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PTC

PTC INC.

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3317
SEC CIK
0000857005
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643

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0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionCommon Stock 238,927 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 19,555 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 14

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,555

Underlying: Common Stock · 19,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,245 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 13

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 12,245 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 12

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

Underlying: Common Stock · 12,245 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 12,245 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,949 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 11

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

Underlying: Common Stock · 3,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 11,847 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 10

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847

Underlying: Common Stock · 11,847 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,028 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 9

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,055

Underlying: Common Stock · 8,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 19,411 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 8

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 19,411 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,411

Underlying: Common Stock · 19,411 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 19,411 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,532 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

Underlying: Common Stock · 10,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F5 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 21,625 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 21,625 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

Underlying: Common Stock · 21,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on February 9, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 21,625 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,281 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · derivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs awarded on February 9, 2015 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F3 · derivative.expiration_date: RSUs awarded on February 9, 2015 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 38,547 $63.92 $2,463,924.24
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,464

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 85,071 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:14 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionCommon Stock 85,071 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010864 · section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 10,755 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 15

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,755

Underlying: Common Stock · 10,755 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F12 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,564 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 14

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested.

F11 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 6,564 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 13

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 6,564 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested.

F11 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 6564 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,117 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 12

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,234

Underlying: Common Stock · 2,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 6,351 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 11

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,351

Underlying: Common Stock · 6,351 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 6,351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,304 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 10

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

Underlying: Common Stock · 4,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F9 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 10,406 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 9

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 10,406 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 8

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,406

Underlying: Common Stock · 10,406 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 10,406 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,646 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 7

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646

Underlying: Common Stock · 5,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F7 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 10,475 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 6

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 10,475 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 5

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,475

Underlying: Common Stock · 10,475 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 10,475 RSUs were earned and vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,495 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · derivative · entry 4

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F5 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Tax withholdingCommon Stock 19,226 $63.92 $1,228,925.92
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,189

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,007 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:16 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionCommon Stock 44,007 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010867 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 23,466 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 12

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,466

Underlying: Common Stock · 23,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F9 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 16,076 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 11

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 16,076 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 10

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,076

Underlying: Common Stock · 16,076 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 5,185 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 9

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

Underlying: Common Stock · 5,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 15,555 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 8

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555

Underlying: Common Stock · 15,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 10,540 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 7

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,078

Underlying: Common Stock · 10,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F6 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 25,303 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 6

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 25,303 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 5

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

Underlying: Common Stock · 25,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 13,729 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 4

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,728

Underlying: Common Stock · 13,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.

F4 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 54,914 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · derivative · entry 3

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017.

F3 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Tax withholdingCommon Stock 57,968 $63.92 $3,705,314.56
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · nonDerivative · entry 2

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,082

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 125,747 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
Hayman CraigEVP, Chief Operating Officer
Exercise / conversionCommon Stock 125,747 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010862 · section16.xml · nonDerivative · entry 1

Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
GrantRestricted Stock Units · Derivative 15,644 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 14

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Common Stock · 15,644 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 8,306 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 13

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
GrantRestricted Stock Unit · Derivative 8,306 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 12

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Common Stock · 8,306 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,306 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 2,679 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 11

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

Underlying: Common Stock · 2,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
GrantRestricted Stock Units · Derivative 8,035 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,035

Underlying: Common Stock · 8,035 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 5,446 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 9

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

Underlying: Common Stock · 5,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 11,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 8

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
GrantRestricted Stock Units · Derivative 11,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 7

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,255

Underlying: Common Stock · 11,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 11,255 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:08 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0001654954-17-010858 · section16.xml · derivative · entry 6

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

Underlying: Common Stock · 6,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F5 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.