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Nasdaq · USD

QRHC

Quest Resource Holding Corp

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Tapewire entity
852
SEC CIK
0001442236
Parsed reports
382

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2024 Filed Feb 12, 2025 22:09 UTC GrantCommon Stock 395 $8.84 $3,491.80
Disclosure

SEC source: 0000921895-25-000354 · form512364002nol_02102025.xml · nonDerivative · entry 9

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,461

F4 · shares: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
August 22, 2024 Filed Aug 22, 2024 21:08 UTC
Johnston Brett WadeSr. VP of Finance and CFO
PurchaseCommon Stock 1,500 $8.03 $12,045.90
Disclosure

SEC source: 0000921895-24-001897 · form412364002_08222024.xml · nonDerivative · entry 1

Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,070

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.03 to $8.04, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.

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August 20, 2024 Filed Aug 21, 2024 19:52 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,593 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0000921895-24-001888 · form412364002swe_08212024.xml · derivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,593 shares

Expires 2031-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 60,000 shares, is exercisable in three equal installments beginning on March 15, 2022, which was the first anniversary of the date on which the option was granted.

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August 20, 2024 Filed Aug 21, 2024 19:52 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 22,593 $8.00 $180,753.04
Disclosure

SEC source: 0000921895-24-001888 · form412364002swe_08212024.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.03, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 19:52 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 22,593 $3.83 $86,531.19
Disclosure

SEC source: 0000921895-24-001888 · form412364002swe_08212024.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 23:51 UTC
Hatch S. RayDirector · President and CEO
PurchaseCommon Stock 2,500 $8.07 $20,186.25
Disclosure

SEC source: 0000921895-24-001887 · form412364002hat_08212024.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,332

Read SEC document
August 16, 2024 Filed Nov 22, 2024 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 10,176 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002792 · form412364002_11222024.xml · derivative · entry 3

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

F2 · derivative.expiration_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

Read SEC document
August 16, 2024 Filed Nov 22, 2024 21:31 UTC Exercise / conversionCommon Stock 10,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-24-002792 · form412364002_11222024.xml · nonDerivative · entry 1

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2024 Filed Feb 5, 2025 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 10,176 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000246 · form412364002tom_02042025.xml · derivative · entry 3

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

F4 · derivative.expiration_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

Read SEC document
August 16, 2024 Filed Feb 5, 2025 00:25 UTC Exercise / conversionCommon Stock 10,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000246 · form412364002tom_02042025.xml · nonDerivative · entry 1

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: These shares represent shares of common stock of the Issuer held by the Reporting Person.

Read SEC document
August 16, 2024 Filed Feb 5, 2025 00:26 UTC Exercise / conversionRestricted Stock Units · Derivative 10,176 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000247 · form412364002nol_02042025.xml · derivative · entry 3

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

F4 · derivative.expiration_date: On August 16, 2024, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary on the grant date.

Read SEC document
August 16, 2024 Filed Feb 5, 2025 00:26 UTC Exercise / conversionCommon Stock 10,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000247 · form412364002nol_02042025.xml · nonDerivative · entry 1

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: These shares represent shares of common stock of the Issuer held by the Reporting Person.

Read SEC document
August 16, 2024 Filed Feb 12, 2025 22:06 UTC
FRIEDBERG DANIEL M.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 10,176 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · derivative · entry 7

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On August 16, 2023, Mr. Friedberg was granted 10,176 restricted stock units which vested on the first anniversary of the grant date.

F6 · derivative.expiration_date: On August 16, 2023, Mr. Friedberg was granted 10,176 restricted stock units which vested on the first anniversary of the grant date.

Read SEC document
August 16, 2024 Filed Feb 12, 2025 22:06 UTC
FRIEDBERG DANIEL M.Director · 10% owner
Exercise / conversionCommon Stock 10,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: These shares represent shares of common stock of the Issuer held by Mr. Friedberg.

