Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,300 | $146.80 | $1,365,207.45 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 5,990,905 F6 · price: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 30,377 | $146.34 | $4,445,446.12 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,000,205 F5 · price: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 13,994 | $144.93 | $2,028,109.84 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,030,582 F4 · price: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,942 | $144.23 | $1,001,221.06 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,044,576 F3 · price: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,835 | $143.10 | $978,074.15 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,051,518 F2 · price: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:05 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 12,552 | $141.97 | $1,782,067.69 |
DisclosureSEC source: 0001654954-23-009961 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,058,353 F1 · price: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 20:07 UTC |
Barua NeilDirector · CEO-Elect
|
GrantRestricted Stock Units · Derivative | 34,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-009797 · section16.xml · derivative · entry 1 Barua Neil · CIK 0001389250 · Director · CEO-Elect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,413 Underlying: Common Stock · 34,413 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: RSUs granted on July 27, 2023 that vest in three substantially equal installments on August 15, 2024, 2025 and 2026. F2 · derivative.expiration_date: RSUs granted on July 27, 2023 that vest in three substantially equal installments on August 15, 2024, 2025 and 2026. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 20:05 UTC |
LACY PAUL ADirector
|
SaleCommon Stock | 200 | $152.09 | $30,418.00 |
DisclosureSEC source: 0001654954-23-009796 · section16.xml · nonDerivative · entry 2 LACY PAUL A · CIK 0001193635 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,136 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 20:05 UTC |
LACY PAUL ADirector
|
SaleCommon Stock | 2,300 | $150.34 | $345,790.74 |
DisclosureSEC source: 0001654954-23-009796 · section16.xml · nonDerivative · entry 1 LACY PAUL A · CIK 0001193635 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,336 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 13, 2023 Filed Jul 13, 2023 21:53 UTC |
LACY PAUL ADirector
|
SaleCommon Stock | 2,500 | $145.02 | $362,539.75 |
DisclosureSEC source: 0001654954-23-009138 · section16.xml · nonDerivative · entry 1 LACY PAUL A · CIK 0001193635 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,636 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $145.00 to $145.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 20:05 UTC |
Ditullio MichaelPresident and COO
|
SaleCommon Stock | 396 | $144.56 | $57,245.76 |
DisclosureSEC source: 0001654954-23-008142 · section16.xml · nonDerivative · entry 2 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,674 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 20:05 UTC |
Ditullio MichaelPresident and COO
|
SaleCommon Stock | 2,604 | $143.31 | $373,170.65 |
DisclosureSEC source: 0001654954-23-008142 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,070 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $142.85 to $143.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 20:02 UTC |
Lathan CorinnaDirector
|
SaleCommon Stock | 800 | $141.10 | $112,880.00 |
DisclosureSEC source: 0001654954-23-008084 · section16.xml · nonDerivative · entry 1 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,503 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on September 6, 2022. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008141 · section16.xml · derivative · entry 3 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,236 Underlying: Common Stock · 1,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on June 9, 2021 that vest in three substantially equal installments on June 15, 2022, 2023 and 2024. F3 · derivative.expiration_date: RSUs granted on June 9, 2021 that vest in three substantially equal installments on June 15, 2022, 2023 and 2024. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:03 UTC |
Kniker CatherineChief Strategy Officer
|
Tax withholdingCommon Stock | 364 | $143.59 | $52,266.76 |
DisclosureSEC source: 0001654954-23-008141 · section16.xml · nonDerivative · entry 2 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,987 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:03 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionCommon Stock | 1,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008141 · section16.xml · nonDerivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:50 UTC |
Moorjani JaneshDirector
|
GrantRestricted Stock Units · Derivative | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-007818 · section16.xml · derivative · entry 2 Moorjani Janesh · CIK 0001662734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,758 Underlying: Common Stock · 2,758 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units granted on June 7, 2023 that vest in two substantially equal installments on June 15, 2024 and 2025. F3 · derivative.expiration_date: Time-based restricted stock units granted on June 7, 2023 that vest in two substantially equal installments on June 15, 2024 and 2025. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:50 UTC |
Moorjani JaneshDirector
|
GrantRestricted Stock Units · Derivative | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-007818 · section16.xml · derivative · entry 1 Moorjani Janesh · CIK 0001662734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,279 Underlying: Common Stock · 1,279 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| June 06, 2023 Filed Jun 6, 2023 20:20 UTC |
Kniker CatherineChief Strategy Officer
|
SaleCommon Stock | 2,000 | $140.00 | $280,000.00 |
DisclosureSEC source: 0001654954-23-007699 · section16.xml · nonDerivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,114 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on June 9, 2022. Read SEC document |
| June 06, 2023 Filed Jun 6, 2023 20:18 UTC |
LACY PAUL ADirector
|
SaleCommon Stock | 2,500 | $140.00 | $350,010.00 |
DisclosureSEC source: 0001654954-23-007698 · section16.xml · nonDerivative · entry 1 LACY PAUL A · CIK 0001193635 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,136 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $140.00 to $140.045. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:41 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
SaleCommon Stock | 100 | $132.68 | $13,268.00 |
DisclosureSEC source: 0001654954-23-007434 · section16.xml · nonDerivative · entry 4 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,618 Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:41 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
SaleCommon Stock | 600 | $132.66 | $79,596.18 |
DisclosureSEC source: 0001654954-23-007434 · section16.xml · nonDerivative · entry 3 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,718 Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:41 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
SaleCommon Stock | 400 | $132.66 | $53,064.08 |
DisclosureSEC source: 0001654954-23-007434 · section16.xml · nonDerivative · entry 2 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,318 Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:41 UTC |
