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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Tax withholdingCommon Stock 717 $123.85 $88,800.45
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionCommon Stock 2,073 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Tax withholdingCommon Stock 321 $123.85 $39,755.85
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionCommon Stock 927 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Tax withholdingCommon Stock 493 $123.85 $61,058.05
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
POLEK ERIN LSVP, Controller & CAO
Exercise / conversionCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,974.1938 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000053 · edgardoc.xml · derivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,974.1938 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
Palkhiwala Akash J.Chief Financial Officer
Tax withholdingCommon Stock 979 $123.85 $121,249.15
Disclosure

SEC source: 0001888316-22-000053 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,518

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:10 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionCommon Stock 1,974 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000053 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,110.7042 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 9

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,224.4698

Underlying: Common Stock · 3,110.7042 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,284.0757 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 8

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568.1514

Underlying: Common Stock · 1,284.0757 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,974.1938 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · derivative · entry 7

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,974.1938 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Tax withholdingCommon Stock 1,410 $123.85 $174,628.50
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 6

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionCommon Stock 3,110 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 5

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Tax withholdingCommon Stock 444 $123.85 $54,989.40
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 4

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionCommon Stock 1,284 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 3

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Tax withholdingCommon Stock 683 $123.85 $84,589.55
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 2

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

Read SEC document
November 20, 2022 Filed Nov 21, 2022 23:11 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionCommon Stock 1,974 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000054 · edgardoc.xml · nonDerivative · entry 1

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 314.84 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · derivative · entry 6

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,596.0224

Underlying: Common Stock · 314.84 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 8,962 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

F4 · derivative.expiration_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 8,962 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 210.5682 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · derivative · entry 5

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,910.8624

Underlying: Common Stock · 210.5682 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 5,975 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

F3 · derivative.expiration_date: These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 5,975 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Tax withholdingCommon Stock 314.84 $120.73 $38,010.63
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 4

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionCommon Stock 314.84 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 3

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Tax withholdingCommon Stock 210.5682 $120.73 $25,421.90
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 2

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:42 UTC
CATHEY JAMES JChief Commercial Officer
Exercise / conversionCommon Stock 210.5682 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000051 · edgardoc.xml · nonDerivative · entry 1

CATHEY JAMES J · CIK 0001922250 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127.5682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
CHAPLIN ANN CGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 5,551.913 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000050 · edgardoc.xml · derivative · entry 3

CHAPLIN ANN C · CIK 0001888491 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,103.826

Underlying: Common Stock · 5,551.913 shares

Expires 2024-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
CHAPLIN ANN CGeneral Counsel
Tax withholdingCommon Stock 1,919 $117.33 $225,156.27
Disclosure

SEC source: 0001888316-22-000050 · edgardoc.xml · nonDerivative · entry 2

CHAPLIN ANN C · CIK 0001888491 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,632

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
CHAPLIN ANN CGeneral Counsel
Exercise / conversionCommon Stock 5,551 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000050 · edgardoc.xml · nonDerivative · entry 1

CHAPLIN ANN C · CIK 0001888491 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:31 UTC
ROGERS ALEXANDER HPresident QTL & Global Affairs
SaleCommon Stock 5,591 $114.99 $642,909.09
Disclosure

SEC source: 0001888316-22-000049 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · President QTL & Global Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,572

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,145.3478 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 12

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291.7162

Underlying: Common Stock · 9,145.3478 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F7 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,293.4156 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 11

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,293.4156

Underlying: Common Stock · 11,293.4156 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,339.1723 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,339.1723 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 4,964 $112.98 $560,832.72
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,693

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 9,145 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 5,334 $112.98 $602,635.32
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,512

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 11,293 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Tax withholdingCommon Stock 7,824 $112.98 $883,955.52
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,553

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
THOMPSON JAMES HChief Technology Officer
Exercise / conversionCommon Stock 19,339 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000045 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.

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October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,877.3148 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · derivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755.6501

Underlying: Common Stock · 4,877.3148 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,332.973 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · derivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332.973

Underlying: Common Stock · 5,332.973 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Tax withholdingCommon Stock 2,418 $112.98 $273,185.64
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,523

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionCommon Stock 4,877 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Tax withholdingCommon Stock 2,644 $112.98 $298,719.12
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,064

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:30 UTC
Palkhiwala Akash J.Chief Financial Officer
Exercise / conversionCommon Stock 5,332 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000046 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,258.7363 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · derivative · entry 9

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518.4931

Underlying: Common Stock · 16,258.7363 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 12,548.3552 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · derivative · entry 8

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548.3552

Underlying: Common Stock · 12,548.3552 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 21,487.969 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · derivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,487.969 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Tax withholdingCommon Stock 8,061 $112.98 $910,731.78
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · nonDerivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,463

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Exercise / conversionCommon Stock 16,258 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Tax withholdingCommon Stock 6,222 $112.98 $702,961.56
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,266

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:31 UTC
AMON CRISTIANO RPresident & CEO
Exercise / conversionCommon Stock 12,548 $0.00 $0.00
Disclosure

SEC source: 0001888316-22-000047 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.