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Nasdaq · USD

QRHC

Quest Resource Holding Corp

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852
SEC CIK
0001442236
Parsed reports
382

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2019 Filed Jul 31, 2019 16:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, $0.001 par value per share 1,404 $2.26 $3,173.04
Disclosure

SEC source: 0001144204-19-036891 · tv526166_form4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,295

F1 · ownership.direct: The Reporting Person directly beneficially owns 652,295 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

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June 21, 2019 Filed Jun 25, 2019 16:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, $0.001 par value per share 1,090 $2.26 $2,463.40
Disclosure

SEC source: 0001144204-19-032281 · tv524188_form4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 964,827

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 486,717 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 357,319 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 120,791 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

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June 21, 2019 Filed Jun 25, 2019 16:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, $0.001 par value per share 1,033 $2.26 $2,334.58
Disclosure

SEC source: 0001144204-19-032281 · tv524188_form4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,891

F1 · ownership.direct: The Reporting Person directly beneficially owns 650,891 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

Read SEC document
May 14, 2019 Filed May 17, 2019 22:10 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 1,156 $1.39 $1,611.46
Disclosure

SEC source: 0001209191-19-031102 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 14, 2019 Filed May 17, 2019 22:07 UTC GrantCommon Stock 3,670 $1.39 $5,115.98
Disclosure

SEC source: 0001209191-19-031099 · doc4.xml · nonDerivative · entry 1

Hobby Richard Lovic · CIK 0001748914 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,082

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 14, 2019 Filed May 17, 2019 22:04 UTC
LATHAM LAURIE LSenior VP and CFO
GrantCommon Stock 810 $1.39 $1,129.14
Disclosure

SEC source: 0001209191-19-031095 · doc4.xml · nonDerivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 29, 2019 Filed Apr 30, 2019 21:52 UTC
FRIEDBERG DANIEL M.Director · 10% owner
GrantOption (Right to Buy) · Derivative 94,787 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000921895-19-001212 · form411049002_05012019.xml · derivative · entry 3

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,446

Underlying: Common Stock · 94,787 shares

Expires 2029-04-29

F3 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable on the date on which the Issuer's 2020 annual meeting of stockholders is held.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 21:52 UTC
FRIEDBERG DANIEL M.Director · 10% owner
GrantOption (Right to Buy) · Derivative 151,659 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000921895-19-001212 · form411049002_05012019.xml · derivative · entry 2

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner

Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,659

Underlying: Common Stock · 151,659 shares

Expires 2029-04-29

F2 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable in four equal annual installments beginning on the date on which the Issuer's 2020 annual meeting of stockholders is held, until fully vested.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:35 UTC GrantDirector Stock Option (Right to Buy) · Derivative 47,500 $0.00 Strike: $3.12 $0.00
Disclosure

SEC source: 0001209191-19-026829 · doc4.xml · derivative · entry 2

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2026-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F3 · shares: The option grant reflects an inadvertent mistake in failing to grant previously.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:35 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026829 · doc4.xml · derivative · entry 1

Tomolonius Sarah · CIK 0001685481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:40 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026833 · doc4.xml · derivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:28 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026827 · doc4.xml · derivative · entry 1

Miller Ronald L. Jr. · CIK 0001560790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The number of shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The number of shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:37 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026831 · doc4.xml · derivative · entry 1

WADECKI ISABELL MARIE · CIK 0001214761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:26 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026826 · doc4.xml · derivative · entry 1

KNITTEL RUSSELL J · CIK 0001225977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 21:20 UTC GrantDirector Stock Option (Right to Buy) · Derivative 15,735 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-19-026823 · doc4.xml · derivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 15,735 shares

Expires 2029-04-29

F1 · shares: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F1 · derivative.exercise_date: The shares subject to the option shall vest and become exercisable on the date of the annual meeting of stockholders in 2020.

