PWCM

SEC source: 0000897069-26-001196 · form4.xml · nonDerivative · entry 1

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,147

SEC source: 0000897069-25-001530 · form4.xml · derivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,700

Underlying: Common Stock · 61,700 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

SEC source: 0000897069-25-001528 · form4.xml · derivative · entry 1

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,500

Underlying: Common Stock · 114,500 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

SEC source: 0000897069-25-001526 · form4.xml · derivative · entry 1

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,100

Underlying: Common Stock · 176,100 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

SEC source: 0000897069-25-001399 · form4.xml · derivative · entry 1

TRABER MARTIN A · CIK 0001279202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,380

Underlying: Common Stock · 52,380 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-25-001397 · form4.xml · derivative · entry 1

Silcox Frank Charles · CIK 0001844012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,760

Underlying: Common Stock · 104,760 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-25-001395 · form4.xml · derivative · entry 1

McCree Douglas I. · CIK 0001653720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-25-001393 · form4.xml · derivative · entry 1

Mills Frederick J · CIK 0001751906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-25-001391 · form4.xml · derivative · entry 1

Graham Andrew L. · CIK 0001458737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-25-001389 · form4.xml · derivative · entry 1

Gould Carollinn · CIK 0001653728 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,760

Underlying: Common Stock · 104,760 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

SEC source: 0000897069-24-002319 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-002248 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-002203 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-002181 · form4.xml · nonDerivative · entry 1

Graham Andrew L. · CIK 0001458737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,303

F1 · balance_after: Information revised to reflect a one-for-six reverse stock split that occurred effective March 12, 2024.

SEC source: 0000897069-24-002122 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-002027 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001942 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001894 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001833 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001775 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001692 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001604 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001520 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001486 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001417 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001317 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001234 · form4.xml · nonDerivative · entry 1

TRABER MARTIN A · CIK 0001279202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,037

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.315 to $3.460. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0000897069-24-001190 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,354.83

Underlying: Common Stock · 86,955 shares

Expires 2026-10-19

F3 · derivative.exercise_date: Warrant is presently exercisable in full.

SEC source: 0000897069-24-001188 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,478.17

Underlying: Common Stock · 83,545 shares

Expires 2026-10-19

F1 · derivative.exercise_date: Warrant is presently exercisable in full.

SEC source: 0000897069-24-001167 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-001158 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · BRRR, LLC

Disclosed balance after: 343,399.83

Underlying: Common Stock · 343,399.83 shares

Expires 2026-10-19

F4 · derivative.exercise_date: Warrant is presently exercisable in full.

SEC source: 0000897069-24-001156 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,933.17

Underlying: Common Stock · 329,933.17 shares

Expires 2026-10-19

F2 · derivative.exercise_date: Warrant is presently exercisable in full.

SEC source: 0000897069-24-001060 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000997 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000904 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000790 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.90 to $2.939. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0000897069-24-000686 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000897069-24-000530 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000399 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000240 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000166 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-24-000050 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000897069-23-001391 · form4.xml · nonDerivative · entry 2

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,907

SEC source: 0000897069-23-001391 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,524

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.56 to $0.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0000897069-23-000325 · form4.xml · derivative · entry 2

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2024-04-20

F2 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

SEC source: 0000897069-23-000325 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,500

F1 · shares: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.

SEC source: 0000897069-23-000327 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-04-20

F2 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

SEC source: 0000897069-23-000327 · form4.xml · nonDerivative · entry 1

Russell Richard D. · CIK 0001634290 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,279

F1 · shares: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.

SEC source: 0000897069-23-000323 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-04-20

F4 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

SEC source: 0000897069-23-000323 · form4.xml · nonDerivative · entry 1

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

F1 · balance_after: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.