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PALATIN TECHNOLOGIES INC

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7649
SEC CIK
0000911216
Parsed reports
151

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2017 Filed Jun 22, 2017 20:18 UTC GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005812 · section16.xml · derivative · entry 2

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:18 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005812 · section16.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:16 UTC GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005810 · section16.xml · derivative · entry 2

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:16 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005810 · section16.xml · nonDerivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,520

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:13 UTC GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005808 · section16.xml · derivative · entry 2

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:13 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005808 · section16.xml · nonDerivative · entry 1

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:10 UTC GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005806 · section16.xml · derivative · entry 2

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:10 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005806 · section16.xml · nonDerivative · entry 1

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,560

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:08 UTC GrantStock Option (right to buy) · Derivative 108,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005804 · section16.xml · derivative · entry 2

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common Stock · 108,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:08 UTC GrantCommon Stock 108,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005804 · section16.xml · nonDerivative · entry 1

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,517

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:06 UTC
SPANA CARLDirector · President and CEO
GrantStock Option (right to acquire) · Derivative 938,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005802 · section16.xml · derivative · entry 2

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,000

Underlying: Common Stock · 938,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:06 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 595,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005802 · section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917,852

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 20, 2018 and as to the remaining shares on June 20, 2019. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 20, 2018 and as to the remaining shares on June 20, 2019. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:03 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantStock Option (right to acquire) · Derivative 859,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005800 · section16.xml · derivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,000

Underlying: Common Stock · 859,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:03 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 545,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005800 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,671,989

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 20, 2018 and as to the remaining shares on June 20, 2019. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 20, 2018 and as to the remaining shares on June 20, 2019. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:26 UTC
SPANA CARLDirector · President and CEO
Tax withholdingCommon Stock 38,824 $0.36 $13,976.64
Disclosure

SEC source: 0001354488-17-000574 · issuerdirect_section16.xml · nonDerivative · entry 2

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,852

F3 · shares: Shares withheld by the issuer to pay employee withholding taxes, valued at $0.36 per share, the closing price on 06/09/2017, the business day immediately preceding the vesting date.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:26 UTC
SPANA CARLDirector · President and CEO
Exercise / conversionCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000574 · issuerdirect_section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued on vesting of restricted stock units.

F2 · price: Each restricted stock unit represented the right to receive on vesting, without further payment, one share of common stock.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:23 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
Tax withholdingCommon Stock 28,899 $0.36 $10,403.64
Disclosure

SEC source: 0001354488-17-000573 · issuerdirect_section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126,989

F3 · shares: Shares withheld by the issuer to pay employee withholding taxes, valued at $0.36 per share, the closing price on 06/09/2017, the business day immediately preceding the vesting date.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:23 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
Exercise / conversionCommon Stock 95,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000573 · issuerdirect_section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued on vesting of restricted stock units.

F2 · price: Each restricted stock unit represented the right to receive on vesting, without further payment, one share of common stock.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:31 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000212 · issuerdirect_section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,041

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:29 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000208 · issuerdirect_section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114,829

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:31 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-17-000210 · issuerdirect_section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,041

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 8, 2015, vested on February 2, 2017, upon the Issuer entering into a collaboration agreement for North America for its Rekynda? (bremelanotide) product. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:10 UTC
SPANA CARLDirector · President and CEO
GrantStock Option (right to acquire) · Derivative 432,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001354488-16-008268 · issuerdirect_section16.xml · derivative · entry 2

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,000

Underlying: Common · 432,000 shares

Expires 2026-09-07

F2 · derivative.exercise_date: Options to purchase 199,500 shares vest on September 7, 2017, and the remaining options vest at the rate of 33.3% per year, starting on September 7, 2018.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:10 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 290,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008268 · issuerdirect_section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011,079

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 182,500 shares on September 7, 2017, and as to the remaining shares on September 7, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 182,500 shares on September 7, 2017, and as to the remaining shares on September 7, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:15 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantStock Option (right to acquire) · Derivative 396,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001354488-16-008271 · issuerdirect_section16.xml · derivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,000

Underlying: Common · 396,000 shares

Expires 2026-09-07

F2 · derivative.exercise_date: Options to purchase 182,250 shares vest on September 7, 2017, and the remaining options vest at the rate of 33.3% per year, starting on September 7, 2018.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:15 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 268,000 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008271 · issuerdirect_section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,041

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 168,000 shares on September 7, 2017, and as to the remaining shares on September 7, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 168,000 shares on September 7, 2017, and as to the remaining shares on September 7, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.