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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2023 Filed Jun 7, 2023 21:49 UTC
Karp Carol D.Chief Regulatory Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $12.15 $60,750.00
Disclosure

SEC source: 0001140361-23-028869 · form4.xml · nonDerivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001140361-23-027617 · form4.xml · derivative · entry 5

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 711 $65.98 $46,912.70
Disclosure

SEC source: 0001140361-23-027617 · form4.xml · nonDerivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F4 · price: The transaction was executed in multiple trades in prices ranging from $65.75 to $66.255, inclusive.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 1,078 $65.20 $70,285.71
Disclosure

SEC source: 0001140361-23-027617 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 711

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $64.73 to $65.72, inclusive.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 3,211 $64.16 $206,024.50
Disclosure

SEC source: 0001140361-23-027617 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,789

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $63.705 to $64.62, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0001140361-23-027617 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 20, 2023 01:31 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-23-025833 · form4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
May 19, 2023 Filed May 20, 2023 01:31 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,177 $74.47 $162,128.16
Disclosure

SEC source: 0001140361-23-025833 · form4.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $74.175 to $74.98, inclusive.

Read SEC document
May 19, 2023 Filed May 20, 2023 01:31 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,823 $73.63 $207,850.15
Disclosure

SEC source: 0001140361-23-025833 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,177

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $73.09 to $74.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
May 19, 2023 Filed May 20, 2023 01:31 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $15.04 $75,200.00
Disclosure

SEC source: 0001140361-23-025833 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $22.85 $0.00
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · derivative · entry 9

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 50,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares subject to the option have fully vested.

F7 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 806,837 shares at exercise prices ranging from $12.15 to $52.97, of which 638,253 are currently exercisable, and 168,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · derivative · entry 8

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 45,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares subject to the option have fully vested.

F7 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 806,837 shares at exercise prices ranging from $12.15 to $52.97, of which 638,253 are currently exercisable, and 168,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 100 $76.04 $7,604.00
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 7

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 9,215 $75.44 $695,206.32
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 6

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,300

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.

F5 · price: The transaction was executed in multiple trades in prices ranging from $75.04 to $76.025, inclusive.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 37,044 $74.55 $2,761,474.62
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 5

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,515

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.

F4 · price: The transaction was executed in multiple trades in prices ranging from $74.03 to $75.02, inclusive.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 34,640 $73.54 $2,547,311.29
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 4

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,559

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.

F3 · price: The transaction was executed in multiple trades in prices ranging from $73.03 to $74.025, inclusive.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 14,001 $72.66 $1,017,325.26
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 3

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,199

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 10, 2023 in connection with a court stipulation and order regarding the separation of assets ("Court Order") in accordance with a divorce settlement agreement.

F2 · price: The transaction was executed in multiple trades in prices ranging from $72.03 to $73.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 5 of this Form 4.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 50,000 $22.85 $1,142,500.00
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 2

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:53 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 45,000 $29.81 $1,341,450.00
Disclosure

SEC source: 0001140361-23-025342 · form4.xml · nonDerivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:54 UTC
Kinney Gene G.President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $29.81 $0.00
Disclosure

SEC source: 0001140361-23-025344 · form4.xml · derivative · entry 5

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 45,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All shares subject to the option have fully vested.

F6 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 2,114,700 shares at exercise prices ranging from $12.15 to $52.97, of which 1,626,365 are currently exercisable, and 488,335 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:54 UTC
Kinney Gene G.President and CEO
SaleOrdinary Shares, par value $0.01 per share 14,934 $74.49 $1,112,500.86
Disclosure

SEC source: 0001140361-23-025344 · form4.xml · nonDerivative · entry 4

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,793

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2023.

F4 · price: The transaction was executed in multiple trades in prices ranging from $74.06 to $74.99, inclusive.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:54 UTC
Kinney Gene G.President and CEO
SaleOrdinary Shares, par value $0.01 per share 19,864 $73.60 $1,462,069.86
Disclosure

SEC source: 0001140361-23-025344 · form4.xml · nonDerivative · entry 3

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,727

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2023.

F3 · price: The transaction was executed in multiple trades in prices ranging from $73.06 to $74.05, inclusive.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:54 UTC
Kinney Gene G.President and CEO
SaleOrdinary Shares, par value $0.01 per share 10,202 $72.70 $741,721.11
Disclosure

SEC source: 0001140361-23-025344 · form4.xml · nonDerivative · entry 2

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,591

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2023.

