Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Personalis, Inc.PSNL · Entity 4572 | Director · President and CEO | December 14, 2022 | December 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Personalis, Inc.
Report date December 14, 2022 · Filed December 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 622,444 |
Reported balance
After 2022-12-14 transaction · row 1
1 source rowRow 1 · 2022-12-14 · Exercise / conversion · Acquired 10,000 · Balance 622,444 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2027-05-24 | Direct | 239,999 |
Reported balance
After 2022-12-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-14 · Exercise / conversion · Disposed 10,000 · Balance 239,999 F1: The shares subject to the option are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the option are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2022 Filed Dec 14, 2022 16:03 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0001209191-22-061171 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,999 Underlying: Common Stock · 10,000 shares Expires 2027-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 14, 2022 Filed Dec 14, 2022 16:03 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 10,000 | $2.44 | $24,400.00 |
DisclosureSEC source: 0001209191-22-061171 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:46 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $5.32 | $0.00 |
DisclosureSEC source: 0001209191-22-046295 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2032-08-15 F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments with the first installment vested on June 15, 2022. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:46 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 230,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046295 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,444 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 8 equal semi-annual installments with the first installment vesting on November 15, 2022. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:16 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,408 | $4.86 | $11,702.88 |
DisclosureSEC source: 0001209191-22-030220 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,444 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 17:25 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,061 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-025418 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,061 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 17:25 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 45,061 | $1.84 | $82,912.24 |
DisclosureSEC source: 0001209191-22-025418 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 18:24 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 64,430 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-024534 · doc4.xml · derivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,430 shares Expires 2023-12-11 F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 18:24 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 64,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024534 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,791 F3 · price: The weighted average sale price for the transaction reported was $7.40, and the range of prices were between $7.31 and $7.57. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 18:24 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 64,430 | $1.84 | $118,551.20 |
DisclosureSEC source: 0001209191-22-024534 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: This reflects a reduction of 13 shares due to a scrivener's error on the reporting person's prior filings and does not indicate a purchase and/or sale of such shares. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:44 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 54,347 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-020420 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,347 shares Expires 2023-11-13 F2 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:44 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 54,347 | $1.84 | $99,998.48 |
DisclosureSEC source: 0001209191-22-020420 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,804 F1 · shares: The exercised reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock (Right to Buy) · Derivative | 68,162 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · derivative · entry 6 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,346 Underlying: Common Stock · 68,162 shares Expires 2023-11-13 F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 68,162 | $7.47 | $509,170.14 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 4 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,457 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 68,162 | $1.84 | $125,418.08 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,619 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock (Right to Buy) · Derivative | 21,206 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · derivative · entry 5 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,508 Underlying: Common Stock · 21,206 shares Expires 2023-11-13 F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 21,206 | $8.15 | $172,828.90 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,457 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:40 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 21,206 | $1.84 | $39,019.04 |
DisclosureSEC source: 0001209191-22-019360 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,663 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 10,888 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-018603 · doc4.xml · derivative · entry 4 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,714 Underlying: Common Stock · 10,888 shares Expires 2023-11-13 F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 17:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 10,888 | $8.99 | $97,883.12 |
DisclosureSEC source: 0001209191-22-018603 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,672 F2 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The weighted average sale price for the transaction reported was $8.99, and the range of prices were between $9.38 and $8.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 11, 2022 Filed Mar 16, 2022 20:39 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 10,888 | $8.99 | $97,883.12 |
DisclosureSEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 4 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,457 F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The weighted average sale price for the transaction reported was $8.99, and the range of prices were between $8.83 and $9.38. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 11, 2022 Filed Mar 16, 2022 20:39 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 10,888 | $1.84 | $20,033.92 |
DisclosureSEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,339 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 32,897 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-22-018603 · doc4.xml · derivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,602 Underlying: Common Stock · 32,897 shares Expires 2023-11-13 F4 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:56 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 32,897 | $9.38 | $308,573.86 |
DisclosureSEC source: 0001209191-22-018603 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,560 F1 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices were between $9.35 and $9.805. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 10, 2022 Filed Mar 16, 2022 20:39 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 32,897 | $9.38 | $308,573.86 |
DisclosureSEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,457 F1 · shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $9.38, and the range of prices were between $9.35 and $9.805. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 10, 2022 Filed Mar 16, 2022 20:39 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 32,897 | $1.84 | $60,530.48 |
DisclosureSEC source: 0001209191-22-019359 · doc4a.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,354 Read SEC document |