Talvitie KristianEVP, Chief Financial Officer
|
SaleCommon Stock | 1,922 | $132.64 | $254,934.08 |
DisclosureSEC source: 0001654954-23-007434 · section16.xml · nonDerivative · entry 1 Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,718 Read SEC document |
| May 25, 2023 Filed May 25, 2023 20:31 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 9,768 | $131.15 | $1,281,058.55 |
DisclosureSEC source: 0001654954-23-007242 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,070,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $130.9744 to $131.6611. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 25, 2023 Filed May 25, 2023 20:31 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,232 | $130.40 | $1,073,426.46 |
DisclosureSEC source: 0001654954-23-007242 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,080,673 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.9730 to 130.9700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 24, 2023 Filed May 25, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,085 | $130.75 | $534,133.36 |
DisclosureSEC source: 0001654954-23-007236 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,088,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $130.55 to $131.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 24, 2023 Filed May 25, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 35,915 | $130.15 | $4,674,161.27 |
DisclosureSEC source: 0001654954-23-007236 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,092,990 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $129.53 to $130.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,683 | $133.16 | $224,115.01 |
DisclosureSEC source: 0001654954-23-007236 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,128,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $132.85 to $133.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 12,590 | $132.28 | $1,665,352.32 |
DisclosureSEC source: 0001654954-23-007236 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,130,588 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $131.82 to $132.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 25,727 | $131.28 | $3,377,419.98 |
DisclosureSEC source: 0001654954-23-007236 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,143,178 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $130.82 to $131.8162. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 22, 2023 Filed May 22, 2023 20:04 UTC |
Ditullio MichaelPresident and COO
|
SaleCommon Stock | 2,000 | $135.00 | $270,000.00 |
DisclosureSEC source: 0001654954-23-007041 · section16.xml · nonDerivative · entry 1 Ditullio Michael · CIK 0001804048 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,674 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022. Read SEC document |
| May 22, 2023 Filed May 24, 2023 10:12 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 40,000 | $134.59 | $5,383,688.00 |
DisclosureSEC source: 0001654954-23-007129 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,168,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $134.03 to $135.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 812 | $134.53 | $109,239.82 |
DisclosureSEC source: 0001654954-23-007039 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,208,905 F5 · price: This transaction was executed in multiple trades at prices ranging from $134.48 to $134.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 39,188 | $134.05 | $5,253,265.05 |
DisclosureSEC source: 0001654954-23-007039 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,209,717 F4 · price: This transaction was executed in multiple trades at prices ranging from $133.48 to $134.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 950 | $134.54 | $127,813.57 |
DisclosureSEC source: 0001654954-23-007039 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,248,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $134.48 to $134.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:02 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 39,050 | $134.06 | $5,235,230.44 |
DisclosureSEC source: 0001654954-23-007039 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,249,855 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $133.48 to $134.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 27,405 | $133.39 | $3,655,626.94 |
DisclosureSEC source: 0001654954-23-006939 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,288,905 F6 · price: This transaction was executed in multiple trades at prices ranging from $132.94 to $133.9050. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 12,595 | $132.64 | $1,670,613.40 |
DisclosureSEC source: 0001654954-23-006939 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,316,310 F5 · price: This transaction was executed in multiple trades at prices ranging from $131.94 to $132.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 10,576 | $133.72 | $1,414,196.28 |
DisclosureSEC source: 0001654954-23-006939 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,328,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $133.4399 to $133.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 25,790 | $133.01 | $3,430,289.22 |
DisclosureSEC source: 0001654954-23-006939 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,339,481 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $132.43 to $133.4201. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,634 | $131.92 | $479,405.27 |
DisclosureSEC source: 0001654954-23-006939 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,365,271 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $131.36 to $132.32. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 700 | $132.05 | $92,435.98 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,368,905 F8 · price: This transaction was executed in multiple trades at prices ranging from $132.02 to $132.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 27,980 | $131.55 | $3,680,780.19 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,369,605 F7 · price: This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 11,320 | $130.40 | $1,476,072.53 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,397,585 F6 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,762 | $131.83 | $891,415.53 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,408,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $131.6343 to $132.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 19,432 | $131.35 | $2,552,338.79 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,415,667 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $130.6309 to $131.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 13,806 | $130.20 | $1,797,579.86 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,435,099 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.63 to $130.6273. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:00 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 25,225 | $129.89 | $3,276,427.32 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,448,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.3684 to $130.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 15,519 | $130.95 | $2,032,174.25 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,474,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $130.82 to $131.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.