Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 6, 2022 22:02 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000028 · wf-form4_165714494228259.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949,356 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantPerformance-Based Restricted Stock Units · Derivative | 29,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000026 · wf-form4_165714489947519.xml · derivative · entry 2 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,137 shares Expires 2027-07-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000026 · wf-form4_165714489947519.xml · nonDerivative · entry 1 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,548 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000025 · wf-form4_165714487652412.xml · derivative · entry 2 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2027-07-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000025 · wf-form4_165714487652412.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,673 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Hurley JohnChief Revenue Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 49,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000024 · wf-form4_165714484400346.xml · derivative · entry 2 Hurley John · CIK 0001879356 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,950 shares Expires 2027-07-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:01 UTC |
Hurley JohnChief Revenue Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000024 · wf-form4_165714484400346.xml · nonDerivative · entry 1 Hurley John · CIK 0001879356 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 20:17 UTC Amendment |
Moorehead Lewis W.Chief Accounting Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 6,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000029 · wf-form4a_165731140899533.xml · derivative · entry 2 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,660 shares Expires 2027-07-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified level of the average closing price of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2022 and July 1, 2027. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which will occur 36 months from the grant date on July 1, 2025. Read SEC document |
| July 01, 2022 Filed Jul 8, 2022 20:17 UTC Amendment |
Moorehead Lewis W.Chief Accounting Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-22-000029 · wf-form4a_165731140899533.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,673 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:17 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
SaleCommon Stock | 20,952 | $1.88 | $39,458.90 |
DisclosureSEC source: 0000709283-22-000014 · wf-form4_165212740484482.xml · nonDerivative · entry 1 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,048 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units granted on May 1, 2021. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:59 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
OtherSubscription Rights (Rights to buy) · Derivative | 10,422 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000013 · wf-form4_165101755016778.xml · derivative · entry 2 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,422 shares Expires 2022-04-18 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:59 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
OtherCommon Stock | 10,422 | $2.25 | $23,449.50 |
DisclosureSEC source: 0000709283-22-000013 · wf-form4_165101755016778.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,673 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. F2 · balance_after: Includes 782 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 4, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:59 UTC |
Jacoby RebeccaDirector
|
OtherSubscription Rights (Rights to buy) · Derivative | 16,592 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000012 · wf-form4_165101752862655.xml · derivative · entry 2 Jacoby Rebecca · CIK 0001623506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,592 shares Expires 2022-04-18 Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:59 UTC |
Jacoby RebeccaDirector
|
OtherCommon Stock | 16,592 | $2.25 | $37,332.00 |
DisclosureSEC source: 0000709283-22-000012 · wf-form4_165101752862655.xml · nonDerivative · entry 1 Jacoby Rebecca · CIK 0001623506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,006 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC |
Lerner James JDirector · President & CEO
|
OtherSubscription Rights (Rights to buy) · Derivative | 4,445 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000011 · wf-form4_165101749726353.xml · derivative · entry 2 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,445 shares Expires 2022-04-18 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC |
Lerner James JDirector · President & CEO
|
OtherCommon Stock | 4,445 | $2.25 | $10,001.25 |
DisclosureSEC source: 0000709283-22-000011 · wf-form4_165101749726353.xml · nonDerivative · entry 1 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675,145 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. F2 · balance_after: Includes 3,044 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 4, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC |
RAU RAGHAVENDRADirector
|
OtherSubscription Rights (Rights to buy) · Derivative | 44,445 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000010 · wf-form4_165101746947589.xml · derivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,445 shares Expires 2022-04-18 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC |
RAU RAGHAVENDRADirector
|
OtherCommon Stock | 44,445 | $2.25 | $100,001.25 |
DisclosureSEC source: 0000709283-22-000010 · wf-form4_165101746947589.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,874 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:57 UTC |
Rothman Marc EDirector
|
OtherSubscription Rights (Rights to buy) · Derivative | 49,431 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000009 · wf-form4_165101743990436.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,431 shares Expires 2022-04-22 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:57 UTC |
Rothman Marc EDirector
|
OtherCommon Stock | 49,431 | $2.25 | $111,219.75 |
DisclosureSEC source: 0000709283-22-000009 · wf-form4_165101743990436.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,556 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:57 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
OtherSubscription Rights (Rights to buy) · Derivative | 10,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000008 · wf-form4_165101741052696.xml · derivative · entry 2 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-04-18 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:57 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
OtherCommon Stock | 10,000 | $2.25 | $22,500.00 |
DisclosureSEC source: 0000709283-22-000008 · wf-form4_165101741052696.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,356 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. F2 · balance_after: Includes 3,906 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 4, 2022. Read SEC document |
| April 22, 2022 Filed May 17, 2022 22:17 UTC Amendment |
Rothman Marc EDirector
|
OtherSubscription Rights (Rights to buy) · Derivative | 57,882 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000015 · wf-form4a_165282580028581.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,882 shares Expires 2022-04-22 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022, as corrected share amount from filing 4/22/22. Read SEC document |
| April 22, 2022 Filed May 17, 2022 22:17 UTC Amendment |
Rothman Marc EDirector
|
OtherCommon Stock | 57,882 | $2.25 | $130,234.50 |
DisclosureSEC source: 0000709283-22-000015 · wf-form4a_165282580028581.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,007 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022, as corrected share amount from filing 4/22/22. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 23:12 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
SaleCommon Stock | 3,539 | $5.37 | $18,989.21 |
DisclosureSEC source: 0000709283-22-000003 · wf-form4_164185635808503.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,469 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on July 1, 2020. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 23:12 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
