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PALATIN TECHNOLOGIES INC

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7649
SEC CIK
0000911216
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151

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2018 Filed Nov 19, 2018 21:21 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
PurchaseCommon Stock 15,000 $0.77 $11,550.00
Disclosure

SEC source: 0001654954-18-012958 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918,239

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:21 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
PurchaseCommon Stock 5,000 $0.76 $3,805.50
Disclosure

SEC source: 0001654954-18-012958 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903,239

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:18 UTC PurchaseCommon Stock 1,000 $0.80 $800.00
Disclosure

SEC source: 0001654954-18-012956 · section16.xml · nonDerivative · entry 4

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,351

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:18 UTC PurchaseCommon Stock 4,000 $0.77 $3,068.40
Disclosure

SEC source: 0001654954-18-012956 · section16.xml · nonDerivative · entry 3

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,351

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:18 UTC PurchaseCommon Stock 5,000 $0.78 $3,900.00
Disclosure

SEC source: 0001654954-18-012956 · section16.xml · nonDerivative · entry 2

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,351

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:18 UTC PurchaseCommon Stock 332 $0.80 $265.60
Disclosure

SEC source: 0001654954-18-012956 · section16.xml · nonDerivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,351

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:48 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007114 · section16.xml · derivative · entry 2

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:48 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007114 · section16.xml · nonDerivative · entry 1

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,333

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:45 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007111 · section16.xml · derivative · entry 2

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:45 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007111 · section16.xml · nonDerivative · entry 1

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,333

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:42 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007109 · section16.xml · derivative · entry 2

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:42 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007109 · section16.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,333

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:39 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007106 · section16.xml · derivative · entry 2

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:39 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007106 · section16.xml · nonDerivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,353

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:36 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007104 · section16.xml · derivative · entry 2

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:36 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007104 · section16.xml · nonDerivative · entry 1

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,333

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:33 UTC GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007102 · section16.xml · derivative · entry 2

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:33 UTC GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007102 · section16.xml · nonDerivative · entry 1

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,393

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:28 UTC GrantStock Option (right to buy) · Derivative 56,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007094 · section16.xml · derivative · entry 2

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2028-06-26

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2018.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:28 UTC GrantCommon Stock 56,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007094 · section16.xml · nonDerivative · entry 1

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,183

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:25 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantStock Option (right to buy) · Derivative 135,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-18-007091 · section16.xml · derivative · entry 4

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2027-12-12

F4 · derivative.exercise_date: Vesting of performance condition stock option grant, made December 12, 2017, which vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:25 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantStock Option (right to buy) · Derivative 454,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007091 · section16.xml · derivative · entry 3

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,000

Underlying: Common Stock · 454,000 shares

Expires 2028-06-26

F3 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:25 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 303,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007091 · section16.xml · nonDerivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687,489

F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 26, 2019 and as to the remaining shares on June 26, 2020. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 26, 2019 and as to the remaining shares on June 26, 2020. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:25 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007091 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384,489

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 12, 2017, vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 12, 2017, vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:23 UTC
SPANA CARLDirector · President and CEO
GrantStock Option (right to buy) · Derivative 187,500 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-18-007089 · section16.xml · derivative · entry 4

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2027-12-12

F4 · derivative.exercise_date: Vesting of performance condition stock option grant, made December 12, 2017, which vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:23 UTC
SPANA CARLDirector · President and CEO
GrantStock Option (right to buy) · Derivative 533,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001654954-18-007089 · section16.xml · derivative · entry 3

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,000

Underlying: Common Stock · 533,000 shares

Expires 2028-06-26

F3 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on June 26, 2019.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:23 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 356,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007089 · section16.xml · nonDerivative · entry 2

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130,352

F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 26, 2019 and as to the remaining shares on June 26, 2020. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% June 26, 2019 and as to the remaining shares on June 26, 2020. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:23 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 187,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-007089 · section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774,352

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 12, 2017, vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made December 12, 2017, vested in part on June 26, 2018, upon certification by the Compensation Committee that a defined performance objective as to 30% of the target number of share units had been achieved, the acceptance for filing by the U.S. Food and Drug Administration of a New Drug Application for bremelanotide for hypoactive sexual desire disorder in premenopausal women during the defined performance period. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:39 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011607 · section16.xml · derivative · entry 2

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:39 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011607 · section16.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:37 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011605 · section16.xml · derivative · entry 2

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:37 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011605 · section16.xml · nonDerivative · entry 1

Hull Joseph Stanley · CIK 0001338384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:33 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011602 · section16.xml · derivative · entry 2

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:33 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011602 · section16.xml · nonDerivative · entry 1

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:27 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011597 · section16.xml · derivative · entry 2

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:27 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011597 · section16.xml · nonDerivative · entry 1

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:23 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011592 · section16.xml · derivative · entry 2

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: The options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:23 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011592 · section16.xml · nonDerivative · entry 1

DEVEER ROBERT K JR · CIK 0001158829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,000

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

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December 12, 2017 Filed Dec 13, 2017 21:25 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011595 · section16.xml · derivative · entry 2

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: The options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:25 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011595 · section16.xml · nonDerivative · entry 1

DUNTON ALAN W · CIK 0001304773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,520

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:21 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011589 · section16.xml · derivative · entry 2

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: The options vest at the rate of one-third per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:21 UTC GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011589 · section16.xml · nonDerivative · entry 1

PRENDERGAST JOHN K A · CIK 0001042019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,517

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of one-third per year starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:17 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantStock Option (right to acquire) · Derivative 575,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011586 · section16.xml · derivative · entry 2

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Common Stock · 575,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:17 UTC
WILLS STEPHEN TExecutive VP and CFO/COO
GrantCommon Stock 575,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011586 · section16.xml · nonDerivative · entry 1

WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127,239

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on December 12, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on December 12, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

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December 12, 2017 Filed Dec 13, 2017 21:13 UTC
SPANA CARLDirector · President and CEO
GrantStock Option (right to acquire) · Derivative 625,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001654954-17-011583 · section16.xml · derivative · entry 2

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2027-12-12

F2 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on December 12, 2018.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:13 UTC
SPANA CARLDirector · President and CEO
GrantCommon Stock 625,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-011583 · section16.xml · nonDerivative · entry 1

SPANA CARL · CIK 0001042011 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,411,102

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on December 12, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on December 12, 2018. Vested shares, subject to the terms of the applicable restricted share unit agreement, will be delivered following the reporting person ceasing to serve as an employee of Palatin Technologies, Inc.

Read SEC document
September 07, 2017 Filed Sep 12, 2017 01:00 UTC GrantStock option (right to buy) · Derivative 54,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001654954-17-008335 · section16.xml · derivative · entry 2

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-09-09

F2 · derivative.exercise_date: Options vest at the rate of 25% per year, starting on September 7, 2018.

Read SEC document
September 07, 2017 Filed Sep 12, 2017 01:00 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-008335 · section16.xml · nonDerivative · entry 1

Manning Anthony M. · CIK 0001716468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on September 7, 2018.

F1 · balance_after: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest at the rate of 25% per year, starting on September 7, 2018.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:20 UTC GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001654954-17-005815 · section16.xml · derivative · entry 2

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2027-06-20

F2 · derivative.exercise_date: The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:20 UTC GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-005815 · section16.xml · nonDerivative · entry 1

Morris Arlene · CIK 0001362520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,500

F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.