Read SEC document
August 16, 2024 Filed Apr 2, 2025 23:55 UTC Exercise / conversionRestricted Stock Units · Derivative 10,176 $0.00 $0.00
Disclosure

SEC source: 0000921895-25-000961 · form412364002cul_04022025.xml · derivative · entry 3

Culpepper Glenn · CIK 0001566800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On August 16, 2023, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary of the grant date.

F5 · derivative.expiration_date: On August 16, 2023, the reporting person was granted 10,176 restricted stock units which vested on the first anniversary of the grant date.

Read SEC document
August 16, 2024 Filed Apr 2, 2025 23:55 UTC Exercise / conversionCommon Stock 10,176 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-000961 · form412364002cul_04022025.xml · nonDerivative · entry 1

Culpepper Glenn · CIK 0001566800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: These shares represent shares of common stock of the Issuer held by the Reporting Person.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:47 UTC GrantRestricted Stock Unit · Derivative 10,409 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001844 · form412364002tom_08142024.xml · derivative · entry 1

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,409

Underlying: Common Stock · 10,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:45 UTC
FRIEDBERG DANIEL M.Director · 10% owner
GrantRestricted Stock Unit · Derivative 10,409 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001842 · form412364002fri_08142024.xml · derivative · entry 1

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,409

Underlying: Common Stock · 10,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:46 UTC GrantRestricted Stock Unit · Derivative 10,409 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001843 · form412364002nol_08142024.xml · derivative · entry 1

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,409

Underlying: Common Stock · 10,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:44 UTC GrantRestricted Stock Unit · Derivative 10,409 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001841 · form412364002dun_08142024.xml · derivative · entry 1

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,409

Underlying: Common Stock · 10,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:44 UTC GrantRestricted Stock Unit · Derivative 10,409 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001840 · form412364002cul_08142024.xml · derivative · entry 1

Culpepper Glenn · CIK 0001566800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,409

Underlying: Common Stock · 10,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

Read SEC document
July 31, 2024 Filed Feb 12, 2025 22:08 UTC GrantCommon Stock 409 $8.44 $3,451.96
Disclosure

SEC source: 0000921895-25-000353 · form512364002tom_02102025.xml · nonDerivative · entry 7

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,436

F2 · shares: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
July 31, 2024 Filed Feb 12, 2025 22:06 UTC
FRIEDBERG DANIEL M.Director · 10% owner
GrantCommon Stock 3,303 $8.44 $27,877.32
Disclosure

SEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 3

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,456

F4 · shares: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.

Read SEC document
July 31, 2024 Filed Feb 12, 2025 22:09 UTC GrantCommon Stock 409 $8.44 $3,451.96
Disclosure

SEC source: 0000921895-25-000354 · form512364002nol_02102025.xml · nonDerivative · entry 8

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,066

F4 · shares: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
June 30, 2024 Filed Feb 12, 2025 22:08 UTC GrantCommon Stock 378 $8.80 $3,326.40
Disclosure

SEC source: 0000921895-25-000353 · form512364002tom_02102025.xml · nonDerivative · entry 6

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,027

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
June 30, 2024 Filed Feb 12, 2025 22:06 UTC
FRIEDBERG DANIEL M.Director · 10% owner
GrantCommon Stock 3,153 $8.80 $27,746.40
Disclosure

SEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 2

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,153

F3 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stockunderlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.

Read SEC document
June 30, 2024 Filed Feb 12, 2025 22:09 UTC GrantCommon Stock 379 $8.80 $3,335.20
Disclosure

SEC source: 0000921895-25-000354 · form512364002nol_02102025.xml · nonDerivative · entry 7

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,657

F3 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:18 UTC
Moss Perry W.Chief Revenue Officer
GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001486 · form412364002mos_06282024.xml · derivative · entry 1

Moss Perry W. · CIK 0002025483 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 16:20 UTC
Sweitzer David PEVP and COO
GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001487 · form412364002swe_06282024.xml · derivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:17 UTC
Johnston Brett WadeSr. VP of Finance and CFO
GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001485 · form412364002joh_06282024.xml · derivative · entry 1

Johnston Brett Wade · CIK 0001950481 · Sr. VP of Finance and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted on June 26, 2024 (the "Grant Date") are scheduled to vest as follows: one-third upon the first anniversary of the Grant Date, one-third upon the second anniversary of the Grant Date, and one-third upon the third anniversary of the Grant Date.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:16 UTC
Hatch S. RayDirector · President and CEO
GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-001484 · form412364002hat_06282024.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted.