| January 19, 2022 Filed Jan 19, 2022 19:22 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 64,503 | $11.01 | $710,178.03 |
DisclosureSEC source: 0001209191-22-003860 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,457 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $10.65 to $11.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 19:22 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 35,484 | $11.73 | $416,227.32 |
DisclosureSEC source: 0001209191-22-003860 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,960 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $11.66 to $11.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 19:00 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,732 | $12.80 | $34,969.60 |
DisclosureSEC source: 0001209191-21-070651 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,444 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:17 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 97,268 | $13.42 | $1,305,336.56 |
DisclosureSEC source: 0001209191-21-070470 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,176 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $13.42, and the range of prices were between $13.11 and $13.91. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:49 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 100,000 | $13.65 | $1,365,000.00 |
DisclosureSEC source: 0001209191-21-067691 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,444 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $13.65, and the range of prices were between $13.36 and $14.17. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 18:15 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 2,348 | $17.04 | $40,009.92 |
DisclosureSEC source: 0001209191-21-065918 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,444 F1 · shares: Shares sold to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 18:24 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 100,000 | $19.33 | $1,933,000.00 |
DisclosureSEC source: 0001209191-21-060503 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,792 F1 · price: The weighted average sale price for the transaction reported was $19.33, and the range of prices were between $19.06 and $19.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 18:28 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 6,600 | $22.28 | $147,048.00 |
DisclosureSEC source: 0001209191-21-056465 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,792 F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. F3 · price: The weighted average sale price for the transaction reported was $22.28, and the range of prices were between $22.19 and $22.45. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 18:28 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 93,400 | $21.65 | $2,022,110.00 |
DisclosureSEC source: 0001209191-21-056465 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,392 F1 · price: The weighted average sale price for the transaction reported was $21.65, and the range of prices were between $21.17 and $22.15. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:52 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 77,272 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-053893 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,272 shares Expires 2022-03-07 F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. F2 · derivative.underlying_shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:52 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 77,272 | $0.44 | $33,999.68 |
DisclosureSEC source: 0001209191-21-053893 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,792 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 18:14 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 115,228 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-052991 · doc4.xml · derivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,271 Underlying: Common Stock · 115,228 shares Expires 2022-03-07 F3 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. F2 · derivative.underlying_shares: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 18:14 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerCommon Stock | 115,228 | $16.81 | $1,936,982.68 |
DisclosureSEC source: 0001209191-21-052991 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,520 F1 · price: The weighted average sale price for the transaction reported was $16.81, and the range of prices were between $16.60 and $17.09. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · price: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 18:14 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 115,228 | $0.44 | $50,700.32 |
DisclosureSEC source: 0001209191-21-052991 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,748 Read SEC document |
| July 15, 2021 Filed Jul 20, 2021 18:34 UTC | Personalis, Inc. PSNL · Entity 4572 | Disposition to issuerStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-047487 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,499 Underlying: Common Stock · 75,000 shares Expires 2022-03-07 F1 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. F2 · derivative.underlying_shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 15, 2021 Filed Jul 20, 2021 18:34 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 75,000 | $0.44 | $33,000.00 |
DisclosureSEC source: 0001209191-21-047487 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,520 Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 17:07 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-046303 · doc4.xml · derivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,499 Underlying: Common Stock · 110,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. F3 · derivative.underlying_shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 17:07 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 110,000 | $22.54 | $2,479,400.00 |
DisclosureSEC source: 0001209191-21-046303 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,520 F1 · price: The weighted average sale price for the transaction reported was $22.54, and the range of prices were between $21.37 and 22.85. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 17:07 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 110,000 | $0.44 | $48,400.00 |
DisclosureSEC source: 0001209191-21-046303 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,520 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 17:15 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-041531 · doc4.xml · derivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,499 Underlying: Common Stock · 75,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. F2 · derivative.underlying_shares: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 17:15 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 75,000 | $0.44 | $33,000.00 |
DisclosureSEC source: 0001209191-21-041531 · doc4.xml · nonDerivative · entry 1 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,520 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:17 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-21-039558 · doc4.xml · derivative · entry 4 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,499 Underlying: Common Stock · 110,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:17 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 9,950 | $22.93 | $228,153.50 |
DisclosureSEC source: 0001209191-21-039558 · doc4.xml · nonDerivative · entry 3 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,520 F2 · price: The weighted average sale price for the transaction reported was $22.93, and the range of prices were between $22.88 and $23.00. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:17 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 100,050 | $22.38 | $2,239,119.00 |
DisclosureSEC source: 0001209191-21-039558 · doc4.xml · nonDerivative · entry 2 West John Stephen · CIK 0001779811 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,470 F1 · price: The weighted average sale price for the transaction reported was $22.38, and the range of prices were between $21.76 and $22.75. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.