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Nasdaq · USD

PWCM

POWERCOMPUTE, INC.

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Tapewire entity
8518
SEC CIK
0001640384
Parsed reports
106

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 20, 2026 20:48 UTC
Russell Richard D.Chief Financial Officer
PurchaseCommon Stock 131,600 $0.22 $29,215.20
Disclosure

SEC source: 0000897069-26-001196 · form4.xml · nonDerivative · entry 1

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,147

Read SEC document
September 30, 2025 Filed Oct 2, 2025 16:41 UTC
Duran Ryan HVice President of Operations
GrantStock Option (right to buy) · Derivative 61,700 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0000897069-25-001530 · form4.xml · derivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,700

Underlying: Common Stock · 61,700 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:39 UTC
Russell Richard D.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 114,500 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0000897069-25-001528 · form4.xml · derivative · entry 1

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,500

Underlying: Common Stock · 114,500 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:37 UTC
Rodgers Bruce M.Director · Chairman, CEO and President
GrantStock Option (right to buy) · Derivative 176,100 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0000897069-25-001526 · form4.xml · derivative · entry 1

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,100

Underlying: Common Stock · 176,100 shares

Expires 2035-09-30

F1 · derivative.exercise_date: Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan).

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:22 UTC GrantStock Options (right to buy) · Derivative 52,380 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001399 · form4.xml · derivative · entry 1

TRABER MARTIN A · CIK 0001279202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,380

Underlying: Common Stock · 52,380 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:20 UTC GrantStock Option (right to buy) · Derivative 104,760 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001397 · form4.xml · derivative · entry 1

Silcox Frank Charles · CIK 0001844012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,760

Underlying: Common Stock · 104,760 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 157,140 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001395 · form4.xml · derivative · entry 1

McCree Douglas I. · CIK 0001653720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:17 UTC GrantStock Option (right to buy) · Derivative 157,140 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001393 · form4.xml · derivative · entry 1

Mills Frederick J · CIK 0001751906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:16 UTC GrantStock Option (right to buy) · Derivative 157,140 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001391 · form4.xml · derivative · entry 1

Graham Andrew L. · CIK 0001458737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,140

Underlying: Common Stock · 157,140 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:14 UTC
Gould CarollinnDirector · 10% owner
GrantStock Option (right to buy) · Derivative 104,760 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000897069-25-001389 · form4.xml · derivative · entry 1

Gould Carollinn · CIK 0001653728 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,760

Underlying: Common Stock · 104,760 shares

Expires 2035-08-27

F1 · derivative.exercise_date: Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 16:40 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.58 $1,290.00
Disclosure

SEC source: 0000897069-24-002319 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 04, 2024 Filed Dec 4, 2024 16:48 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.89 $1,443.90
Disclosure

SEC source: 0000897069-24-002248 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 20, 2024 Filed Nov 25, 2024 06:46 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.90 $1,447.50
Disclosure

SEC source: 0000897069-24-002203 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:32 UTC PurchaseCommon Stock 10,000 $2.58 $25,764.00
Disclosure

SEC source: 0000897069-24-002181 · form4.xml · nonDerivative · entry 1

Graham Andrew L. · CIK 0001458737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,303

F1 · balance_after: Information revised to reflect a one-for-six reverse stock split that occurred effective March 12, 2024.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:32 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.86 $1,431.50
Disclosure

SEC source: 0000897069-24-002122 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 23, 2024 Filed Oct 23, 2024 16:44 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.68 $1,340.00
Disclosure

SEC source: 0000897069-24-002027 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 16:11 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.27 $1,135.00
Disclosure

SEC source: 0000897069-24-001942 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 26, 2024 Filed Sep 26, 2024 19:05 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.53 $1,265.00
Disclosure

SEC source: 0000897069-24-001894 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 11, 2024 Filed Sep 11, 2024 16:53 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.40 $1,200.00
Disclosure

SEC source: 0000897069-24-001833 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 16:14 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.73 $1,365.00
Disclosure

SEC source: 0000897069-24-001775 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 14, 2024 Filed Aug 14, 2024 16:45 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.93 $1,466.00
Disclosure

SEC source: 0000897069-24-001692 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 17:04 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $3.62 $1,809.25
Disclosure

SEC source: 0000897069-24-001604 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 17, 2024 Filed Jul 18, 2024 18:22 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $4.81 $2,405.00
Disclosure

SEC source: 0000897069-24-001520 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 16:14 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $4.28 $2,140.00
Disclosure

SEC source: 0000897069-24-001486 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 16:38 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $5.37 $2,685.00
Disclosure

SEC source: 0000897069-24-001417 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:19 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $3.31 $1,655.05
Disclosure

SEC source: 0000897069-24-001317 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:18 UTC PurchaseCommon Stock 5,000 $3.37 $16,862.50
Disclosure

SEC source: 0000897069-24-001234 · form4.xml · nonDerivative · entry 1

TRABER MARTIN A · CIK 0001279202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,037

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.315 to $3.460. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:58 UTC
Rodgers Bruce M.Director · Chairman, CEO and President
PurchaseWarrant · Derivative 86,955 $0.25 Strike: $30.00 $21,738.75
Disclosure

SEC source: 0000897069-24-001190 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,354.83

Underlying: Common Stock · 86,955 shares

Expires 2026-10-19

F3 · derivative.exercise_date: Warrant is presently exercisable in full.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:56 UTC
Russell Richard D.Chief Financial Officer
PurchaseWarrant · Derivative 83,545 $0.25 Strike: $30.00 $20,886.25
Disclosure

SEC source: 0000897069-24-001188 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,478.17

Underlying: Common Stock · 83,545 shares

Expires 2026-10-19

F1 · derivative.exercise_date: Warrant is presently exercisable in full.

