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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2022 Filed Aug 6, 2022 01:34 UTC
Kinney Gene G.President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 21,506 $6.41 $137,853.46
Disclosure

SEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 3

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 6, 2022 01:34 UTC
Kinney Gene G.President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,954 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-015086 · doc1.xml · derivative · entry 6

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,744

Underlying: Ordinary Shares · 20,954 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on January 29, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

Read SEC document
August 04, 2022 Filed Aug 6, 2022 01:34 UTC
Kinney Gene G.President and CEO
SaleOrdinary Shares, par value $0.01 per share 20,954 $32.18 $674,316.48
Disclosure

SEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 2

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $32.00 to $32.465, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 04, 2022 Filed Aug 6, 2022 01:34 UTC
Kinney Gene G.President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 20,954 $6.41 $134,315.14
Disclosure

SEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 1

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:39 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-22-014909 · doc1.xml · derivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 5, 2022 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:39 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 4,000 $30.52 $122,080.00
Disclosure

SEC source: 0001567619-22-014909 · doc1.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:39 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $24.90 $99,600.00
Disclosure

SEC source: 0001567619-22-014909 · doc1.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2022 Filed Jul 30, 2022 01:30 UTC
Kinney Gene G.President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 376 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001140361-22-027528 · form4.xml · derivative · entry 3

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,698

Underlying: Ordinary Shares · 376 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on January 29, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F3 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 2,103,398 shares at exercises prices ranging from $6.41 to $32.45, of which 1,571,938 are currently exercisable, and 531,460 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award.

Read SEC document
July 27, 2022 Filed Jul 30, 2022 01:30 UTC
Kinney Gene G.President and CEO
SaleOrdinary Shares, par value $0.01 per share 376 $32.00 $12,032.00
Disclosure

SEC source: 0001140361-22-027528 · form4.xml · nonDerivative · entry 2

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 27, 2022 Filed Jul 30, 2022 01:30 UTC
Kinney Gene G.President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 376 $6.41 $2,410.16
Disclosure

SEC source: 0001140361-22-027528 · form4.xml · nonDerivative · entry 1

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,320 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 11

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 7,320 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023.

F7 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 933,837 shares at exercises prices ranging from $6.73 to $32.45, of which 733,253 are currently exercisable, and 200,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.

Read SEC document
July 22, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 7,320 $32.55 $238,253.56
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 8

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F5 · price: The transaction was executed in multiple trades in prices ranging from $32.15 to $32.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 22, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 7,320 $6.73 $49,263.60
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 7

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,560 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 10

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,320

Underlying: Ordinary Shares · 20,560 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023.

Read SEC document
July 21, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 5 $33.69 $168.45
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 6

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

Read SEC document
July 21, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 20,555 $32.64 $670,925.48
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 5

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F4 · price: The transaction was executed in multiple trades in prices ranging from $32.28 to $32.895, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 21, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 20,560 $6.73 $138,368.80
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 4

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 42,120 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 9

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,880

Underlying: Ordinary Shares · 42,120 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 16,984 $32.73 $555,921.99
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 3

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F3 · price: The transaction was executed in multiple trades in prices ranging from $32.54 to $33.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 25,136 $32.32 $812,518.69
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 2

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F2 · price: The transaction was executed in multiple trades in prices ranging from $31.54 to $32.535, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:37 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 42,120 $6.73 $283,467.60
Disclosure

SEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:33 UTC
Cooke ShaneDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-014381 · doc1.xml · derivative · entry 3

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:33 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 15,000 $32.90 $493,500.00
Disclosure

SEC source: 0001567619-22-014381 · doc1.xml · nonDerivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:33 UTC
Cooke ShaneDirector
Exercise / conversionOrdinary Shares, par value $0.01 per share 15,000 $6.41 $96,150.00
Disclosure

SEC source: 0001567619-22-014381 · doc1.xml · nonDerivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:34 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-22-013840 · doc1.xml · derivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Ordinary Shares · 8,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 5, 2022 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:34 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 8,000 $30.00 $240,000.00
Disclosure

