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PROSPECT CAPITAL CORP

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4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,700 $4.19 $19,716.03
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,487,344.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 650 $4.16 $2,701.34
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,482,644.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 265 $4.15 $1,098.74
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,994.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 700 $4.15 $2,901.99
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,729.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,002,662 $4.13 $4,145,806.84
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,029.01

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:10 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 832,307 $5.03 $4,189,167.59
Disclosure

SEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,478,367.01

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:10 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,000,000 $4.96 $4,963,300.00
Disclosure

SEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,646,060.01

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:10 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 127,693 $4.95 $631,850.50
Disclosure

SEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,646,060.01

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:10 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 150,000 $4.94 $741,270.00
Disclosure

SEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,518,367.01

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:10 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 190,000 $4.81 $914,356.00
Disclosure

SEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,368,367.01

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:19 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 645,160 $4.86 $3,133,090.51
Disclosure

SEC source: 0001171843-20-001922 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,178,367.01

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:19 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,500,000 $4.67 $6,997,800.00
Disclosure

SEC source: 0001171843-20-001922 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,533,207.01

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:12 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,974,530 $4.21 $8,320,274.51
Disclosure

SEC source: 0001171843-20-001873 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,024,402.171

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:12 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 3,353,654 $4.56 $15,294,003.70
Disclosure

SEC source: 0001171843-20-001873 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,049,872.171

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,000,000 $4.97 $19,863,600.00
Disclosure

SEC source: 0001171843-20-001850 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,696,218.171

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 265,200 $5.00 $1,325,946.96
Disclosure

SEC source: 0001171843-20-001850 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,696,217.171

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,610,490 $4.77 $22,006,790.87
Disclosure

SEC source: 0001171843-20-001827 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,431,018.171

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:52 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 3,252,951 $4.92 $16,008,422.46
Disclosure

SEC source: 0001171843-20-001798 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820,528.171

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:59 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,686,051 $4.73 $7,981,765.43
Disclosure

SEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,567,577.171

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:59 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 92,017 $4.31 $396,814.11
Disclosure

SEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,881,526.171

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:59 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 2,783,638 $4.47 $12,433,954.22
Disclosure

SEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,789,509.171

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 698,091 $4.79 $3,346,438.83
Disclosure

SEC source: 0001171843-20-001711 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,005,871.171

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 139,051 $5.02 $697,855.25
Disclosure

SEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,307,780.171

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 187,304 $5.01 $938,580.34
Disclosure

SEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,168,729.171

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 6,500 $4.94 $32,102.20
Disclosure

SEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,981,425.171

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:09 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 33,004 $4.98 $164,284.01
Disclosure

SEC source: 0001287032-20-000078 · wf-form4_158395732281986.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,974,925.171

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:01 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 5,000 $6.18 $30,899.50
Disclosure

SEC source: 0001171843-20-001345 · ownership.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Read SEC document
February 21, 2020 Filed Apr 9, 2020 21:27 UTC PurchaseCOMMON STOCK 2,000 $6.54 $13,070.00
Disclosure

SEC source: 0001287032-20-000101 · wf-form4_158646721477245.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,149.169

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:01 UTC PurchaseCOMMON STOCK 1,000 $6.54 $6,536.80
Disclosure

SEC source: 0001171843-20-000990 · ownership.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,149.169

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:10 UTC PurchaseCOMMON STOCK 1,000 $6.52 $6,520.00
Disclosure

SEC source: 0001287032-19-000417 · wf-form4_157618503923967.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500.345

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:07 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 3,250 $6.54 $21,241.35
Disclosure

SEC source: 0001287032-19-000413 · wf-form4_157609844091660.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Read SEC document
November 08, 2019 Filed Nov 20, 2019 21:09 UTC PurchaseCOMMON STOCK 5,000 $6.46 $32,299.50
Disclosure

SEC source: 0001287032-19-000389 · wf-form4_157428415363434.xml · nonDerivative · entry 2

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,512.0726

Read SEC document
November 08, 2019 Filed Nov 20, 2019 21:09 UTC PurchaseCOMMON STOCK 5,000 $6.45 $32,232.50
Disclosure

SEC source: 0001287032-19-000389 · wf-form4_157428415363434.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512.0726

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:05 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 237,857 $6.34 $1,508,179.88
Disclosure

SEC source: 0001171843-19-005825 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,906,051.238

Read SEC document
August 30, 2019 Filed Sep 4, 2019 21:13 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 201,548 $6.39 $1,288,456.05
Disclosure

SEC source: 0001287032-19-000297 · wf-form4_156763158559164.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,668,194.238

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:08 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 139,761 $6.40 $894,414.50
Disclosure

SEC source: 0001287032-19-000293 · wf-form4_156754130275868.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460,913.669

Read SEC document
August 29, 2019 Filed Sep 4, 2019 21:05 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 139,761 $6.40 $894,414.50
Disclosure

SEC source: 0001287032-19-000295 · wf-form4a_156763110387915.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,466,646.238

F1 · balance_after: This Form 4/A amends a Form 4 originally filed on 9/3/2019 ("the original Form 4"). In the original Form 4, 5,732.569 shares received as a stock dividend on August 22, 2019 were erroneously omitted from the total amount of securities beneficially owned following the reported transaction (column 5 of Table I) for the direct owner/reporting person. This Form 4/A dated 9/4/2019 is being filed to correct the number of shares owned after the reported transaction to include the receipt of the dividend shares. The details of the reported transaction in columns 1 - 4 of Table I remain unchanged.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 91,038 $6.34 $577,444.93
Disclosure

SEC source: 0001287032-19-000193 · wf-form4_156097461590444.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,309,765.581

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 46,801 $6.35 $297,041.27
Disclosure

SEC source: 0001287032-19-000193 · wf-form4_156097461590444.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,218,727.581

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 233,482 $6.32 $1,474,438.83
Disclosure

SEC source: 0001171843-19-004043 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,171,926.581

Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:06 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 408,911 $6.38 $2,608,157.03
Disclosure

SEC source: 0001171843-19-004027 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,938,444.581

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 107,358 $6.34 $680,574.57
Disclosure

SEC source: 0001171843-19-003895 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,529,533.581

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 57,696 $6.30 $363,288.63
Disclosure

SEC source: 0001171843-19-003865 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,422,175.581

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 5,800 $6.27 $36,342.80
Disclosure

SEC source: 0001171843-19-003865 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,364,479.581

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,300 $6.40 $8,320.00
Disclosure

SEC source: 0001171843-19-000929 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,336,850.608

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:03 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 2,000 $6.44 $12,872.00
Disclosure

SEC source: 0001171843-19-000930 · ownership.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 100,000 $6.39 $638,880.00
Disclosure

SEC source: 0001171843-19-000886 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335,550.608

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 299,707 $6.31 $1,891,151.17
Disclosure

SEC source: 0001171843-19-000091 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,892,777.229

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:02 UTC PurchaseCOMMON STOCK 2,500 $5.94 $14,850.00
Disclosure

SEC source: 0001171843-18-008588 · ownership.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:31 UTC PurchaseCOMMON STOCK 2,500 $5.75 $14,375.00
Disclosure

SEC source: 0001171843-18-008575 · ownership.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500.345

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.