Read SEC document
May 22, 2024 Filed May 23, 2024 17:07 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $3.45 $1,725.00
Disclosure

SEC source: 0000897069-24-001167 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:35 UTC
Rodgers Bruce M.Director · Chairman, CEO and President
PurchaseWarrant · Derivative 343,399.83 $0.26 Strike: $30.00 $90,932.27
Disclosure

SEC source: 0000897069-24-001158 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · BRRR, LLC

Disclosed balance after: 343,399.83

Underlying: Common Stock · 343,399.83 shares

Expires 2026-10-19

F4 · derivative.exercise_date: Warrant is presently exercisable in full.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:33 UTC
Russell Richard D.Chief Financial Officer
PurchaseWarrant · Derivative 329,933.17 $0.26 Strike: $30.00 $87,366.30
Disclosure

SEC source: 0000897069-24-001156 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,933.17

Underlying: Common Stock · 329,933.17 shares

Expires 2026-10-19

F2 · derivative.exercise_date: Warrant is presently exercisable in full.

Read SEC document
May 08, 2024 Filed May 8, 2024 16:41 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.38 $1,192.15
Disclosure

SEC source: 0000897069-24-001060 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 16:34 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.83 $1,415.00
Disclosure

SEC source: 0000897069-24-000997 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 16:44 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $3.27 $1,635.00
Disclosure

SEC source: 0000897069-24-000904 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 16:34 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $2.92 $1,460.90
Disclosure

SEC source: 0000897069-24-000790 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.90 to $2.939. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 17:07 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 500 $3.26 $1,630.00
Disclosure

SEC source: 0000897069-24-000686 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 16:36 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 3,000 $0.57 $1,698.00
Disclosure

SEC source: 0000897069-24-000530 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 16:19 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 3,000 $0.52 $1,560.00
Disclosure

SEC source: 0000897069-24-000399 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 16:41 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 3,000 $0.51 $1,524.00
Disclosure

SEC source: 0000897069-24-000240 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 16:25 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 3,000 $0.49 $1,470.00
Disclosure

SEC source: 0000897069-24-000166 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 03, 2024 Filed Jan 3, 2024 16:33 UTC
Duran Ryan HVice President of Operations
SaleCommon Stock 3,000 $0.62 $1,860.00
Disclosure

SEC source: 0000897069-24-000050 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Vice President of Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 16:33 UTC
Duran Ryan HChief Financial Officer
SaleCommon Stock 617 $0.56 $345.52
Disclosure

SEC source: 0000897069-23-001391 · form4.xml · nonDerivative · entry 2

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,907

Read SEC document
September 18, 2023 Filed Sep 20, 2023 16:33 UTC
Duran Ryan HChief Financial Officer
SaleCommon Stock 6,976 $0.57 $3,970.74
Disclosure

SEC source: 0000897069-23-001391 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,524

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.56 to $0.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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April 20, 2023 Filed Apr 24, 2023 16:38 UTC
Duran Ryan HChief Financial Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000897069-23-000325 · form4.xml · derivative · entry 2

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2024-04-20

F2 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

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April 20, 2023 Filed Apr 24, 2023 16:38 UTC
Duran Ryan HChief Financial Officer
GrantCommon Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000325 · form4.xml · nonDerivative · entry 1

Duran Ryan H · CIK 0001742160 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,500

F1 · shares: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.

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April 20, 2023 Filed Apr 24, 2023 20:41 UTC
Russell Richard D.Vice President of Operations
GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000897069-23-000327 · form4.xml · derivative · entry 2

Russell Richard D. · CIK 0001634290 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-04-20

F2 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

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April 20, 2023 Filed Apr 24, 2023 20:41 UTC
Russell Richard D.Vice President of Operations
GrantCommon Stock 650,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000327 · form4.xml · nonDerivative · entry 1

Russell Richard D. · CIK 0001634290 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,279

F1 · shares: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.

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April 20, 2023 Filed Apr 24, 2023 20:36 UTC
Rodgers Bruce M.Director · Chairman, CEO and President
GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000897069-23-000323 · form4.xml · derivative · entry 6

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-04-20

F4 · derivative.exercise_date: Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

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April 20, 2023 Filed Apr 24, 2023 20:36 UTC
Rodgers Bruce M.Director · Chairman, CEO and President
GrantCommon Stock 650,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000323 · form4.xml · nonDerivative · entry 1

Rodgers Bruce M. · CIK 0001653727 · Director · Chairman, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

F1 · balance_after: Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.