166.75
Disclosure

SEC source: 0000921895-22-002580 · form412364002_08302022.xml · nonDerivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.11, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

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August 25, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,316 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 10

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,931

Underlying: Common Stock · 4,316 shares

Expires 2030-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

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August 25, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 4,316 $6.89 $29,737.24
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $6.93. The price above reflects the weighted average sale price.

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August 25, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 4,316 $1.51 $6,517.16
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 5

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,271 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 9

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,247

Underlying: Common Stock · 14,271 shares

Expires 2030-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

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August 24, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 14,271 $6.91 $98,612.61
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $7.00. The price above reflects the weighted average sale price.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 14,271 $1.51 $21,549.21
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 3

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,418 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · derivative · entry 8

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,518

Underlying: Common Stock · 11,418 shares

Expires 2030-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 11,418 $6.87 $78,441.66
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.85 to $7.00. The price above reflects the weighted average sale price.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:10 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 11,418 $1.51 $17,241.18
Disclosure

SEC source: 0000921895-22-002547 · form412364002_08252022.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:57 UTC
FRIEDBERG DANIEL M.Director · 10% owner
PurchaseCommon Stock 3,242 $3.96 $12,845.13
Disclosure

SEC source: 0000921895-22-002298 · form412364002_07282022.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC

Disclosed balance after: 2,812,547

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.

F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.

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July 15, 2022 Filed Jul 19, 2022 00:53 UTC
FRIEDBERG DANIEL M.Director · 10% owner
PurchaseCommon Stock 116 $3.99 $462.84
Disclosure

SEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 2

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC

Disclosed balance after: 2,809,305

F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.

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July 14, 2022 Filed Jul 19, 2022 00:53 UTC
FRIEDBERG DANIEL M.Director · 10% owner
PurchaseCommon Stock 98 $3.99 $391.02
Disclosure

SEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC

Disclosed balance after: 2,809,189

F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.

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July 13, 2022 Filed Jul 14, 2022 16:17 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, $0.001 par value per share 963 $4.08 $3,927.40
Disclosure

SEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 4

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,363,326

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 791,327 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 307,196 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 264,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

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July 13, 2022 Filed Jul 14, 2022 16:17 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, $0.001 par value per share 918 $4.08 $3,743.88
Disclosure

SEC source: 0001104659-22-079866 · tm2221033d1_4.xml · nonDerivative · entry 3

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,408

F1 · ownership.direct: The Reporting Person directly beneficially owns 1,207,408 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.