Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2017 Filed Dec 7, 2017 17:09 UTC |
SALTZ MITCHELL ADirector · 10% owner
Stockbridge Enterprises, L.P.10% owner
|
SaleCommon Stock | 25,000 | $2.05 | $51,147.50 |
DisclosureSEC source: 0001209191-17-064490 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,713,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.021242 to $2.081, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 19:48 UTC |
SALTZ MITCHELL ADirector · 10% owner
Stockbridge Enterprises, L.P.10% owner
|
SaleCommon Stock | 24,000 | $2.02 | $48,580.80 |
DisclosureSEC source: 0001209191-17-064078 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,738,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0007 to $2.084470, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:48 UTC |
SALTZ MITCHELL ADirector · 10% owner
Stockbridge Enterprises, L.P.10% owner
|
SaleCommon Stock | 32,000 | $2.02 | $64,752.00 |
DisclosureSEC source: 0001209191-17-064078 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,762,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.084429, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 23:13 UTC |
Tomolonius SarahDirector
|
PurchaseCommon Stock | 3,750 | $2.03 | $7,612.50 |
DisclosureSEC source: 0000899243-17-027700 · doc4.xml · nonDerivative · entry 1 Tomolonius Sarah · CIK 0001685481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 19:43 UTC |
SALTZ MITCHELL ADirector · 10% owner
Stockbridge Enterprises, L.P.10% owner
|
SaleCommon Stock | 55,500 | $1.93 | $107,120.55 |
DisclosureSEC source: 0001209191-17-062218 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,794,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:04 UTC |
Golden Michael FDirector
|
PurchaseCommon Stock | 1,700 | $1.94 | $3,291.20 |
DisclosureSEC source: 0001209191-17-061810 · doc4.xml · nonDerivative · entry 1 Golden Michael F · CIK 0001309339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 F1 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 19:43 UTC |
SALTZ MITCHELL ADirector · 10% owner
Stockbridge Enterprises, L.P.10% owner
|
SaleCommon Stock | 94,500 | $1.94 | $183,103.20 |
DisclosureSEC source: 0001209191-17-062218 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,849,686 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.99, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 14, 2017 Filed Nov 20, 2017 17:10 UTC |
Sweitzer David PSee remarks
|
GrantCommon Stock | 3,771 | $0.99 | $3,750.26 |
DisclosureSEC source: 0001209191-17-061821 · doc4.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 14, 2017 Filed Nov 20, 2017 22:08 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantCommon Stock | 1,055 | $0.99 | $1,049.20 |
DisclosureSEC source: 0001209191-17-061819 · doc4.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016. Read SEC document |
| November 14, 2017 Filed Nov 20, 2017 22:06 UTC |
Hatch S. RayDirector · President and CEO
|
GrantCommon Stock | 1,508 | $0.99 | $1,499.71 |
DisclosureSEC source: 0001209191-17-061814 · doc4.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,536 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 02, 2017 Filed Apr 26, 2018 18:44 UTC |
Sweitzer David PSee remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001209191-18-026314 · doc4.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2027-10-02 F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant until fully vested on October 2, 2022. Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 17:48 UTC |
Sweitzer David PSee remarks
|
PurchaseCommon Stock | 2,000 | $1.28 | $2,560.00 |
DisclosureSEC source: 0001209191-17-050637 · doc4.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,740 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:41 UTC |
Hatch S. RayDirector · President and CEO
|
PurchaseCommon Stock | 3,425 | $1.54 | $5,284.09 |
DisclosureSEC source: 0001209191-17-049989 · doc4.xml · nonDerivative · entry 1 Hatch S. Ray · CIK 0001663269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:21 UTC |
Sweitzer David PSee remarks
|
GrantCommon Stock | 2,740 | $1.37 | $3,749.69 |
DisclosureSEC source: 0001209191-17-033661 · doc4.xml · nonDerivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:16 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 11,134 | $2.54 | $28,246.96 |
DisclosureSEC source: 0001209191-17-028271 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,705,863 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:07 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 4,900 | $2.55 | $12,516.56 |
DisclosureSEC source: 0001209191-17-028017 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,716,997 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 19:07 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 4,500 | $2.59 | $11,647.80 |
DisclosureSEC source: 0001209191-17-028017 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,721,897 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.73, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 18:16 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 7,046 | $2.59 | $18,233.64 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,726,397 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.74, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 18:16 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 523 | $2.73 | $1,429.25 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,733,443 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 18:16 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 4,200 | $2.69 | $11,300.52 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,733,966 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.96, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 18:18 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 6,400 | $2.53 | $16,178.56 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,738,166 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 