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PROSPECT CAPITAL CORP

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Tapewire entity
4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2024 Filed Nov 19, 2024 23:37 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 205,900 $4.40 $905,960.00
Disclosure

SEC source: 0001287032-24-000428 · wk-form4_1732059470.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,612,839.113

Read SEC document
November 14, 2024 Filed Nov 18, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 4,505 $4.33 $19,506.65
Disclosure

SEC source: 0001287032-24-000420 · wk-form4_1731963665.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,671,130.422

Read SEC document
November 14, 2024 Filed Nov 18, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 495 $4.30 $2,128.50
Disclosure

SEC source: 0001287032-24-000420 · wk-form4_1731963665.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666,625.422

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,000,000 $4.37 $4,370,000.00
Disclosure

SEC source: 0001287032-24-000421 · wk-form4_1731963690.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,406,939.113

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:01 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 5,800 $4.29 $24,882.00
Disclosure

SEC source: 0001287032-24-000415 · wk-form4_1731618063.xml · nonDerivative · entry 2

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,245.7685

F1 · ownership.direct: Includes 5,800 shares held jointly with the reporting person's spouse.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:01 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 9,400 $4.29 $40,326.00
Disclosure

SEC source: 0001287032-24-000415 · wk-form4_1731618063.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 19,400

Read SEC document
September 17, 2024 Filed Sep 19, 2024 20:01 UTC PurchaseCOMMON STOCK 2,500 $5.50 $13,750.00
Disclosure

SEC source: 0001287032-24-000343 · wk-form4_1726776065.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500.345

Read SEC document
September 16, 2024 Filed Sep 18, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.50 $27,500.00
Disclosure

SEC source: 0001287032-24-000339 · wk-form4_1726689666.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666,130.422

Read SEC document
September 13, 2024 Filed Sep 17, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.44 $27,200.00
Disclosure

SEC source: 0001287032-24-000336 · wk-form4_1726603263.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,661,130.422

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.35 $26,750.00
Disclosure

SEC source: 0001287032-24-000332 · wk-form4_1726516863.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,656,130.422

Read SEC document
September 10, 2024 Filed Sep 12, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.30 $26,500.00
Disclosure

SEC source: 0001287032-24-000325 · wk-form4_1726171265.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,651,130.422

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 95,477 $5.29 $505,073.33
Disclosure

SEC source: 0001287032-24-000326 · wk-form4_1726171296.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,381,891.18

Read SEC document
September 09, 2024 Filed Sep 11, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.33 $26,650.00
Disclosure

SEC source: 0001287032-24-000321 · wk-form4_1726084881.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646,130.422

Read SEC document
September 09, 2024 Filed Sep 11, 2024 20:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 473,030 $5.30 $2,507,059.00
Disclosure

SEC source: 0001287032-24-000322 · wk-form4_1726084914.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,286,414.18

Read SEC document
September 06, 2024 Filed Sep 10, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.25 $26,250.00
Disclosure

SEC source: 0001287032-24-000318 · wk-form4_1725998505.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,641,130.422

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 750,000 $5.26 $3,945,000.00
Disclosure

SEC source: 0001287032-24-000317 · wk-form4_1725998465.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,813,384.18

Read SEC document
September 05, 2024 Filed Sep 9, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.25 $26,250.00
Disclosure

SEC source: 0001287032-24-000312 · wk-form4_1725912092.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,636,130.422

Read SEC document
September 05, 2024 Filed Sep 9, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 118,957 $5.29 $629,282.53
Disclosure

SEC source: 0001287032-24-000311 · wk-form4_1725912064.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,063,384.18

Read SEC document
September 05, 2024 Filed Sep 9, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 100,000 $5.22 $522,000.00
Disclosure

SEC source: 0001287032-24-000311 · wk-form4_1725912064.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,944,427.18

Read SEC document
September 04, 2024 Filed Sep 6, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.27 $26,349.50
Disclosure

SEC source: 0001287032-24-000306 · wk-form4_1725652894.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,631,130.422

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 750,000 $5.23 $3,922,500.00
Disclosure

SEC source: 0001287032-24-000304 · wk-form4_1725652866.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,844,427.18

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 750,000 $5.17 $3,877,500.00
Disclosure

SEC source: 0001287032-24-000296 · wk-form4_1725566466.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,094,427.18

Read SEC document
September 03, 2024 Filed Sep 5, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 1,500 $5.23 $7,837.50
Disclosure

SEC source: 0001287032-24-000297 · wk-form4_1725566492.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,626,130.422

Read SEC document
September 03, 2024 Filed Sep 5, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 3,500 $5.23 $18,305.00
Disclosure

SEC source: 0001287032-24-000297 · wk-form4_1725566492.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624,630.422

Read SEC document
August 30, 2024 Filed Sep 4, 2024 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 5,000 $5.20 $25,995.50
Disclosure

