Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 8 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,418 Underlying: Common Stock · 3,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F8 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 7 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,567 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F7 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 6 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,134 Underlying: Common Stock · 3,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F6 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 5 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F5 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 4 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F4 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · derivative · entry 3 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F3 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Tax withholdingCommon Stock | 8,071 | $154.68 | $1,248,422.28 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · nonDerivative · entry 2 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,968 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:07 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionCommon Stock | 19,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014544 · section16.xml · nonDerivative · entry 1 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 11 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,674 Underlying: Common Stock · 12,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F10 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 10 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,836 Underlying: Common Stock · 9,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F9 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 9 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,965 Underlying: Common Stock · 10,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F8 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 8 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,930 Underlying: Common Stock · 13,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F7 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 7 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F6 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 6 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F5 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 17,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 5 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F4 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 141,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 141,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F3 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
GrantRestricted Stock Units · Derivative | 141,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · derivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,346 Underlying: Common Stock · 141,346 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F3 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Tax withholdingCommon Stock | 105,896 | $154.68 | $16,379,993.28 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 997,078 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:08 UTC |
HEPPELMANN JAMES EDirector · CEO
|
Exercise / conversionCommon Stock | 232,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014545 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,102,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 9 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,134 Underlying: Common Stock · 3,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F9 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 8 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,269 Underlying: Common Stock · 5,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F8 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 7 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,263 Underlying: Common Stock · 3,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F7 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 6 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,527 Underlying: Common Stock · 4,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F6 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 5 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F5 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 4 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F4 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · derivative · entry 3 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F3 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 14,074 | $154.68 | $2,176,966.32 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · nonDerivative · entry 2 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,048 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:06 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 31,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014543 · section16.xml · nonDerivative · entry 1 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · derivative · entry 7 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,134 Underlying: Common Stock · 2,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F7 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · derivative · entry 6 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,567 Underlying: Common Stock · 1,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F6 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · derivative · entry 5 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,044 Underlying: Common Stock · 1,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024 F5 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024 F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · derivative · entry 4 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,089 Underlying: Common Stock · 2,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F4 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · derivative · entry 3 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F3 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Tax withholdingCommon Stock | 4,311 | $154.68 | $666,825.48 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · nonDerivative · entry 2 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,671 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionCommon Stock | 9,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014538 · section16.xml · nonDerivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 9 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,134 Underlying: Common Stock · 3,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025 F9 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025 F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 8 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,269 Underlying: Common Stock · 5,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F8 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 7 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,830 Underlying: Common Stock · 3,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F7 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 6 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,915 Underlying: Common Stock · 3,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F6 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 5 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F5 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 4 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F4 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · derivative · entry 3 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F3 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Tax withholdingCommon Stock | 13,879 | $154.68 | $2,146,803.72 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · nonDerivative · entry 2 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,938 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:04 UTC |
Ditullio MichaelPresident and COO
|
Exercise / conversionCommon Stock | 29,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-014539 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:04 UTC |
LACY PAUL ADirector
|
SaleCommon Stock | 2,500 | $155.00 | $387,503.00 |
DisclosureSEC source: 0001654954-23-014484 · section16.xml · nonDerivative · entry 1 LACY PAUL A · CIK 0001193635 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,636 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $155.00 to $155.045. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 21:14 UTC |
Lathan CorinnaDirector
|
SaleCommon Stock | 800 | $140.71 | $112,568.00 |
DisclosureSEC source: 0001654954-23-011970 · section16.xml · nonDerivative · entry 1 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,703 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on September 6, 2022. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 21:13 UTC |
Ditullio MichaelPresident and COO
|
SaleCommon Stock | 3,000 | $140.71 | $422,130.00 |
DisclosureSEC source: 0001654954-23-011969 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,764 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 7,574 | $146.26 | $1,107,749.00 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 9 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 5,910,905 F9 · price: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 60,841 | $145.68 | $8,863,073.52 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 5,918,479 F8 · price: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 11,585 | $144.65 | $1,675,754.03 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 5,979,320 F7 · price: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.