QCOM

SEC source: 0001234452-13-000329 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-13-000329 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,457.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000324 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473.5374

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

SEC source: 0001234452-13-000325 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

SEC source: 0001234452-13-000320 · edgardoc.xml · nonDerivative · entry 1

CRUICKSHANK DONALD G · CIK 0001329357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001234452-13-000321 · edgardoc.xml · derivative · entry 4

SCOWCROFT BRENT · CIK 0001094550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000321 · edgardoc.xml · nonDerivative · entry 2

SCOWCROFT BRENT · CIK 0001094550 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 377,972

F2 · price: The sale prices for this transaction ranged from $65.80 to $65.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by the Brent Scowcroft Revocable Trust dated 4/19/2000.

SEC source: 0001234452-13-000321 · edgardoc.xml · nonDerivative · entry 1

SCOWCROFT BRENT · CIK 0001094550 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 397,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by the Brent Scowcroft Revocable Trust dated 4/19/2000.

SEC source: 0001234452-13-000317 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,600

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

SEC source: 0001234452-13-000317 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000317 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 3

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 408,574

F4 · price: The sale prices for this transaction ranged from $65.92 to $66.695. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

SEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 421,474

F3 · price: The sale prices for this transaction ranged from $64.91 to $65.90. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

SEC source: 0001234452-13-000315 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000315 · edgardoc.xml · derivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000315 · edgardoc.xml · derivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-13-000315 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000310 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,330

Underlying: Common Stock · 62,170 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

SEC source: 0001234452-13-000310 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,830 shares

Expires 2015-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $64.50 to $64.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

SEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 92,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

SEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $64.50 to $64.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

SEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 142,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

SEC source: 0001234452-13-000311 · edgardoc.xml · derivative · entry 9

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Underlying: Common Stock · 2,375 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

SEC source: 0001234452-13-000311 · edgardoc.xml · derivative · entry 8

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,894

Underlying: Common Stock · 2,894 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

SEC source: 0001234452-13-000311 · edgardoc.xml · derivative · entry 7

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,603

Underlying: Common Stock · 731 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $64.41 to $64.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $64.41 to $64.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $64.41 to $64.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001234452-13-000311 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 428,574

F1 · price: The sale prices for this transaction ranged from $64.60 to $65.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

SEC source: 0001234452-13-000307 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 448,574

F3 · price: The sale prices for this transaction ranged from $64.45 to $64.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

SEC source: 0001234452-13-000307 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 468,574

F1 · price: The sale prices for this transaction ranged from $64.42 to $65.19. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

SEC source: 0001234452-13-000305 · edgardoc.xml · derivative · entry 7

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,900

Underlying: Common Stock · 4,133 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

SEC source: 0001234452-13-000305 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,167 shares

Expires 2018-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000305 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,395

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000305 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000305 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,395

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000305 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

SEC source: 0001234452-13-000301 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-13-000301 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

SEC source: 0001234452-13-000301 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-13-000302 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,830

Underlying: Common Stock · 15,917 shares

Expires 2015-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.