Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2024 Filed Jul 16, 2024 20:31 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
GrantCommon Stock | 7,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-009000 · section16.xml · nonDerivative · entry 2 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,687 F2 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024. F2 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. The shares have not been issued as of the date of this Form 4, but will be issued on or before the 60th day following June 4, 2024. Read SEC document |
| May 06, 2024 Filed Jul 16, 2024 20:31 UTC |
SPANA CARLDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 21,993 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-24-009003 · section16.xml · derivative · entry 10 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,364 Underlying: Common Stock · 21,993 shares Expires 2033-06-20 F10 · derivative.exercise_date: Performance-based stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 20, 2023, vested in part on June 4, 2024, upon certification by the Compensation Committee that a defined performance objective as to 85% of the target number of share units for the fiscal year ended June 30, 2024. Read SEC document |
| April 11, 2024 Filed Apr 11, 2024 20:45 UTC |
DEVEER ROBERT K JRDirector
|
PurchaseCommon Stock | 6,000 | $2.12 | $12,703.20 |
DisclosureSEC source: 0001654954-24-004521 · section16.xml · nonDerivative · entry 1 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,845 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 155 | $2.03 | $314.65 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 7 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,845 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 460 | $2.02 | $929.20 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 6 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 106 | $2.01 | $213.06 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 5 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,460 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 1,808 | $2.01 | $3,634.08 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 4 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,566 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 200 | $2.00 | $400.00 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 3 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,574 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 7,286 | $2.00 | $14,572.73 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 2 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,574 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:02 UTC |
DEVEER ROBERT K JRDirector
|
SaleCommon Stock | 1,685 | $2.00 | $3,370.00 |
DisclosureSEC source: 0001654954-24-002817 · section16.xml · nonDerivative · entry 1 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,860 Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:30 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
SaleCommon Stock | 2,191 | $2.64 | $5,784.24 |
DisclosureSEC source: 0001654954-23-015301 · section16.xml · nonDerivative · entry 2 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,522 F1 · shares: Sales made for tax and estate planning purposes. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:30 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
SaleCommon Stock | 2,807 | $2.42 | $6,778.91 |
DisclosureSEC source: 0001654954-23-015301 · section16.xml · nonDerivative · entry 1 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,713 F1 · shares: Sales made for tax and estate planning purposes. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:02 UTC |
DUNTON ALAN WDirector
|
SaleCommon Stock | 1 | $2.46 | $2.46 |
DisclosureSEC source: 0001654954-23-015219 · section16.xml · nonDerivative · entry 2 DUNTON ALAN W · CIK 0001304773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,074 Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:02 UTC |
DUNTON ALAN WDirector
|
SaleCommon Stock | 199 | $2.48 | $493.52 |
DisclosureSEC source: 0001654954-23-015219 · section16.xml · nonDerivative · entry 1 DUNTON ALAN W · CIK 0001304773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,075 Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 698 | $2.17 | $1,514.66 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 8 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,303 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F9 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,937 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F9 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,937 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 851 | $2.17 | $1,846.67 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 7 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,001 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F8 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,360 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F8 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,360 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 1,025 | $2.24 | $2,296.00 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 6 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,852 F7 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,844 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F7 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,844 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 1,640 | $2.24 | $3,673.60 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 5 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,877 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F6 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 4,550 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F6 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 4,550 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 1,280 | $2.24 | $2,867.20 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 4 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,517 F5 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 3,551 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F5 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 3,551 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 2,540 | $2.24 | $5,689.60 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 3 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,797 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F4 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 7,045 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 24, 2021. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F4 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 7,045 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 24, 2021. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 1,901 | $2.19 | $4,163.19 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 2 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,337 F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant and vesting of the underlying 5,273 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant and vesting of the underlying 5,273 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:01 UTC |
SPANA CARLDirector · President and CEO
|
Tax withholdingCommon Stock | 2,331 | $2.19 | $5,104.89 |
DisclosureSEC source: 0001654954-23-010939 · section16.xml · nonDerivative · entry 1 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,238 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant of the underlying 6,465 time-based restricted share units, which vested on June 16, 2023, was reported on Form 4 filed on June 18, 2020 as to one half of the total grant, and on Form 4 filed on June 26, 2020 as to the remaining one half, which had been granted contingent on increasing the shares reserved for grant under the 2011 Stock Incentive Plan, which was approved the stockholders at a meeting on June 25, 2020. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant of the underlying 6,465 time-based restricted share units, which vested on June 16, 2023, was reported on Form 4 filed on June 18, 2020 as to one half of the total grant, and on Form 4 filed on June 26, 2020 as to the remaining one half, which had been granted contingent on increasing the shares reserved for grant under the 2011 Stock Incentive Plan, which was approved the stockholders at a meeting on June 25, 2020. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 455 | $2.17 | $987.35 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 8 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,520 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F9 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,658 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F9 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,658 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 554 | $2.17 | $1,202.18 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 7 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,975 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F8 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,020 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F8 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,020 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 677 | $2.24 | $1,516.48 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 6 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,529 F7 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,469 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F7 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,469 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 1,083 | $2.24 | $2,425.92 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 5 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,206 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F6 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 3,950 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F6 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 3,950 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 876 | $2.24 | $1,962.24 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 4 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,289 F5 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 3,196 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F5 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 3,196 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 1,670 | $2.24 | $3,740.80 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 3 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,165 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F4 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 6,090 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 24, 2021. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F4 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 6,090 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 24, 2021. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 1,246 | $2.19 | $2,728.74 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 2 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,835 F3 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant and vesting of the underlying 4,543 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. F3 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant and vesting of the underlying 4,543 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 01:00 UTC |
