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QUALCOMM INC/DE

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0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2013 Filed Oct 30, 2013 18:13 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 1,167 $68.32 $79,729.44
Disclosure

SEC source: 0001234452-13-000462 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 28, 2013 Filed Oct 30, 2013 18:13 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 1,167 $34.99 $40,833.33
Disclosure

SEC source: 0001234452-13-000462 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 28, 2013 Filed Oct 30, 2013 18:13 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 4,133 $68.32 $282,366.56
Disclosure

SEC source: 0001234452-13-000462 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 28, 2013 Filed Oct 30, 2013 18:13 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 4,133 $40.70 $168,213.10
Disclosure

SEC source: 0001234452-13-000462 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,750 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,447

Underlying: Common Stock · 14,750 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,250 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 15,250 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 14,750 $69.21 $1,020,851.93
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $69.21 to $69.22. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 14,750 $37.29 $550,027.50
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 437,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 15,250 $69.21 $1,055,457.08
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $69.21 to $69.22. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 18:30 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 15,250 $35.66 $543,815.00
Disclosure

SEC source: 0001234452-13-000458 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 437,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 18:30 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000457 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,633

Underlying: Common Stock · 5,300 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 18:30 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $68.51 $363,103.00
Disclosure

SEC source: 0001234452-13-000457 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 18:30 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $41.33 $219,049.00
Disclosure

SEC source: 0001234452-13-000457 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 14, 2013 Filed Oct 15, 2013 16:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000453 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,933

Underlying: Common Stock · 5,300 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
October 14, 2013 Filed Oct 15, 2013 16:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $67.05 $355,365.00
Disclosure

SEC source: 0001234452-13-000453 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 14, 2013 Filed Oct 15, 2013 16:42 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $41.33 $219,049.00
Disclosure

SEC source: 0001234452-13-000453 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 11, 2013 Filed Oct 15, 2013 16:42 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,917 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000454 · edgardoc.xml · derivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,917

Underlying: Common Stock · 4,917 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 11, 2013 Filed Oct 15, 2013 16:42 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 4,917 $66.70 $327,973.73
Disclosure

SEC source: 0001234452-13-000454 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $66.65 to $66.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2013 Filed Oct 15, 2013 16:42 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 4,917 $35.66 $175,340.22
Disclosure

SEC source: 0001234452-13-000454 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,457.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:39 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000444 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,233

Underlying: Common Stock · 5,300 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:39 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $66.30 $351,390.00
Disclosure

SEC source: 0001234452-13-000444 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:39 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $41.33 $219,049.00
Disclosure

SEC source: 0001234452-13-000444 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:40 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,083 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000445 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,084

Underlying: Common Stock · 9,083 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:40 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 9,083 $66.30 $602,202.90
Disclosure

SEC source: 0001234452-13-000445 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:40 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 9,083 $35.66 $323,899.78
Disclosure

SEC source: 0001234452-13-000445 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
October 07, 2013 Filed Oct 8, 2013 18:40 UTC GrantRestricted Stock Unit · Derivative 993 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000447 · edgardoc.xml · derivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

Underlying: Common Stock · 993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Restricted Stock Units vest on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,750 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,750 $67.08 $117,390.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,750 $35.66 $62,405.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $67.08 $134,160.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2013 Filed Oct 3, 2013 18:56 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-13-000420 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 18:57 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 58,559 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000421 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,938

Underlying: Common Stock · 58,559 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 18:57 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 58,559 $67.39 $3,946,250.02
Disclosure

SEC source: 0001234452-13-000421 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.2675 to $67.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 18:57 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 58,559 $44.75 $2,620,515.25
Disclosure

SEC source: 0001234452-13-000421 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 138,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,197

Underlying: Common Stock · 13,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 9,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 9,000 $67.71 $609,400.80
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.71 to $67.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 9,000 $35.66 $320,940.00
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 431,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 13,000 $67.71 $880,245.60
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.71 to $67.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 13,000 $37.29 $484,770.00
Disclosure

SEC source: 0001234452-13-000422 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 435,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,936 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · derivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Underlying: Common Stock · 4,936 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,064 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · derivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,057

Underlying: Common Stock · 1,064 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 4,936 $67.61 $333,745.67
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.28 to $67.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 4,936 $35.66 $176,017.76
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 1,064 $67.61 $71,941.93
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.28 to $67.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 18:57 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 1,064 $34.83 $37,059.12
Disclosure

SEC source: 0001234452-13-000423 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 20:15 UTC GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000398 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630.327

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

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September 30, 2013 Filed Oct 1, 2013 22:02 UTC
STERN MARC IDirector
GrantCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000413 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282.1432

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

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September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 467 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · derivative · entry 10

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,533

Underlying: Common Stock · 467 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.