Tapewire

Nasdaq · USD

PSNL

Personalis, Inc.

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Tapewire entity
4572
SEC CIK
0001527753
Parsed reports
288

Last 12 months

Inside the activity.

12 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202582
Dec 202540
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202604
Jul 202602
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 19, 2022 23:38 UTC GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030771 · doc4.xml · nonDerivative · entry 1

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,506

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:01 UTC
LUDLUM KENDirector
GrantStock Option (right to buy) · Derivative 15,035 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001209191-22-030753 · doc4.xml · derivative · entry 3

LUDLUM KEN · CIK 0001255825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

Underlying: Common Stock · 15,035 shares

Expires 2032-05-17

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

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May 17, 2022 Filed May 19, 2022 19:01 UTC
LUDLUM KENDirector
GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030753 · doc4.xml · nonDerivative · entry 1

LUDLUM KEN · CIK 0001255825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,506

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:11 UTC GrantStock Option (right to buy) · Derivative 15,035 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001209191-22-030756 · doc4.xml · derivative · entry 2

Colowick Alan · CIK 0001316163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

Underlying: Common Stock · 15,035 shares

Expires 2032-05-17

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:11 UTC GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030756 · doc4.xml · nonDerivative · entry 1

Colowick Alan · CIK 0001316163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,506

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.

Read SEC document
May 17, 2022 Filed May 19, 2022 23:50 UTC GrantStock Option (right to buy) · Derivative 15,035 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001209191-22-030776 · doc4.xml · derivative · entry 2

Bloom Olivia Kyusuk · CIK 0001501545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

Underlying: Common Stock · 15,035 shares

Expires 2032-05-17

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Read SEC document
May 17, 2022 Filed May 19, 2022 23:50 UTC GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030776 · doc4.xml · nonDerivative · entry 1

Bloom Olivia Kyusuk · CIK 0001501545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,015

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.

Read SEC document
May 16, 2022 Filed May 18, 2022 18:16 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 2,408 $4.86 $11,702.88
Disclosure

SEC source: 0001209191-22-030220 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,444

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:17 UTC
Tachibana AaronChief Financial Officer
SaleCommon Stock 1,286 $4.86 $6,249.96
Disclosure

SEC source: 0001209191-22-030222 · doc4.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,388

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:14 UTC
Chen RichardChief Medical Officer
SaleCommon Stock 1,286 $4.86 $6,249.96
Disclosure

SEC source: 0001209191-22-030218 · doc4.xml · nonDerivative · entry 2

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,830

F2 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

F3 · balance_after: This reflects a reduction of 538 shares due to a scrivener's error on the reporting person's prior filing and does not indicate a purchase and/or sale of such shares.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:15 UTC
Moore Stephen MichaelGeneral Counsel
SaleCommon Stock 664 $4.86 $3,227.04
Disclosure

SEC source: 0001209191-22-030219 · doc4.xml · nonDerivative · entry 1

Moore Stephen Michael · CIK 0001915342 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,717

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:38 UTC
Moore Stephen MichaelGeneral Counsel
SaleCommon Stock 5,733 $5.53 $31,703.49
Disclosure

SEC source: 0001209191-22-027190 · doc4.xml · nonDerivative · entry 1

Moore Stephen Michael · CIK 0001915342 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,381

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
April 29, 2022 Filed May 18, 2022 22:14 UTC
Chen RichardChief Medical Officer
GrantCommon Stock 1,558 $4.76 $7,416.08
Disclosure

SEC source: 0001209191-22-030218 · doc4.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,116

F1 · shares: Includes 1,558 shares acquired under the Issuer's Employee Stock Purchase Plan dated April 29, 2022.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 17:25 UTC
West John StephenDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 45,061 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-025418 · doc4.xml · derivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,061 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 17:25 UTC
West John StephenDirector · President and CEO
Exercise / conversionCommon Stock 45,061 $1.84 $82,912.24
Disclosure

SEC source: 0001209191-22-025418 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 18:24 UTC
West John StephenDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 64,430 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-024534 · doc4.xml · derivative · entry 3

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,430 shares

Expires 2023-12-11

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 18:24 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 64,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024534 · doc4.xml · nonDerivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,791

F3 · price: The weighted average sale price for the transaction reported was $7.40, and the range of prices were between $7.31 and $7.57. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 18:24 UTC
West John StephenDirector · President and CEO
Exercise / conversionCommon Stock 64,430 $1.84 $118,551.20
Disclosure