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June 24, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,841 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · derivative · entry 10

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,593

Underlying: Common Stock · 22,593 shares

Expires 2031-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 60,000 shares, is exercisable in three equal installments beginning on March 15, 2022, which was the first anniversary of the date on which the option was granted.

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June 24, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 19,841 $8.40 $166,678.29
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

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June 24, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 19,841 $3.83 $75,991.03
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 5

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

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June 21, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,047 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · derivative · entry 9

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,434

Underlying: Common Stock · 42,434 shares

Expires 2031-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 60,000 shares, is exercisable in three equal installments beginning on March 15, 2022, which was the first anniversary of the date on which the option was granted.

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June 21, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 16,047 $8.52 $136,755.74
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.71, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

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June 21, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 16,047 $3.83 $61,460.01
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 3

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

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May 31, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 7,715 $9.02 $69,551.50
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · nonDerivative · entry 4

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.04, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
May 31, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,519 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · derivative · entry 8

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,481

Underlying: Common Stock · 58,481 shares

Expires 2031-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 60,000 shares, is exercisable in three equal installments beginning on March 15, 2022, which was the first anniversary of the date on which the option was granted.

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May 31, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 1,519 $9.01 $13,681.33
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,511

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
May 31, 2024 Filed Jun 25, 2024 17:36 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 1,519 $3.83 $5,817.77
Disclosure

SEC source: 0000921895-24-001460 · form412364002_06252024.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
May 31, 2024 Filed Feb 12, 2025 22:08 UTC GrantCommon Stock 377 $8.84 $3,332.68
Disclosure

SEC source: 0000921895-25-000353 · form512364002tom_02102025.xml · nonDerivative · entry 5

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,649

F1 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

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May 31, 2024 Filed Feb 12, 2025 22:09 UTC GrantCommon Stock 377 $8.84 $3,332.68
Disclosure

SEC source: 0000921895-25-000354 · form512364002nol_02102025.xml · nonDerivative · entry 6

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,278

F3 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon the Reporting Person's separation from service with the Issuer.

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May 30, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,500 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · derivative · entry 7

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2028-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 10,500 shares, is exercisable in five equal installments beginning on October 15, 2019, which was the first anniversary of the date on which the option was granted.

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May 30, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,400 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · derivative · entry 6

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 8,400 shares

Expires 2029-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 10,500 shares, is exercisable in five equal installments beginning on October 3, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
SaleCommon Stock 11,185 $9.05 $101,194.05
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · nonDerivative · entry 3

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,226

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.11, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 10,500 $2.62 $27,510.00
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · nonDerivative · entry 2

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 19:24 UTC
Sweitzer David PEVP and COO
Exercise / conversionCommon Stock 8,400 $2.45 $20,580.00
Disclosure

SEC source: 0000921895-24-001353 · form412364002swe_06032024.xml · nonDerivative · entry 1

Sweitzer David P · CIK 0001685530 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent the number of shares exercised by the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 23:22 UTC PurchaseCommon Stock 2,000 $9.09 $18,179.60
Disclosure

SEC source: 0000921895-24-001352 · form412364002dun_06032024.xml · nonDerivative · entry 1

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
May 16, 2024 Filed May 20, 2024 13:01 UTC PurchaseCommon Stock 4,000 $9.75 $39,000.00
Disclosure

SEC source: 0000921895-24-001275 · form412364002_05202024.xml · nonDerivative · entry 1

Culpepper Glenn · CIK 0001566800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.