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QUALCOMM INC/DE

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0000804328
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Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Dec 14, 2016 19:11 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,000 $58.24 $116,480.00
Disclosure

SEC source: 0001234452-16-000586 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 16:56 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0001234452-16-000584 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 2,000 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 16:56 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
SaleCommon Stock 2,000 $68.16 $136,320.00
Disclosure

SEC source: 0001234452-16-000584 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 16:56 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,000 $41.36 $82,720.00
Disclosure

SEC source: 0001234452-16-000584 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 18:54 UTC
Murphy John FrancisSVP & Chief Accounting Officer
SaleCommon Stock 9,344 $68.24 $637,639.23
Disclosure

SEC source: 0001234452-16-000582 · edgardoc.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,122

Read SEC document
December 04, 2016 Filed Dec 6, 2016 17:35 UTC
Murphy John FrancisSVP & Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 10,549 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000580 · edgardoc.xml · derivative · entry 1

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

Underlying: Common Stock · 10,549 shares

Expires 2019-12-04

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on December 4, 2017, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on December 4, 2017, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 17:30 UTC SaleCommon Stock 14,990 $66.69 $999,624.64
Disclosure

SEC source: 0001234452-16-000578 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $66.51 to $66.97. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 9,810 $66.53 $652,618.10
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 6

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,974

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $66.20 to $67.11. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,959.9089 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000569 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,959.9089 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC Tax withholdingCommon Stock 2,588 $67.31 $174,198.28
Disclosure

SEC source: 0001234452-16-000569 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,264

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC Exercise / conversionCommon Stock 4,959 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000569 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC
AMON CRISTIANO REVP and President, QCT
Exercise / conversionRestricted Stock Unit · Derivative 2,479.9544 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000570 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,479.9544 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC
AMON CRISTIANO REVP and President, QCT
Tax withholdingCommon Stock 932 $67.31 $62,732.92
Disclosure

SEC source: 0001234452-16-000570 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022

F1 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:47 UTC
AMON CRISTIANO REVP and President, QCT
Exercise / conversionCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000570 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionRestricted Stock Unit · Derivative 2,479.9544 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000571 · edgardoc.xml · derivative · entry 5

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,479.9544 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Tax withholdingCommon Stock 1,294 $67.31 $87,099.14
Disclosure

SEC source: 0001234452-16-000571 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,083

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000571 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,438.7739 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000572 · edgardoc.xml · derivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,438.7739 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,881 $67.31 $261,230.11
Disclosure

SEC source: 0001234452-16-000572 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 254,526

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,438 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000572 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 258,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
Murphy John FrancisSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 13,844.0612 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000573 · edgardoc.xml · derivative · entry 3

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,844.0612

Underlying: Common Stock · 13,844.0612 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
Murphy John FrancisSVP & Chief Accounting Officer
Tax withholdingCommon Stock 5,237 $67.31 $352,502.47
Disclosure

SEC source: 0001234452-16-000573 · edgardoc.xml · nonDerivative · entry 2

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,466

F1 · balance_after: Includes 162 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
Murphy John FrancisSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 13,844 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000573 · edgardoc.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 6,488.8339 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,466.5017

Underlying: Common Stock · 6,488.8339 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 5,344.7228 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,689.4456

Underlying: Common Stock · 5,344.7228 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 2,014.0312 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014.0312

Underlying: Common Stock · 2,014.0312 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 2,150.892 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150.892 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 7,003 $67.31 $471,371.93
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 2,014 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 6,488 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 2,243.5792 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · derivative · entry 10

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,184.6731

Underlying: Common Stock · 2,243.5792 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 3,349.2764 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · derivative · entry 9

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,428.2523

Underlying: Common Stock · 3,349.2764 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 1,888.0206 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · derivative · entry 8

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888.0206

Underlying: Common Stock · 1,888.0206 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

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November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 1,613.7136 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · derivative · entry 7

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,613.7136 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 4,205 $67.31 $283,038.55
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 5

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,784

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 1,613 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 1,888 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 3,349 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 11,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
Exercise / conversionRestricted Stock Unit · Derivative 2,479.9544 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000576 · edgardoc.xml · derivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,479.9544 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
Tax withholdingCommon Stock 932 $67.31 $62,732.92
Disclosure

SEC source: 0001234452-16-000576 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:49 UTC
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000576 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 12,480.2238 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000559 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,480.2238 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC Exercise / conversionPerformance Stock Unit · Derivative 11,071.9845 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000559 · edgardoc.xml · derivative · entry 4

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,071.9845 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

F2 · derivative.expiration_date: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC Tax withholdingCommon Stock 12,289 $67.88 $834,177.32
Disclosure

SEC source: 0001234452-16-000559 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,893

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC Exercise / conversionCommon Stock 12,480 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000559 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC Exercise / conversionCommon Stock 11,071 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000559 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 23:32 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,601.1249 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000560 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,601.1249 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.