F2 · derivative.expiration_date: The options do not terminate on the retirement, death, disability, or other removal of the Reporting Person.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:50 UTC GrantOption (Right to Buy) · Derivative 151,659 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000921895-19-001221 · form411049002que_05012019.xml · derivative · entry 2

Nolan Stephen A · CIK 0001578531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,659

Underlying: Common Stock · 151,659 shares

Expires 2029-04-29

F1 · derivative.exercise_date: The total number of shares subject to the option shall vest and become exercisable in four equal annual installments beginning on the date on which the Issuer's 2020 annual meeting of stockholders is held, until fully vested.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 18:19 UTC
SALTZ MITCHELL AFormer Director and 10% Owner
SaleCommon Stock 1,444,912 $2.00 $2,889,824.00
Disclosure

SEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 3

SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner

Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 0

F2 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 18:19 UTC
SALTZ MITCHELL AFormer Director and 10% Owner
SaleCommon Stock 305,088 $2.00 $610,176.00
Disclosure

SEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner

Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southwest Green Investments, L.L.C.

Disclosed balance after: 1,413,774

F1 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 18:19 UTC
SALTZ MITCHELL AFormer Director and 10% Owner
SaleCommon Stock 1,950,000 $1.50 $2,925,000.00
Disclosure

SEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner

Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southwest Green Investments, L.L.C.

Disclosed balance after: 1,718,863

F1 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 22:14 UTC
Forte Jeffrey D.Former Director and 10% Owner
SaleCommon Stock 500,000 $1.50 $750,000.00
Disclosure

SEC source: 0001209191-19-024631 · doc4.xml · nonDerivative · entry 1

Forte Jeffrey D. · CIK 0001582572 · Former Director and 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,518

F1 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016.

Read SEC document
February 12, 2019 Filed Feb 19, 2019 18:18 UTC
Sweitzer David PSee remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-011290 · doc4.xml · derivative · entry 1

Sweitzer David P · CIK 0001685530 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on February 12, 2022.

Read SEC document
February 12, 2019 Filed Feb 19, 2019 23:15 UTC
LATHAM LAURIE LSenior VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-011287 · doc4.xml · derivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on February 12, 2022.

Read SEC document
February 12, 2019 Filed Feb 19, 2019 23:11 UTC
Hatch S. RayDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-011280 · doc4.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on February 12, 2022.

Read SEC document
February 12, 2019 Filed Feb 19, 2019 23:13 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-011283 · doc4.xml · derivative · entry 1

Hobby Richard Lovic · CIK 0001748914 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-02-12

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on February 12, 2022.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 22:30 UTC
Hatch S. RayDirector · President and CEO
PurchaseCommon Stock 3,505 $1.51 $5,292.55
Disclosure

SEC source: 0001209191-18-059794 · doc4.xml · nonDerivative · entry 2

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

Read SEC document
November 20, 2018 Filed Nov 21, 2018 22:30 UTC
Hatch S. RayDirector · President and CEO
PurchaseCommon Stock 1,495 $1.49 $2,227.55
Disclosure

SEC source: 0001209191-18-059794 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,011

Read SEC document
November 20, 2018 Filed Nov 27, 2018 19:10 UTC
SALTZ MITCHELL ADirector · 10% owner
OtherCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060057 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southwest Green Investments, L.L.C.

Disclosed balance after: 3,668,863

F1 · kind: The reporting person transferred the shares to family in a private transaction for no consideration.

F1 · price: The reporting person transferred the shares to family in a private transaction for no consideration.

F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:28 UTC PurchaseCommon Stock 2,755 $1.70 $4,683.50
Disclosure

SEC source: 0001209191-18-059479 · doc4.xml · nonDerivative · entry 3

Hobby Richard Lovic · CIK 0001748914 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:28 UTC PurchaseCommon Stock 135 $1.67 $225.45
Disclosure

SEC source: 0001209191-18-059479 · doc4.xml · nonDerivative · entry 2

Hobby Richard Lovic · CIK 0001748914 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

Read SEC document
November 14, 2018 Filed Nov 20, 2018 22:29 UTC
LATHAM LAURIE LSenior VP and CFO
GrantCommon Stock 762 $1.42 $1,081.66
Disclosure

SEC source: 0001209191-18-059482 · doc4.xml · nonDerivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 14, 2018 Filed Nov 20, 2018 22:28 UTC GrantCommon Stock 3,522 $1.42 $4,999.48
Disclosure