SEC source: 0001209191-22-024534 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This reflects a reduction of 13 shares due to a scrivener's error on the reporting person's prior filings and does not indicate a purchase and/or sale of such shares.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:44 UTC
West John StephenDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 54,347 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-020420 · doc4.xml · derivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,347 shares

Expires 2023-11-13

F2 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:44 UTC
West John StephenDirector · President and CEO
GrantCommon Stock 54,347 $1.84 $99,998.48
Disclosure

SEC source: 0001209191-22-020420 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,804

F1 · shares: The exercised reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 00:42 UTC
Tachibana AaronChief Financial Officer
Disposition to issuerCommon Stock 3,767 $7.98 $30,060.66
Disclosure

SEC source: 0001209191-22-020419 · doc4.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,674

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
March 17, 2022 Filed Mar 22, 2022 00:41 UTC
Chen RichardChief Medical Officer
Disposition to issuerCommon Stock 1,776 $7.98 $14,172.48
Disclosure

SEC source: 0001209191-22-020418 · doc4.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,558

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock (Right to Buy) · Derivative 68,162 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · derivative · entry 6

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,346

Underlying: Common Stock · 68,162 shares

Expires 2023-11-13

F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 68,162 $7.47 $509,170.14
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 4

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,457

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
GrantCommon Stock 68,162 $1.84 $125,418.08
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 3

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,619

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock (Right to Buy) · Derivative 21,206 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · derivative · entry 5

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,508

Underlying: Common Stock · 21,206 shares

Expires 2023-11-13

F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 21,206 $8.15 $172,828.90
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,457

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:40 UTC
West John StephenDirector · President and CEO
GrantCommon Stock 21,206 $1.84 $39,019.04
Disclosure

SEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,663

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:56 UTC
West John StephenDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 10,888 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-018603 · doc4.xml · derivative · entry 4

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,714

Underlying: Common Stock · 10,888 shares

Expires 2023-11-13

F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:56 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 10,888 $8.99 $97,883.12
Disclosure

SEC source: 0001209191-22-018603 · doc4.xml · nonDerivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,672

F2 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The weighted average sale price for the transaction reported was $8.99, and the range of prices were between $9.38 and $8.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 20:39 UTC Amendment
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 10,888 $8.99 $97,883.12
Disclosure

SEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 4

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,457

F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The weighted average sale price for the transaction reported was $8.99, and the range of prices were between $8.83 and $9.38. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 20:39 UTC Amendment
West John StephenDirector · President and CEO
GrantCommon Stock 10,888 $1.84 $20,033.92
Disclosure

SEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 3

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,339

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:56 UTC
West John StephenDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 32,897 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001209191-22-018603 · doc4.xml · derivative · entry 3

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,602

Underlying: Common Stock · 32,897 shares

Expires 2023-11-13

F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:56 UTC
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 32,897 $9.38 $308,573.86
Disclosure

SEC source: 0001209191-22-018603 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,560

F1 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices were between $9.35 and $9.805. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F2 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 10, 2022 Filed Mar 16, 2022 20:39 UTC Amendment
West John StephenDirector · President and CEO
Disposition to issuerCommon Stock 32,897 $9.38 $308,573.86
Disclosure

SEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,457

F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices were between $9.35 and $9.805. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 10, 2022 Filed Mar 16, 2022 20:39 UTC Amendment
West John StephenDirector · President and CEO
GrantCommon Stock 32,897 $1.84 $60,530.48
Disclosure

SEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,354

Read SEC document
March 03, 2022 Filed Mar 4, 2022 20:27 UTC
Mhatre RaviAffiliate of 10% Owner
Janmohamed ArifAffiliate of 10% Owner
Eggers BarryAffiliate of 10% Owner
Nieh PeterAffiliate of 10% Owner
PurchaseCommon Stock 4,750 $10.38 $49,305.00
Disclosure

SEC source: 0001209191-22-016514 · doc4.xml · nonDerivative · entry 3

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Eggers Barry · CIK 0001366048 · Affiliate of 10% Owner

Nieh Peter · CIK 0001366051 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.22 to $10.50. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · ownership.direct: Shares are held by Peter Nieh.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 20:27 UTC
Mhatre RaviAffiliate of 10% Owner
Janmohamed ArifAffiliate of 10% Owner
Eggers BarryAffiliate of 10% Owner
Nieh PeterAffiliate of 10% Owner
PurchaseCommon Stock 261,011 $9.83 $2,565,738.13
Disclosure

