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PROSPECT CAPITAL CORP

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4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,600 $5.99 $99,434.00
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 8

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,885,613.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,600 $5.99 $99,434.00
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 7

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,869,013.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,650 $5.99 $99,733.50
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 6

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,852,413.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,645 $5.99 $99,703.55
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,835,763.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,625 $5.99 $99,583.75
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,819,118.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,600 $5.99 $99,434.00
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,802,493.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,665 $5.99 $99,823.35
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,785,893.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,500 $5.99 $98,835.00
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,769,228.216

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:09 UTC PurchaseCOMMON STOCK 3,000 $6.00 $18,000.00
Disclosure

SEC source: 0001287032-23-000290 · wk-form4_1694635754.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000.345

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:09 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,520 $5.99 $98,954.80
Disclosure

SEC source: 0001287032-23-000289 · wk-form4_1694635739.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,752,728.216

Read SEC document
May 12, 2023 Filed May 16, 2023 23:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 100,000 $6.09 $609,000.00
Disclosure

SEC source: 0001287032-23-000168 · wf-form4_168427825359430.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,699,542.308

Read SEC document
May 11, 2023 Filed May 16, 2023 23:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 100,000 $6.28 $628,000.00
Disclosure

SEC source: 0001287032-23-000168 · wf-form4_168427825359430.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,599,542.308

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:18 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 6,000 $6.87 $41,220.00
Disclosure

SEC source: 0001287032-23-000104 · wf-form4_167899787279500.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,491.9675

Read SEC document
December 29, 2022 Filed May 16, 2023 23:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftCOMMON STOCK 7,512,116.034 $0.00 $0.00
Disclosure

SEC source: 0001287032-23-000168 · wf-form4_168427825359430.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,468,491.147

F1 · shares: This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:02 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 4,250 $7.51 $31,908.58
Disclosure

SEC source: 0001287032-22-000385 · wf-form4_166854612290386.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,516.8707

Read SEC document
September 26, 2022 Filed Sep 28, 2022 20:05 UTC PurchaseCOMMON STOCK 2,000 $6.55 $13,100.00
Disclosure

SEC source: 0001287032-22-000316 · wf-form4_166439553919916.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000.345

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:01 UTC PurchaseCOMMON STOCK 2,000 $7.35 $14,700.00
Disclosure

SEC source: 0001287032-22-000289 · wf-form4_166275366628673.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000.345

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:02 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 2,650 $7.35 $19,477.50
Disclosure

SEC source: 0001287032-22-000290 · wf-form4_166275373799619.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,331.4058

Read SEC document
May 12, 2021 Filed May 14, 2021 20:03 UTC PurchaseCOMMON STOCK 1,000 $7.62 $7,620.00
Disclosure

SEC source: 0001287032-21-000246 · wf-form4_162102258453399.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000.345

Read SEC document
May 12, 2021 Filed May 14, 2021 20:03 UTC PurchaseCOMMON STOCK 1,000 $7.94 $7,940.00
Disclosure

SEC source: 0001287032-21-000246 · wf-form4_162102258453399.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000.345

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:02 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
Purchase5.50% Series A1 Preferred Stock · Derivative 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001171843-20-008536 · ownership.xml · derivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 4,194.322 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.exercise_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.expiration_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.underlying_shares: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 17:32 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
Purchase5.50% Series A1 Preferred Stock · Derivative 50 $25.00 $1,250.00
Disclosure

SEC source: 0001171843-20-007246 · ownership.xml · derivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 220.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.exercise_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.expiration_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

F1 · derivative.underlying_shares: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC PurchaseCOMMON STOCK 2,500 $5.10 $12,750.00
Disclosure

SEC source: 0001287032-20-000300 · wf-form4_159899212406972.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000.345

Read SEC document
March 24, 2020 Filed Mar 26, 2020 16:22 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 100,000 $4.45 $445,000.00
Disclosure

SEC source: 0001171843-20-002044 · ownership.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,195.805

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:25 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 333,685 $4.64 $1,547,731.14
Disclosure

SEC source: 0001171843-20-002045 · ownership.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,862,456.01

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:25 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 900 $4.61 $4,153.32
Disclosure

SEC source: 0001171843-20-002045 · ownership.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,528,771.01

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:25 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,100 $4.60 $18,853.85
Disclosure

SEC source: 0001171843-20-002045 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,527,871.01

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:25 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 50 $4.50 $225.00
Disclosure

SEC source: 0001171843-20-002045 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,523,771.01

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:25 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 3,377 $4.20 $14,183.40
Disclosure

SEC source: 0001171843-20-002045 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,523,721.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,400 $4.31 $6,034.00
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 9

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,520,344.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 17,000 $4.26 $72,384.30
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 8

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,518,944.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,400 $4.26 $18,722.88
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 7

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,501,944.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 10,200 $4.20 $42,881.82
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 6

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,497,544.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,700 $4.19 $19,716.03
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,487,344.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 650 $4.16 $2,701.34
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,482,644.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 265 $4.15 $1,098.74
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,994.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 700 $4.15 $2,901.99
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,729.01

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,002,662 $4.13 $4,145,806.84
Disclosure

SEC source: 0001171843-20-001969 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,029.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,400 $4.31 $6,034.00
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 8

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,515,644.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 17,000 $4.26 $72,384.30
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 7

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,514,244.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,400 $4.26 $18,722.88
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 6

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,497,244.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 10,200 $4.20 $42,881.82
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 5

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,492,844.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 650 $4.16 $2,701.34
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 4

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,482,644.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 265 $4.15 $1,098.74
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,994.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 700 $4.15 $2,901.99
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,729.01

Read SEC document
March 23, 2020 Filed Apr 6, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,002,662 $4.13 $4,145,806.84
Disclosure

SEC source: 0001171843-20-002404 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481,029.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,400 $4.31 $6,034.00
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 9

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,520,344.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 17,000 $4.26 $72,384.30
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 8

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,518,944.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,400 $4.26 $18,722.88
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 7

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,501,944.01

Read SEC document
March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 10,200 $4.20 $42,881.82
Disclosure

SEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 6

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,497,544.01

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.