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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2020 Filed Sep 25, 2020 22:15 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantRestricted Stock Unit · Derivative 18,089 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000056 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,089

Underlying: Common Stock · 18,089 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:15 UTC
Rosenberg Donald JEVP & General Counsel
GrantRestricted Stock Unit · Derivative 16,280 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000057 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,280

Underlying: Common Stock · 16,280 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:16 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GrantRestricted Stock Unit · Derivative 32,559 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000058 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,559

Underlying: Common Stock · 32,559 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:28 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 14,032.9826 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000051 · edgardoc.xml · derivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,065.9652

Underlying: Common Stock · 14,032.9826 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:28 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 6,957 $113.00 $786,141.00
Disclosure

SEC source: 0001205233-20-000051 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009

Read SEC document
August 23, 2020 Filed Aug 24, 2020 20:28 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 14,032 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000051 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:29 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 54 $107.42 $5,800.68
Disclosure

SEC source: 0001205233-20-000050 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 54 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
SaleCommon Stock 3,925 $102.42 $401,998.50
Disclosure

SEC source: 0001205233-20-000049 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,790

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
July 21, 2020 Filed Jul 24, 2020 01:35 UTC GrantDeferred Stock Unit · Derivative 2,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000048 · edgardoc.xml · derivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Common Stock · 2,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 20:03 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
SaleCommon Stock 219,131 $93.66 $20,524,883.20
Disclosure

SEC source: 0001205233-20-000044 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 477,240

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $93.137 to $94.10. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:09 UTC
FIELDS MARKDirector
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000041 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607.5993

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:09 UTC GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000042 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,931.8624

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:10 UTC
Smit NeilDirector
GrantCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000043 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309.7029

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:02 UTC
Rosenberg Donald JEVP & General Counsel
GiftCommon Stock 3,591 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000040 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:02 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 11,038 $87.68 $967,855.99
Disclosure

SEC source: 0001205233-20-000040 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,591

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $87.56 to $87.84. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:13 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
SaleCommon Stock 20,113 $89.32 $1,796,410.70
Disclosure

SEC source: 0001205233-20-000039 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,206

F1 · price: The sale prices for this transaction ranged from $89.30 to $89.395. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:05 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 1,646 $79.47 $130,807.62
Disclosure

SEC source: 0001205233-20-000038 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,307.1562 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 9

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924.6342

Underlying: Common Stock · 2,307.1562 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,660.2317 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661.3077

Underlying: Common Stock · 4,660.2317 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,438.8812 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · derivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438.8812

Underlying: Common Stock · 2,438.8812 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 838 $80.63 $67,567.94
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,715

F1 · balance_after: Includes 175 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,612 $80.63 $129,975.56
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,553

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 843 $80.63 $67,971.09
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,165

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,438 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:06 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,307 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000036 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,388.9374 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · derivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167.8678

Underlying: Common Stock · 1,388.9374 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,123.5295 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · derivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123.5295

Underlying: Common Stock · 1,123.5295 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 480 $80.63 $38,702.40
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 385 $80.63 $31,042.55
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,388 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000037 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 20:11 UTC GrantDeferred Stock Unit · Derivative 2,590 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000035 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Common Stock · 2,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:04 UTC
FIELDS MARKDirector
GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000028 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275.9697

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:04 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000029 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134.0432

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:04 UTC
Smit NeilDirector
GrantCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000030 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939.5314

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 23:55 UTC
ACE HEATHER SEVP, Human Resources
GrantRestricted Stock Unit · Derivative 20,231 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000027 · edgardoc.xml · derivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,231

Underlying: Common Stock · 20,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2021, 2022 and 2023.

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March 10, 2020 Filed Mar 12, 2020 20:17 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:17 UTC GrantCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,212

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

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March 10, 2020 Filed Mar 12, 2020 20:17 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

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March 10, 2020 Filed Mar 12, 2020 20:18 UTC
FIELDS MARKDirector
GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000016 · edgardoc.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421.5435

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000017 · edgardoc.xml · derivative · entry 4

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.0584

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000017 · edgardoc.xml · derivative · entry 3

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Disposition to issuerCommon Stock 1,497 $78.89 $118,098.33
Disclosure

SEC source: 0001205233-20-000017 · edgardoc.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000017 · edgardoc.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:19 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000018 · edgardoc.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.0584

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000018 · edgardoc.xml · derivative · entry 3

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000018 · edgardoc.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by The Livermore 2003 Trust.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000019 · edgardoc.xml · derivative · entry 4

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.0584

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000019 · edgardoc.xml · derivative · entry 3

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.