SEC source: 0001209191-18-059479 · doc4.xml · nonDerivative · entry 1

Hobby Richard Lovic · CIK 0001748914 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 14, 2018 Filed Nov 20, 2018 22:26 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 1,089 $1.42 $1,545.84
Disclosure

SEC source: 0001209191-18-059475 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 05, 2018 Filed Oct 9, 2018 17:13 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 36,500 $2.63 $96,053.40
Disclosure

SEC source: 0001209191-18-054559 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,444,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61199 to $2.65240, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 17:59 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 6,000 $2.64 $15,860.40
Disclosure

SEC source: 0001209191-18-054433 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,481,411

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.58553 to $2.66508, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 17:59 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 22,500 $2.73 $61,474.50
Disclosure

SEC source: 0001209191-18-054433 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,487,411

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.67208 to $2.78033, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 18:05 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 8,500 $2.51 $21,334.15
Disclosure

SEC source: 0001209191-18-052494 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,509,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.54, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 18:18 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 6,500 $2.55 $16,578.25
Disclosure

SEC source: 0001209191-18-052199 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,518,411

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.56001, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:18 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 20,000 $2.58 $51,642.00
Disclosure

SEC source: 0001209191-18-052199 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,524,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5518 to $2.60, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
May 14, 2018 Filed May 18, 2018 23:33 UTC
LATHAM LAURIE LSenior VP and CFO
GrantCommon Stock 624 $1.68 $1,050.19
Disclosure

SEC source: 0001209191-18-031600 · doc4.xml · nonDerivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 14, 2018 Filed May 18, 2018 23:29 UTC
Hatch S. RayDirector · President and CEO
GrantCommon Stock 891 $1.68 $1,499.55
Disclosure

SEC source: 0001209191-18-031599 · doc4.xml · nonDerivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F1 · kind: The shares were acquired under the Issuer's employee stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 29, 2018 Filed Mar 30, 2018 17:33 UTC
SALTZ MITCHELL ADirector · 10% owner
OtherCommon Stock 31,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022238 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Southwest Green Investments, L.L.C.

Disclosed balance after: 3,674,863

F1 · kind: The reporting person transferred the shares to family in a private transaction for no consideration.

F1 · price: The reporting person transferred the shares to family in a private transaction for no consideration.

F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 18:04 UTC
Sweitzer David PSee remarks
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-18-004357 · doc4.xml · derivative · entry 1

Sweitzer David P · CIK 0001685530 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 16, 2021.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:02 UTC
LATHAM LAURIE LSenior VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-18-004355 · doc4.xml · derivative · entry 1

LATHAM LAURIE L · CIK 0001264935 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 16, 2021.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:58 UTC
Hatch S. RayDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001209191-18-004353 · doc4.xml · derivative · entry 1

Hatch S. Ray · CIK 0001663269 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant, until fully vested on January 16, 2021.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:57 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 32,555 $2.12 $68,889.64
Disclosure

SEC source: 0001209191-17-066456 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,544,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.080109 to $2.179379, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 18:39 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 45,000 $2.09 $94,266.00
Disclosure

SEC source: 0001209191-17-066054 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,577,466

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.021211 to $2.11, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 18:39 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 22,445 $2.05 $45,933.69
Disclosure

SEC source: 0001209191-17-066054 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,622,466

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.034143 to $2.050167, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:42 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 17,000 $1.92 $32,648.50
Disclosure

SEC source: 0001209191-17-065014 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,644,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.910495 to $1.94, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 16:42 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 24,423 $1.95 $47,590.66
Disclosure

SEC source: 0001209191-17-065014 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,661,911

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9204 to $2.05, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 17:09 UTC
SALTZ MITCHELL ADirector · 10% owner
SaleCommon Stock 26,852 $1.96 $52,664.83
Disclosure

SEC source: 0001209191-17-064490 · doc4.xml · nonDerivative · entry 2

SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stockbridge Enterprises, L.P.

Disclosed balance after: 1,686,334

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.01, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.