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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2012 Filed Mar 8, 2012 23:29 UTC
NELLES DUANEDirector
GrantDeferred Stock Unit · Derivative 3,249 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000146 · edgardoc.xml · derivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 06, 2012 Filed Mar 8, 2012 23:29 UTC GrantDeferred Stock Unit · Derivative 3,249 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000147 · edgardoc.xml · derivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,749

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 06, 2012 Filed Mar 8, 2012 23:30 UTC GrantDeferred Stock Unit · Derivative 3,249 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000148 · edgardoc.xml · derivative · entry 1

SCOWCROFT BRENT · CIK 0001094550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 06, 2012 Filed Mar 8, 2012 23:30 UTC
STERN MARC IDirector
GrantDeferred Stock Unit · Derivative 3,249 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000149 · edgardoc.xml · derivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 06, 2012 Filed Mar 8, 2012 23:52 UTC GrantDeferred Stock Unit · Derivative 3,249 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000151 · edgardoc.xml · derivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) December 31, 2020, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) December 31, 2020, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 22:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $17.47 $0.00
Disclosure

SEC source: 0001234452-12-000127 · edgardoc.xml · derivative · entry 7

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,762

Underlying: Common Stock · 12,500 shares

Expires 2012-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 22:16 UTC SaleCommon Stock 12,500 $62.20 $777,460.00
Disclosure

SEC source: 0001234452-12-000127 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,070,027

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $62.17 to $62.27. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 05, 2012 Filed Mar 7, 2012 22:16 UTC Exercise / conversionCommon Stock 12,500 $17.47 $218,375.00
Disclosure

SEC source: 0001234452-12-000127 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,082,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 72,000 $0.00 Strike: $47.92 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 21

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common Stock · 72,000 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,049 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 20

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,051

Underlying: Common Stock · 23,049 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 833 $0.00 Strike: $44.63 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 19

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 833 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,033 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 18

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,467

Underlying: Common Stock · 1,033 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 17

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 2,000 shares

Expires 2014-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 16

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 2,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · derivative · entry 15

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,750

Underlying: Common Stock · 4,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 23,049 $62.30 $1,435,892.77
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 14

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.4011. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 23,049 $44.75 $1,031,442.75
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 13

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 72,000 $62.30 $4,485,412.80
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 12

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.4011. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 72,000 $47.92 $3,450,240.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 11

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,033 $62.30 $64,353.21
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 10

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.4011. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,033 $43.24 $44,666.92
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 833 $62.30 $51,893.73
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.4011. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 833 $44.63 $37,176.79
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $62.68 $125,360.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $41.33 $82,660.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $62.68 $125,360.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $42.16 $84,320.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 4,000 $62.68 $250,720.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 4,000 $35.66 $142,640.00
Disclosure

SEC source: 0001234452-12-000124 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $40.31 $0.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · derivative · entry 7

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,000

Underlying: Common Stock · 50,000 shares

Expires 2007-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Beneficial holdings reflected on this report do not include changes in the reporting person's holdings of securities resulting from participation in the issuer's qualified employee stock plan since the last filing of a report disclosing transactions related to such participation

F4 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · derivative · entry 6

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 50,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
SaleCommon Stock 50,000 $62.41 $3,120,360.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · nonDerivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $62.35 to $62.4604. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionCommon Stock 50,000 $40.31 $2,015,500.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · nonDerivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
SaleCommon Stock 50,000 $62.41 $3,120,360.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $62.35 to $62.4604. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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March 02, 2012 Filed Mar 6, 2012 00:05 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionCommon Stock 50,000 $35.66 $1,783,000.00
Disclosure

SEC source: 0001234452-12-000125 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2012 Filed Nov 12, 2013 17:35 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 4 $62.40 $249.60
Disclosure

SEC source: 0001234452-13-000485 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 91

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is or has ever been the beneficial owner of these securities for purposes of Section 16 or any other purpose.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-12-000118 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,140

Underlying: Common Stock · 50,000 shares

Expires 2014-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 50,000 $62.26 $3,113,020.00
Disclosure

SEC source: 0001234452-12-000118 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $62.21 to $62.40 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 50,000 $43.62 $2,181,000.00
Disclosure

SEC source: 0001234452-12-000118 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 154,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,234

Underlying: Common Stock · 22,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,234

Underlying: Common Stock · 30,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 30,000 $62.47 $1,874,076.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 364,296

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $62.46 to $62.53 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 22,000 $62.24 $1,369,280.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 394,296

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 22,000 $35.66 $784,520.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 416,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 30,000 $35.66 $1,069,800.00
Disclosure

SEC source: 0001234452-12-000119 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 394,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-12-000120 · edgardoc.xml · derivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2014-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-12-000120 · edgardoc.xml · derivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,925

Underlying: Common Stock · 25,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 5,000 $62.35 $311,742.00
Disclosure

SEC source: 0001234452-12-000120 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,006

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 5,000 $43.62 $218,100.00
Disclosure

SEC source: 0001234452-12-000120 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 23:22 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 25,000 $62.35 $1,558,710.00
Disclosure

SEC source: 0001234452-12-000120 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,006

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $62.24 to $62.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.