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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 6,243 $128.71 $803,536.53
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,884

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 6,006 $128.71 $773,032.26
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,127

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 11,065 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 18,949 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 15,686 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000057 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:37 UTC
FIELDS MARKDirector
GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000049 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,755.9516

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:37 UTC GrantCommon Stock 533 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000050 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,701.6478

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:37 UTC
Smit NeilDirector
GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000051 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457.5928

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:37 UTC GrantCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000052 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754.7469

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2025.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:02 UTC
ACE HEATHER SChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 8,215 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000044 · edgardoc.xml · derivative · entry 1

ACE HEATHER S · CIK 0001610762 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,215

Underlying: Common Stock · 8,215 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:02 UTC
AMON CRISTIANO RPresident & CEO
GrantRestricted Stock Unit · Derivative 47,794 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000045 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,794

Underlying: Common Stock · 47,794 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:03 UTC
Palkhiwala Akash J.Chief Financial Officer
GrantRestricted Stock Unit · Derivative 14,338 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000046 · edgardoc.xml · derivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

Underlying: Common Stock · 14,338 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:03 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
GrantRestricted Stock Unit · Derivative 14,936 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000047 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,936

Underlying: Common Stock · 14,936 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:03 UTC
THOMPSON JAMES HChief Technology Officer
GrantRestricted Stock Unit · Derivative 26,884 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000048 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

Underlying: Common Stock · 26,884 shares

Expires 2024-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:47 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 14,318.2816 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000043 · edgardoc.xml · derivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,318.2816

Underlying: Common Stock · 14,318.2816 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:47 UTC
Palkhiwala Akash J.Chief Financial Officer
Tax withholdingCommon Stock 7,099 $144.14 $1,023,249.86
Disclosure

SEC source: 0001205233-21-000043 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,160

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:47 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionCommon Stock 14,318 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000043 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 77 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2021.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:34 UTC
POLEK ERIN LSVP, Controller & CAO
SaleCommon Stock 66 $150.00 $9,900.00
Disclosure

SEC source: 0001205233-21-000042 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 66 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2021.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:03 UTC
FIELDS MARKDirector
GrantCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000038 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499.832

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:03 UTC GrantCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000039 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,079.928

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:03 UTC
Smit NeilDirector
GrantCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000040 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204.4371

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:04 UTC GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000041 · edgardoc.xml · nonDerivative · entry 1

TRICOIRE JEAN-PASCAL · CIK 0001815920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2025.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:01 UTC
MODOFF BRIANEVP, Strategy and M&A
SaleCommon Stock 1,510 $136.45 $206,033.46
Disclosure

SEC source: 0001205233-21-000037 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 77,036

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
May 21, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
SaleCommon Stock 1,835 $132.00 $242,220.00
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
ACE HEATHER SEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 6,896.3579 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000034 · edgardoc.xml · derivative · entry 3

ACE HEATHER S · CIK 0001610762 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,794.7612

Underlying: Common Stock · 6,896.3579 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2021, 2022 and 2023.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
ACE HEATHER SEVP, Human Resources
Tax withholdingCommon Stock 3,419 $132.64 $453,496.16
Disclosure

SEC source: 0001205233-21-000034 · edgardoc.xml · nonDerivative · entry 2

ACE HEATHER S · CIK 0001610762 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
ACE HEATHER SEVP, Human Resources
Exercise / conversionCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000034 · edgardoc.xml · nonDerivative · entry 1

ACE HEATHER S · CIK 0001610762 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,914.1438 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 9

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743.4705

Underlying: Common Stock · 1,914.1438 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,360.7077 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360.7077

Underlying: Common Stock · 2,360.7077 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,767.3212 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · derivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,767.3212 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 949 $132.64 $125,875.36
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,864

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,037 $132.64 $137,547.68
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,813

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,649 $132.64 $218,723.36
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,767 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,914 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000035 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,382.0908 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · derivative · entry 7

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148.351

Underlying: Common Stock · 1,382.0908 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,420.5265 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · derivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421.6061

Underlying: Common Stock · 1,420.5265 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2018, and the remaining balance vest semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2018, and the remaining balance vest semi-annually thereafter.

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May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Tax withholdingCommon Stock 478 $132.64 $63,401.92
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835

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May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Tax withholdingCommon Stock 489 $132.64 $64,860.96
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

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May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2021 Filed May 21, 2021 20:01 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionCommon Stock 1,382 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2021 Filed May 17, 2021 20:28 UTC
MODOFF BRIANEVP, Strategy and M&A
SaleCommon Stock 1,510 $129.32 $195,280.00
Disclosure

SEC source: 0001205233-21-000033 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 78,546

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $128.19 to $130.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 114 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021.

F4 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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April 05, 2021 Filed Apr 6, 2021 20:29 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,134.6854 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000026 · edgardoc.xml · derivative · entry 3

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,578.6065

Underlying: Common Stock · 4,134.6854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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April 05, 2021 Filed Apr 6, 2021 20:29 UTC Disposition to issuerCommon Stock 1,333 $140.33 $187,059.89
Disclosure

SEC source: 0001205233-21-000026 · edgardoc.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,015

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April 05, 2021 Filed Apr 6, 2021 20:29 UTC Exercise / conversionCommon Stock 4,134 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000026 · edgardoc.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 20:29 UTC
FIELDS MARKDirector
Exercise / conversionDeferred Stock Unit · Derivative 3,069.1963 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000025 · edgardoc.xml · derivative · entry 3

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,578.6065

Underlying: Common Stock · 3,069.1963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

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April 05, 2021 Filed Apr 6, 2021 20:29 UTC
FIELDS MARKDirector
Exercise / conversionCommon Stock 3,069 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000025 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse's Trust

Disclosed balance after: 3,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by the Jane Fields Rev Living Trust U/A Dtd Apr 5, 2004.

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April 05, 2021 Filed Apr 6, 2021 20:30 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,134.6854 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000027 · edgardoc.xml · derivative · entry 3

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,578.6065

Underlying: Common Stock · 4,134.6854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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April 05, 2021 Filed Apr 6, 2021 20:30 UTC Exercise / conversionCommon Stock 4,134 $0.00 $0.00
Disclosure

SEC source: 0001205233-21-000027 · edgardoc.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by The Livermore 2003 Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.