SEC source: 0001287032-24-000291 · wk-form4_1725480085.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621,130.422

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,000,000 $5.18 $5,180,000.00
Disclosure

SEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 3

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,344,427.18

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 500,000 $5.21 $2,605,000.00
Disclosure

SEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,344,427.18

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,000,000 $5.15 $5,150,000.00
Disclosure

SEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,844,427.18

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:03 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchasePreferred Stock 3,330 $22.50 $74,925.00
Disclosure

SEC source: 0001287032-24-000200 · wk-form4_1719259418.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,539.4033

F1 · balance_after: Includes 1,000 shares of Preferred Stock which were previously reported when purchased in Table 2 but will be reported in Table 1 going forward. Also includes additional shares of Preferred Stock accrued under the Preferred Stock Dividend Reinvestment Plan of such stock.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:36 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,099 $5.47 $22,407.18
Disclosure

SEC source: 0001287032-24-000162 · wk-form4_1715808951.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,796,356.723

Read SEC document
May 10, 2024 Filed May 14, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 69,082 $5.48 $378,507.19
Disclosure

SEC source: 0001287032-24-000160 · wk-form4_1715716872.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,792,257.723

Read SEC document
May 10, 2024 Filed May 14, 2024 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 729,819 $5.48 $3,998,970.23
Disclosure

SEC source: 0001287032-24-000160 · wk-form4_1715716872.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,723,175.723

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:03 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 5,000 $5.44 $27,199.50
Disclosure

SEC source: 0001287032-24-000088 · wk-form4_1710360169.xml · nonDerivative · entry 2

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

Read SEC document
December 27, 2023 Filed Dec 28, 2023 21:42 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftCOMMON STOCK 2,582,000 $0.00 $0.00
Disclosure

SEC source: 0001287032-23-000427 · wk-form4_1703799742.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,949,108.25

F1 · shares: This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:42 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftCOMMON STOCK 5,427,976.74 $0.00 $0.00
Disclosure

SEC source: 0001287032-23-000427 · wk-form4_1703799742.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,531,108.25

F1 · shares: This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 10,000 $5.67 $56,700.00
Disclosure

SEC source: 0001287032-23-000402 · wk-form4_1702069264.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,616,130.422

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:04 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 10,000 $5.64 $56,391.00
Disclosure

SEC source: 0001287032-23-000399 · wk-form4_1701986672.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,606,130.422

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 1 $5.65 $5.65
Disclosure

SEC source: 0001287032-23-000397 · wk-form4_1701896477.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,596,130.422

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 9,999 $5.66 $56,594.34
Disclosure

SEC source: 0001287032-23-000397 · wk-form4_1701896477.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,596,129.422

Read SEC document
November 29, 2023 Filed Dec 1, 2023 16:03 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 10,000 $5.60 $56,000.00
Disclosure

SEC source: 0001287032-23-000391 · wk-form4_1701464582.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,130.422

Read SEC document
November 28, 2023 Filed Nov 30, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 10,000 $5.62 $56,200.00
Disclosure

SEC source: 0001287032-23-000387 · wk-form4_1701378065.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,130.422

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 10,000 $5.75 $57,500.00
Disclosure

SEC source: 0001287032-23-000379 · wk-form4_1701291669.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566,130.422

Read SEC document
November 21, 2023 Filed Nov 24, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 15,750 $5.75 $90,562.50
Disclosure

SEC source: 0001287032-23-000372 · wk-form4_1700859672.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,556,130.422

Read SEC document
November 20, 2023 Filed Nov 22, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 7,200 $5.81 $41,831.28
Disclosure

SEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 3

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,540,380.422

Read SEC document
November 20, 2023 Filed Nov 22, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 1,995 $5.81 $11,590.55
Disclosure

SEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,180.422

Read SEC document
November 20, 2023 Filed Nov 22, 2023 16:01 UTC
Eliasek M GrierDirector · Chief Operating Officer
PurchaseCOMMON STOCK 1,805 $5.77 $10,414.85
Disclosure

SEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,531,185.422

Read SEC document
November 10, 2023 Filed Nov 14, 2023 21:01 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 2,500 $5.64 $14,099.75
Disclosure

SEC source: 0001287032-23-000363 · wk-form4_1699995701.xml · nonDerivative · entry 3

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

Read SEC document
November 10, 2023 Filed Nov 14, 2023 21:01 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 2,500 $5.72 $14,298.00
Disclosure

SEC source: 0001287032-23-000363 · wk-form4_1699995701.xml · nonDerivative · entry 2

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,500

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,650 $5.99 $99,733.50
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 10

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,918,888.216

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 16,625 $5.99 $99,583.75
Disclosure

SEC source: 0001287032-23-000292 · wk-form4_1694722482.xml · nonDerivative · entry 9

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,902,238.216

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.