F2 · price: The transaction was executed in multiple trades in prices ranging from $72.06 to $73.055, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
May 17, 2023 Filed May 18, 2023 01:54 UTC
Kinney Gene G.President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 45,000 $29.81 $1,341,450.00
Disclosure

SEC source: 0001140361-23-025344 · form4.xml · nonDerivative · entry 1

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:31 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025830 · form4.xml · derivative · entry 1

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025826 · form4.xml · derivative · entry 1

Kim Helen Susan · CIK 0001422772 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:31 UTC
Ekman LarsDirector · Chair of the Board
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025828 · form4.xml · derivative · entry 1

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:31 UTC
Cooke ShaneDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025832 · form4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:31 UTC
Cobb Paula KDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025831 · form4.xml · derivative · entry 1

Cobb Paula K · CIK 0001763372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:31 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025829 · form4.xml · derivative · entry 1

Dunn William H. Jr. · CIK 0001977655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 33 and 1/3% of the total number of shares subject to the option on the first anniversary of the grant date, 33 and 1/3% on the second anniversary of the grant date, and the remaining 33 and 1/3% on the earlier of the third anniversary of the grant date or the day of the annual general meeting in 2026 of the Issuer's shareholders, assuming continuous services as a director until each such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025825 · form4.xml · derivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 17, 2023 Filed May 20, 2023 01:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025827 · form4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 03, 2023 Filed May 6, 2023 01:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001140361-23-023303 · form4.xml · derivative · entry 6

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 9,000 shares

Expires 2031-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares subject to the option have fully vested.

Read SEC document
May 03, 2023 Filed May 6, 2023 01:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001140361-23-023303 · form4.xml · derivative · entry 5

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,000 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares subject to the option have fully vested.

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May 03, 2023 Filed May 6, 2023 01:30 UTC SaleOrdinary Shares, par value $0.01 per share 15,000 $57.00 $855,000.00
Disclosure

SEC source: 0001140361-23-023303 · form4.xml · nonDerivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,845

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2022.

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May 03, 2023 Filed May 6, 2023 01:30 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 9,000 $23.97 $215,730.00
Disclosure

SEC source: 0001140361-23-023303 · form4.xml · nonDerivative · entry 2

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2023 Filed May 6, 2023 01:30 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 6,000 $9.23 $55,380.00
Disclosure

SEC source: 0001140361-23-023303 · form4.xml · nonDerivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2023 Filed Apr 29, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001140361-23-021747 · form4.xml · derivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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April 26, 2023 Filed Apr 29, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 320 $54.25 $17,360.77
Disclosure

SEC source: 0001140361-23-021747 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $54.01 to $54.38, inclusive.

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April 26, 2023 Filed Apr 29, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 4,680 $53.40 $249,931.66
Disclosure

SEC source: 0001140361-23-021747 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $52.865 to $53.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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April 26, 2023 Filed Apr 29, 2023 01:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0001140361-23-021747 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2023 Filed Apr 22, 2023 01:30 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-23-019684 · form4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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April 19, 2023 Filed Apr 22, 2023 01:30 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,083 $53.25 $110,917.04
Disclosure

SEC source: 0001140361-23-019684 · form4.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $53.165 to $53.35, inclusive.

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April 19, 2023 Filed Apr 22, 2023 01:30 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 2,917 $52.64 $153,562.84
Disclosure

SEC source: 0001140361-23-019684 · form4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,083

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $52.14 to $53.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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April 19, 2023 Filed Apr 22, 2023 01:30 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $15.04 $75,200.00
Disclosure

SEC source: 0001140361-23-019684 · form4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2023 Filed Apr 1, 2023 01:31 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001140361-23-015527 · form4.xml · derivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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March 29, 2023 Filed Apr 1, 2023 01:31 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 2,266 $49.28 $111,667.12
Disclosure

SEC source: 0001140361-23-015527 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F3 · price: The transaction was executed in multiple trades in prices ranging from $49.05 to $49.505, inclusive.

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March 29, 2023 Filed Apr 1, 2023 01:31 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 2,734 $48.81 $133,456.11
Disclosure

SEC source: 0001140361-23-015527 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022.

F2 · price: The transaction was executed in multiple trades in prices ranging from $48.02 to $49.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 3 of this Form 4.

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March 29, 2023 Filed Apr 1, 2023 01:31 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0001140361-23-015527 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 01:30 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001140361-23-013190 · form4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,481

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

F5 · balance_after: The Reporting Person's prior Form 4 filed on March 17, 2023 inadvertently transposed the first two digits of the number of options reported in Column 9, reporting 53,481 options beneficially owned following the Reporting Person's transaction in these options on March 15, 2023, instead of the correct number of 35,481 options beneficially owned. The correct number of 35,481 options beneficially owned was used for purposes of calculating the number of options reported in Column 9 of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.