WILLS STEPHEN TExecutive VP and CFO/COO
|
Tax withholdingCommon Stock | 1,527 | $2.19 | $3,344.13 |
DisclosureSEC source: 0001654954-23-010938 · section16.xml · nonDerivative · entry 1 WILLS STEPHEN T · CIK 0001103883 · Executive VP and CFO/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,081 F1 · shares: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F2 · shares: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant of the underlying 5,570 time-based restricted share units, which vested on June 16, 2023, was reported on Form 4 filed on June 18, 2020 as to one half of the total grant, and on Form 4 filed on June 26, 2020 as to the remaining one half, which had been granted contingent on increasing the shares reserved for grant under the 2011 Stock Incentive Plan, which was approved the stockholders at a meeting on June 25, 2020. F1 · price: A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. F2 · price: Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant of the underlying 5,570 time-based restricted share units, which vested on June 16, 2023, was reported on Form 4 filed on June 18, 2020 as to one half of the total grant, and on Form 4 filed on June 26, 2020 as to the remaining one half, which had been granted contingent on increasing the shares reserved for grant under the 2011 Stock Incentive Plan, which was approved the stockholders at a meeting on June 25, 2020. Read SEC document |
| July 15, 2023 Filed Jul 16, 2024 20:31 UTC |
Hull Joseph StanleyDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001654954-24-009002 · section16.xml · derivative · entry 2 Hull Joseph Stanley · CIK 0001338384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,780 Underlying: Common Stock · 17,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: The option vests on June 4, 2025, and in the event that the director does not serve until June 30, 2025, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2024. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. Read SEC document |
| July 15, 2023 Filed Jul 16, 2024 20:31 UTC |
Manning Anthony M.Director
|
GrantStock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001654954-24-008999 · section16.xml · derivative · entry 2 Manning Anthony M. · CIK 0001716468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,280 Underlying: Common Stock · 17,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: The option vests on June 4, 2025, and in the event that the director does not serve until June 30, 2025, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2024. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. Read SEC document |
| July 15, 2023 Filed Jul 16, 2024 20:31 UTC |
Morris ArleneDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001654954-24-008998 · section16.xml · derivative · entry 2 Morris Arlene · CIK 0001362520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,180 Underlying: Common Stock · 17,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: The option vests on June 4, 2025, and in the event that the director does not serve until June 30, 2025, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2024. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
Manning Anthony M.Director
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008310 · section16.xml · derivative · entry 2 Manning Anthony M. · CIK 0001716468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
Manning Anthony M.Director
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008310 · section16.xml · nonDerivative · entry 1 Manning Anthony M. · CIK 0001716468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,693 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
DEVEER ROBERT K JRDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008313 · section16.xml · derivative · entry 2 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
DEVEER ROBERT K JRDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008313 · section16.xml · nonDerivative · entry 1 DEVEER ROBERT K JR · CIK 0001158829 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,078 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
Hull Joseph StanleyDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008311 · section16.xml · derivative · entry 2 Hull Joseph Stanley · CIK 0001338384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
Hull Joseph StanleyDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008311 · section16.xml · nonDerivative · entry 1 Hull Joseph Stanley · CIK 0001338384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,585 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
DUNTON ALAN WDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008312 · section16.xml · derivative · entry 2 DUNTON ALAN W · CIK 0001304773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
DUNTON ALAN WDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008312 · section16.xml · nonDerivative · entry 1 DUNTON ALAN W · CIK 0001304773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,807 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
PRENDERGAST JOHN K ADirector
|
GrantStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008308 · section16.xml · derivative · entry 2 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2033-06-20 F2 · derivative.exercise_date: The option vests on June 30, 2024, and in the event that the director does not serve until June 30, 2024, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
PRENDERGAST JOHN K ADirector
|
GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008308 · section16.xml · nonDerivative · entry 1 PRENDERGAST JOHN K A · CIK 0001042019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,823 F1 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. F1 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 4,231 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · derivative · entry 9 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,231 shares Expires 2032-06-22 F9 · derivative.exercise_date: Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2022, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of stock option shares for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 8,984 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · derivative · entry 8 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,984 shares Expires 2031-06-22 F8 · derivative.exercise_date: Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 22, 2021, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of stock option shares for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 8,739 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · derivative · entry 7 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,739 shares Expires 2030-06-16 F7 · derivative.exercise_date: Stock options granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, upon payment of the exercise price, one share of common stock. The performance condition stock option grant, made June 16, 2020, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of stock option shares for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 103,500 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · derivative · entry 6 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,500 shares Expires 2033-06-22 F6 · derivative.exercise_date: The options vest at the rate of 25% per year, with the initial vesting on June 20, 2024. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantCommon Stock | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · nonDerivative · entry 5 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,568 F5 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. F5 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2022, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantCommon Stock | 3,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · nonDerivative · entry 4 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,724 F4 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2021, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. F4 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 22, 2021, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2023 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:00 UTC |
SPANA CARLDirector · President and CEO
|
GrantCommon Stock | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008309 · section16.xml · nonDerivative · entry 3 SPANA CARL · CIK 0001042011 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,173 F3 · shares: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2020 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. F3 · price: Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The performance condition grant, made June 16, 2020, vested in part on June 20, 2023, upon certification by the Compensation Committee that a defined performance objective as to 63% of the target number of share units for the fiscal year ending June 30, 2020 had been achieved, based on performance criteria relating to advancement of melanocortin receptor-1 programs, including initiation of clinical trials, and progress in commercialization of Vyleesi. All share numbers in this Form 4 give effect to a 1-for-25 reverse split of issued and outstanding common stock effective on August 30, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.