SEC source: 0001209191-22-016514 · doc4.xml · nonDerivative · entry 2

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Eggers Barry · CIK 0001366048 · Affiliate of 10% Owner

Nieh Peter · CIK 0001366051 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,084,240

F3 · price: This transaction was executed in multiple trades at prices ranging from $9.54 to $10.19. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

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March 02, 2022 Filed Mar 4, 2022 20:27 UTC
Mhatre RaviAffiliate of 10% Owner
Janmohamed ArifAffiliate of 10% Owner
Eggers BarryAffiliate of 10% Owner
Nieh PeterAffiliate of 10% Owner
PurchaseCommon Stock 48,989 $9.96 $487,930.44
Disclosure

SEC source: 0001209191-22-016514 · doc4.xml · nonDerivative · entry 1

Lightspeed Venture Partners Select IV, L.P. · CIK 0001805207 · Affiliate of 10% Owner

Mhatre Ravi · CIK 0001366050 · Affiliate of 10% Owner

Lightspeed General Partner Select IV, L.P. · CIK 0001813995 · Affiliate of 10% Owner

Lightspeed Ultimate General Partner Select IV, L.L.C. · CIK 0001813999 · Affiliate of 10% Owner

Janmohamed Arif · CIK 0001813938 · Affiliate of 10% Owner

Eggers Barry · CIK 0001366048 · Affiliate of 10% Owner

Nieh Peter · CIK 0001366051 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,823,229

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.70 to $10.06. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.

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March 02, 2022 Filed Mar 4, 2022 23:08 UTC
Tachibana AaronChief Financial Officer
SaleCommon Stock 4,511 $10.18 $45,921.98
Disclosure

SEC source: 0001209191-22-016449 · doc4.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,441

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

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March 02, 2022 Filed Mar 4, 2022 23:09 UTC
Chen RichardChief Medical Officer
SaleCommon Stock 471 $10.18 $4,794.78
Disclosure

SEC source: 0001209191-22-016451 · doc4.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,334

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

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March 01, 2022 Filed Mar 2, 2022 22:55 UTC GrantCommon Stock 10,245 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014995 · doc4.xml · nonDerivative · entry 1

Bloom Olivia Kyusuk · CIK 0001501545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 3 annual installments with the first installment vesting on March 1, 2023.

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January 28, 2022 Filed Feb 1, 2022 23:04 UTC
Tachibana AaronChief Financial Officer
SaleCommon Stock 705 $9.93 $7,000.65
Disclosure

SEC source: 0001209191-22-006004 · doc4.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,952

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

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January 28, 2022 Filed Feb 1, 2022 23:05 UTC
Chen RichardChief Medical Officer
SaleCommon Stock 705 $9.93 $7,000.65
Disclosure

SEC source: 0001209191-22-006005 · doc4.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,805

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

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January 19, 2022 Filed Jan 19, 2022 19:22 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 64,503 $11.01 $710,178.03
Disclosure

SEC source: 0001209191-22-003860 · doc4.xml · nonDerivative · entry 2

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,457

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.65 to $11.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2022 Filed Jan 19, 2022 19:22 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 35,484 $11.73 $416,227.32
Disclosure

SEC source: 0001209191-22-003860 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,960

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.66 to $11.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 17, 2021 Filed Dec 20, 2021 19:00 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 2,732 $12.80 $34,969.60
Disclosure

SEC source: 0001209191-21-070651 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,444

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 17, 2021 Filed Dec 21, 2021 00:59 UTC
Tachibana AaronChief Financial Officer
SaleCommon Stock 3,437 $12.80 $43,993.60
Disclosure

SEC source: 0001209191-21-070678 · doc4.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,657

Read SEC document
December 17, 2021 Filed Dec 21, 2021 00:10 UTC
Chen RichardChief Medical Officer
SaleCommon Stock 1,563 $12.80 $20,006.40
Disclosure

SEC source: 0001209191-21-070654 · doc4.xml · nonDerivative · entry 1

Chen Richard · CIK 0001779787 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,510

F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units.

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December 16, 2021 Filed Dec 17, 2021 21:17 UTC
West John StephenDirector · President and CEO
SaleCommon Stock 97,268 $13.42 $1,305,336.56
Disclosure

SEC source: 0001209191-21-070470 · doc4.xml · nonDerivative · entry 1

West John Stephen · CIK 0001779811 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,176

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The weighted average sale price for the transaction reported was $13.42, and the range of prices were between $13.11 and $13.91. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.