SEC source: 0001567619-22-013840 · doc1.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:34 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 8,000 $24.90 $199,200.00
Disclosure

SEC source: 0001567619-22-013840 · doc1.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC
Patel SanjivDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021109 · form4.xml · derivative · entry 1

Patel Sanjiv · CIK 0001816210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021106 · form4.xml · derivative · entry 1

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC
Ekman LarsDirector · Chair of the Board
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021103 · form4.xml · derivative · entry 1

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC
Cooke ShaneDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021107 · form4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC
Cobb Paula KDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021108 · form4.xml · derivative · entry 1

Cobb Paula K · CIK 0001763372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021105 · form4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021104 · form4.xml · derivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

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May 05, 2022 Filed May 9, 2022 10:01 UTC SaleOrdinary Shares 1,062,736 $29.02 $30,840,598.72
Disclosure

SEC source: 0001567619-22-009730 · doc1.xml · nonDerivative · entry 2

EcoR1 Capital, LLC · CIK 0001587114 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 11,584,280

F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds.

F2 · ownership.nature: The filing persons (the "Filers") are EcoR1, Oleg Nodelman and Qualified Fund. EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund and Capital Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to beneficially own the securities indirectly as the investment adviser to the Funds, and Mr. Nodelman may be deemed to beneficially own them indirectly as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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May 05, 2022 Filed May 9, 2022 10:01 UTC PurchaseOrdinary Shares 1,062,736 $29.02 $30,840,598.72
Disclosure

SEC source: 0001567619-22-009730 · doc1.xml · nonDerivative · entry 1

EcoR1 Capital, LLC · CIK 0001587114 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 11,584,280

F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds.

F2 · ownership.nature: The filing persons (the "Filers") are EcoR1, Oleg Nodelman and Qualified Fund. EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund and Capital Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to beneficially own the securities indirectly as the investment adviser to the Funds, and Mr. Nodelman may be deemed to beneficially own them indirectly as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3 · ownership.nature: After this transaction, Qualified Fund held 10,847,852 of the Issuer's Ordinary Shares.

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April 11, 2022 Filed Apr 14, 2022 01:45 UTC
Cooke ShaneDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-008508 · doc1.xml · derivative · entry 5

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

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April 11, 2022 Filed Apr 14, 2022 01:45 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 514 $36.60 $18,812.19
Disclosure

SEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 4

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $36.40 to $36.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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April 11, 2022 Filed Apr 14, 2022 01:45 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 1,484 $35.76 $53,063.09
Disclosure

SEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 3

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $35.40 to $36.34, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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April 11, 2022 Filed Apr 14, 2022 01:45 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 3,002 $34.48 $103,506.26
Disclosure

SEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $34.21 to $35.09, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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April 11, 2022 Filed Apr 14, 2022 01:45 UTC
Cooke ShaneDirector
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $6.41 $32,050.00
Disclosure

SEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 05, 2022 Filed Apr 8, 2022 01:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-008265 · doc1.xml · derivative · entry 4

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

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April 05, 2022 Filed Apr 8, 2022 01:47 UTC SaleOrdinary Shares, par value $0.01 per share 2,369 $39.66 $93,954.07
Disclosure

SEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 3

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $39.51 to $40.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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April 05, 2022 Filed Apr 8, 2022 01:47 UTC SaleOrdinary Shares, par value $0.01 per share 2,631 $39.18 $103,072.58
Disclosure

SEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 2

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $38.485 to $39.47, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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April 05, 2022 Filed Apr 8, 2022 01:47 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $6.41 $32,050.00
Disclosure

SEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 1

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2022 Filed Feb 25, 2022 21:31 UTC
Garren HidekiChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006895 · form4.xml · derivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 26, 2022 02:31 UTC
Smith Brandon S.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006889 · form4.xml · derivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 26, 2022 02:31 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006897 · form4.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 25, 2022 21:32 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006899 · form4.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 23, 2022 Filed Feb 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001140361-22-006891 · form4.xml · derivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Ordinary Shares · 85,000 shares

Expires 2032-02-23

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.