18:18 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 2,100 | $2.53 | $5,306.07 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,744,566 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:18 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 9,884 | $2.51 | $24,844.42 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,746,666 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.58, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 10, 2017 Filed Apr 10, 2017 18:01 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 300 | $2.61 | $783.99 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,756,550 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 18:01 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 10,349 | $2.52 | $26,032.91 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,756,850 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 18:01 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 12,499 | $2.50 | $31,285.00 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,767,199 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.61, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 17:58 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 12,888 | $2.51 | $32,348.88 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 4 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,779,698 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 17:58 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 500 | $2.51 | $1,255.00 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,792,586 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 17:58 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 15,598 | $2.50 | $38,995.00 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,793,086 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:58 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 793 | $2.50 | $1,982.50 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,808,684 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 18:11 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 300 | $2.50 | $750.00 |
DisclosureSEC source: 0001209191-17-006203 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,809,477 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 18:11 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 2,739 | $2.51 | $6,884.75 |
DisclosureSEC source: 0001209191-17-006203 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,809,777 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.59, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 19:28 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 3,744 | $2.51 | $9,408.67 |
DisclosureSEC source: 0001209191-17-005421 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,812,516 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.57, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016, which was not reflected on the reporting persons' previous Form 4. F4 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 19, 2017 Filed Jan 19, 2017 18:17 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 3,300 | $2.50 | $8,251.65 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments Disclosed balance after: 30,594,295 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 18:17 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 2,400 | $2.50 | $6,000.00 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 30,597,595 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:17 UTC |
SALTZ MITCHELL ADirector · 10% owner
Southwest Green Investments, L.L.C.10% owner
|
SaleCommon Stock | 3,474 | $2.61 | $9,057.76 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 30,599,995 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.67, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:36 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001209191-17-003678 · doc4.xml · derivative · entry 2 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-01-12 F2 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on January 12, 2018. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:36 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001209191-17-003678 · doc4.xml · derivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-01-12 F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 12, 2020. Read SEC document |
| November 17, 2016 Filed Nov 22, 2016 22:44 UTC |
LATHAM LAURIE LSenior VP and CFO
|
GrantCommon Stock | 744 | $1.41 | $1,049.78 |
DisclosureSEC source: 0001209191-16-151766 · doc4.xml · nonDerivative · entry 1 LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,545 F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 16:16 UTC |
Sweitzer David PSee remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001209191-16-144181 · doc4.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2026-10-03 F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant until fully vested on October 3, 2021. Read SEC document |
| October 03, 2016 Filed Oct 7, 2016 16:30 UTC Amendment |
Sweitzer David PSee remarks
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001209191-16-145400 · doc4a.xml · derivative · entry 1 Sweitzer David P · CIK 0001685530 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2026-10-03 F1 · derivative.exercise_date: One-fifth of the total number of shares subject to the option shall vest and become exercisable on each anniversary of the date of grant until fully vested on October 3, 2021. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 21:21 UTC |
Tomolonius SarahDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-16-142831 · doc4.xml · derivative · entry 1 Tomolonius Sarah · CIK 0001685481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2026-09-22 F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest and become exercisable on the last day of each month commencing on the last day of the month in which the option was granted. F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.