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QUALCOMM INC/DE

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SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $58.82 $58,820.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $58.82 $117,640.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,000 $58.82 $58,820.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:40 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,000 $42.16 $42,160.00
Disclosure

SEC source: 0001234452-12-000271 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $52.87 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 21

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

Underlying: Common Stock · 3,333 shares

Expires 2018-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 333 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 20

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 333 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 33,008 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 19

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,307

Underlying: Common Stock · 33,008 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,167 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 18

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 1,167 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 17

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 1,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,242 $0.00 Strike: $40.42 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 16

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,758

Underlying: Common Stock · 6,242 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,917 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · derivative · entry 15

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,667

Underlying: Common Stock · 4,917 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,000 $58.82 $58,820.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 14

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,000 $41.33 $41,330.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 13

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,806.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,167 $58.82 $68,642.94
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 12

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,167 $43.24 $50,461.08
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 11

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,973.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 333 $58.82 $19,587.06
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 10

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 333 $47.35 $15,767.55
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 9

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 3,333 $58.82 $196,047.06
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 8

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 3,333 $52.87 $176,215.71
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 7

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,139.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 4,917 $58.82 $289,217.94
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 4,917 $35.66 $175,340.22
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,723.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 33,008 $58.82 $1,941,530.56
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 33,008 $44.75 $1,477,108.00
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,814.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 6,242 $58.82 $367,154.44
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,806.7784

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 19, 2012 Filed Jul 23, 2012 18:41 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 6,242 $40.42 $252,301.64
Disclosure

SEC source: 0001234452-12-000272 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,048.7784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2012 Filed Jul 12, 2012 22:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,032.235 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-12-000264 · edgardoc.xml · derivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,667.765

Underlying: Common Stock · 9,032.235 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
July 10, 2012 Filed Jul 12, 2012 22:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Tax withholdingCommon Stock 4,102 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000264 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597

Read SEC document
July 10, 2012 Filed Jul 12, 2012 22:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 9,032.235 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000264 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2012 Filed Jun 6, 2013 20:38 UTC Amendment
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,032.235 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000247 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,637.765

Underlying: Common Stock · 9,032.235 shares

Expires 2021-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
July 08, 2012 Filed Jul 11, 2012 00:06 UTC GrantDeferred Stock Unit · Derivative 2,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000262 · edgardoc.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 2,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 6, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 6, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · derivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 5,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · derivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,759

Underlying: Common Stock · 25,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 5,000 $55.34 $276,680.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,006

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $55.08 to $55.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 5,000 $37.29 $186,450.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 25,000 $55.34 $1,383,400.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,006

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $55.08 to $55.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2012 Filed Jul 5, 2012 20:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 25,000 $35.66 $891,500.00
Disclosure

SEC source: 0001234452-12-000258 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2012 Filed Jul 3, 2012 19:10 UTC GrantCommon Stock 224.557 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000254 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,254.8474

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

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June 30, 2012 Filed Jul 3, 2012 19:11 UTC GrantCommon Stock 449.115 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000255 · edgardoc.xml · nonDerivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,829.2237

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

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June 30, 2012 Filed Jul 3, 2012 19:11 UTC
STERN MARC IDirector
GrantCommon Stock 449.115 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000256 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423.6651

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

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June 21, 2012 Filed Mar 25, 2016 19:47 UTC
JACOBS PAUL EDirector · Executive Chairman
GiftCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-016612 · doc4.xml · nonDerivative · entry 12

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 357,038

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,833 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 5,562

Underlying: Common Stock · 31,833 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,167 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,417

Underlying: Common Stock · 18,167 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 18,167 $59.50 $1,081,001.90
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $59.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 18,167 $35.66 $647,835.22
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 122,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 31,833 $59.50 $1,894,178.10
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $59.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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June 13, 2012 Filed Jun 15, 2012 20:01 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 31,833 $37.29 $1,187,052.57
Disclosure

SEC source: 0001234452-12-000248 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 136,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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June 13, 2012 Filed Jun 15, 2012 20:03 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,137 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000249 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,956

Underlying: Common Stock · 16,137 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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June 13, 2012 Filed Jun 15, 2012 20:03 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 16,137 $59.46 $959,544.75
Disclosure

SEC source: 0001234452-12-000249 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 321,950

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.46 to $59.465. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.