SaleCommon Stock | 18,616 | $5.37 | $99,887.87 |
DisclosureSEC source: 0000709283-22-000002 · wf-form4_164185633484081.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,450 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on July 1, 2020. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 23:12 UTC |
Lerner James JDirector · President & CEO
|
SaleCommon Stock | 39,670 | $5.37 | $212,857.32 |
DisclosureSEC source: 0000709283-22-000001 · wf-form4_164185631228254.xml · nonDerivative · entry 1 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,656 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance-based stock units granted on July 1, 2020. Read SEC document |
| November 02, 2021 Filed Nov 8, 2021 21:04 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
SaleCommon Stock | 7,542 | $5.97 | $44,989.54 |
DisclosureSEC source: 0000709283-21-000076 · wf-form4_163640546926759.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,008 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units granted on November 1, 2018. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:28 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantPerformance-Based Restricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000072 · wf-form4_163588490562888.xml · derivative · entry 2 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-10-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:28 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000072 · wf-form4_163588490562888.xml · nonDerivative · entry 1 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on November 1, 2022, November 1, 2023 and November 1, 2024. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:03 UTC Amendment |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantPerformance-Based Restricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000073 · wf-form4a_163596257824919.xml · derivative · entry 2 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-11-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:03 UTC Amendment |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000073 · wf-form4a_163596257824919.xml · nonDerivative · entry 1 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on November 1, 2022, November 1, 2023 and November 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:55 UTC |
Rothman Marc EDirector
|
GrantCommon Stock | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000070 · wf-form4_163347090898337.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,125 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:57 UTC |
Jacoby RebeccaDirector
|
GrantCommon Stock | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000069 · wf-form4_163346743381326.xml · nonDerivative · entry 1 Jacoby Rebecca · CIK 0001623506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,414 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:50 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
GrantPerformance-Based Restricted Stock Units · Derivative | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000068 · wf-form4_163346698259551.xml · derivative · entry 2 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,500 shares Expires 2026-10-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:50 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
GrantCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000068 · wf-form4_163346698259551.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,066 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:49 UTC |
White Yue ZhouDirector
|
GrantCommon Stock | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000067 · wf-form4_163346695278233.xml · nonDerivative · entry 1 White Yue Zhou · CIK 0001875944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:49 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000066 · wf-form4_163346692918657.xml · derivative · entry 2 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-10-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:49 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000066 · wf-form4_163346692918657.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,550 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:48 UTC |
RAU RAGHAVENDRADirector
|
GrantCommon Stock | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000065 · wf-form4_163346691469278.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,429 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:48 UTC |
Lerner James JDirector · President & CEO
|
GrantPerformance-Based Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000064 · wf-form4_163346689802612.xml · derivative · entry 2 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-10-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:48 UTC |
Lerner James JDirector · President & CEO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000064 · wf-form4_163346689802612.xml · nonDerivative · entry 1 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707,326 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:42 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantPerformance-Based Restricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000063 · wf-form4_163346651919336.xml · derivative · entry 2 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-10-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024 F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:42 UTC |
Cabrera Brian EChief Legal & Ofcr; Corp Secy
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000063 · wf-form4_163346651919336.xml · nonDerivative · entry 1 Cabrera Brian E · CIK 0001314901 · Chief Legal & Ofcr; Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:56 UTC |
Lerner James JDirector · President & CEO
|
SaleCommon Stock | 41,012 | $5.47 | $224,192.10 |
DisclosureSEC source: 0000709283-21-000059 · wf-form4_163156655777594.xml · nonDerivative · entry 1 Lerner James J · CIK 0001602567 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,326 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance-based stock units granted on September 6, 2019. F2 · balance_after: Includes 3,105 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2021. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:55 UTC |
Moorehead Lewis W.Chief Accounting Officer
|
SaleCommon Stock | 9,521 | $5.47 | $52,046.55 |
DisclosureSEC source: 0000709283-21-000058 · wf-form4_163156653412879.xml · nonDerivative · entry 1 Moorehead Lewis W. · CIK 0001597383 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,550 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based stock units granted on September 6, 2019. F2 · balance_after: Includes 761 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2021. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:55 UTC |
DODSON J MICHAELSenior Vice President, CFO
|
SaleCommon Stock | 39,394 | $5.47 | $215,347.30 |
DisclosureSEC source: 0000709283-21-000057 · wf-form4_163156649651820.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,566 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance-based stock units granted on September 6, 2019. F2 · balance_after: Includes 928 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2021. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:37 UTC |
Hurley JohnChief Revenue Officer
|
GrantCommon Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000056 · wf-form4_163061503860495.xml · nonDerivative · entry 1 Hurley John · CIK 0001879356 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the servicevesting date, which occurs in three equal annual installments on September 1, 2022, September 1, 2023 and September 1, 2024. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:00 UTC |
RAU RAGHAVENDRADirector
|
PurchaseCommon Stock | 8,767 | $5.70 | $49,971.90 |
DisclosureSEC source: 0000709283-21-000046 · wf-form4_162915842803467.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,281 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.67 to $5.72, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (I) to this Form 4. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:00 UTC |
Rothman Marc EDirector
|
PurchaseCommon Stock | 20,000 | $5.70 | $114,000.00 |
DisclosureSEC source: 0000709283-21-000045 · wf-form4_162915839692167.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,977 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.685 to $5.710, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (I) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.