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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 17, 2022 23:00 UTC
Talvitie KristianEVP, Chief Financial Officer
Tax withholdingCommon Stock 22,284 $132.01 $2,941,710.84
Disclosure

SEC source: 0001654954-22-015506 · section16.xml · nonDerivative · entry 3

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,904

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:00 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantCommon Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015506 · section16.xml · nonDerivative · entry 2

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,188

F1 · shares: Shares earned under FY22 Corporate Incentive Plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:00 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionCommon Stock 47,894 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015506 · section16.xml · nonDerivative · entry 1

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2022 Filed Nov 17, 2022 21:07 UTC SaleCommon Stock 761 $131.18 $99,827.98
Disclosure

SEC source: 0001654954-22-015497 · section16.xml · nonDerivative · entry 1

Lathan Corinna · CIK 0001714701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,983

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:04 UTC SaleCommon Stock 8,948 $131.87 $1,179,979.92
Disclosure

SEC source: 0001654954-22-015495 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,792,238

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $131.35 to $132.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:04 UTC SaleCommon Stock 3,052 $130.98 $399,747.30
Disclosure

SEC source: 0001654954-22-015495 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,801,186

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.34 to $131.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:03 UTC SaleCommon Stock 375 $131.89 $49,458.11
Disclosure

SEC source: 0001654954-22-015365 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,804,238

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.8349 to $131.9551. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:03 UTC SaleCommon Stock 6,125 $131.20 $803,576.11
Disclosure

SEC source: 0001654954-22-015365 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,804,613

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.81 to $131.7896. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:03 UTC SaleCommon Stock 5,500 $130.46 $717,511.30
Disclosure

SEC source: 0001654954-22-015365 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,810,738

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.8092 to $130.8079. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC SaleCommon Stock 435 $133.00 $57,852.96
Disclosure

SEC source: 0001654954-22-015364 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,816,238

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $132.94 to $133.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC SaleCommon Stock 4,266 $132.03 $563,253.20
Disclosure

SEC source: 0001654954-22-015364 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,816,673

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.79 to $132.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC SaleCommon Stock 5,311 $131.09 $696,213.15
Disclosure

SEC source: 0001654954-22-015364 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,820,939

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.7809 to $131.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC SaleCommon Stock 1,988 $130.33 $259,095.64
Disclosure

SEC source: 0001654954-22-015364 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,826,250

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.77 to $130.7501. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 800 $131.53 $105,227.04
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,828,238

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $130.95 to $131.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 4,608 $130.16 $599,777.74
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,829,038

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $129.81 to $130.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 4,371 $129.46 $565,883.21
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,833,646

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $128.80 to $129.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 2,046 $126.08 $257,964.39
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,838,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $125.86 to $126.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 4,605 $125.34 $577,202.21
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,840,063

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.8555 to $125.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:03 UTC SaleCommon Stock 1,349 $124.33 $167,721.84
Disclosure

SEC source: 0001654954-22-015265 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,844,668

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.83 to $124.8231. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 353 $127.03 $44,840.43
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 8

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,846,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F9 · price: This transaction was executed in multiple trades at prices ranging from $126.9593 to $127.0967. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 4,185 $126.25 $528,343.70
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 7

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,846,370

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F8 · price: This transaction was executed in multiple trades at prices ranging from $125.8706 to $126.8546. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 2,862 $125.39 $358,875.05
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,850,555

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $124.85 to $125.7844. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 600 $124.46 $74,676.00
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,853,417

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $123.77 to $124.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 200 $126.79 $25,358.00
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,854,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $126.78 to $126.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 3,709 $126.13 $467,816.54
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,854,217

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $125.70 to $126.6096. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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November 07, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 3,662 $125.24 $458,621.56
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,857,926

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.69 to $125.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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November 07, 2022 Filed Nov 9, 2022 23:06 UTC SaleCommon Stock 429 $123.90 $53,154.17
Disclosure

SEC source: 0001654954-22-014901 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,861,588

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.67 to $124.5583. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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November 04, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 76 $126.14 $9,586.77
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 10

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,862,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 604 $125.46 $75,780.56
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 9

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,862,093

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F10 · price: This transaction was executed in multiple trades at prices ranging from $124.9518 to $125.8643. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 1,910 $124.11 $237,055.26
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 8

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,862,697

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F9 · price: This transaction was executed in multiple trades at prices ranging from $123.77 to $124.7213. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 3,280 $123.08 $403,716.83
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 7

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,864,607

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F8 · price: This transaction was executed in multiple trades at prices ranging from $122.77 to $123.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 2,130 $122.43 $260,784.21
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,867,887

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $121.7593 to $122.7570. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 184 $124.46 $22,900.81
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,870,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $124.3651 to $124.6080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 1,248 $123.57 $154,219.10
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,870,201

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $123.2492 to $124.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 6,070 $122.92 $746,114.69
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,871,449

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $122.2395 to $123.2309. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 356 $121.66 $43,311.81
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,877,519

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.2294 to $122.0530. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:02 UTC SaleCommon Stock 142 $120.25 $17,074.99
Disclosure

SEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,877,875

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.001 to $120.4509. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:02 UTC SaleCommon Stock 100 $124.00 $12,400.00
Disclosure

SEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,878,017

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:02 UTC SaleCommon Stock 200 $123.31 $24,661.00
Disclosure

SEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,878,117

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021

F4 · price: This transaction was executed in multiple trades at prices ranging from $122.99 to $123.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:02 UTC SaleCommon Stock 500 $122.13 $61,065.00
Disclosure

SEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,878,317

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.89 to $122.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:02 UTC SaleCommon Stock 900 $120.55 $108,495.00
Disclosure

SEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,878,817

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 20:10 UTC SaleCommon Stock 8,000 $120.42 $963,321.60
Disclosure

SEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,879,717

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:10 UTC SaleCommon Stock 36,717 $120.61 $4,428,452.06
Disclosure

SEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,887,717

F4 · price: This transaction was executed in multiple trades at prices ranging from $120.45 to $121.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:10 UTC SaleCommon Stock 258,616 $120.11 $31,061,928.11
Disclosure

SEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 8,924,434

F3 · price: This transaction was executed in multiple trades at prices ranging from $119.45 to $120.4450. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:10 UTC SaleCommon Stock 100 $121.03 $12,103.00
Disclosure

SEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,183,050

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:10 UTC SaleCommon Stock 7,900 $120.25 $949,939.45
Disclosure

SEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,183,150

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 08, 2022 Filed Sep 8, 2022 22:32 UTC SaleCommon Stock 728 $119.84 $87,244.68
Disclosure

SEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,191,050

F4 · price: This transaction was executed in multiple trades at prices ranging from $119.81 to $119.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
September 08, 2022 Filed Sep 8, 2022 22:32 UTC SaleCommon Stock 64,757 $119.29 $7,725,147.46
Disclosure

SEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,191,778

F3 · price: This transaction was executed in multiple trades at prices ranging from $118.79 to $119.7746 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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September 08, 2022 Filed Sep 8, 2022 22:32 UTC SaleCommon Stock 24,401 $118.30 $2,886,606.58
Disclosure

SEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,256,535

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.79 to $118.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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September 08, 2022 Filed Sep 8, 2022 22:32 UTC SaleCommon Stock 10,114 $117.19 $1,185,254.60
Disclosure

SEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 9,280,936

F1 · price: This transaction was executed in multiple trades at prices ranging from $116.79 to $117.7813. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.