Last 12 months
Inside the activity.
15 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 3 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2022 Filed Aug 6, 2022 01:34 UTC |
Kinney Gene G.President and CEO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 21,506 | $6.41 | $137,853.46 |
DisclosureSEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 3 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2022 Filed Aug 6, 2022 01:34 UTC |
Kinney Gene G.President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,954 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001567619-22-015086 · doc1.xml · derivative · entry 6 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,744 Underlying: Ordinary Shares · 20,954 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on January 29, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. Read SEC document |
| August 04, 2022 Filed Aug 6, 2022 01:34 UTC |
Kinney Gene G.President and CEO
|
SaleOrdinary Shares, par value $0.01 per share | 20,954 | $32.18 | $674,316.48 |
DisclosureSEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 2 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,793 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The transaction was executed in multiple trades in prices ranging from $32.00 to $32.465, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| August 04, 2022 Filed Aug 6, 2022 01:34 UTC |
Kinney Gene G.President and CEO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 20,954 | $6.41 | $134,315.14 |
DisclosureSEC source: 0001567619-22-015086 · doc1.xml · nonDerivative · entry 1 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:39 UTC |
Garren HidekiChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0001567619-22-014909 · doc1.xml · derivative · entry 3 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,000 Underlying: Ordinary Shares · 4,000 shares Expires 2031-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 5, 2022 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:39 UTC |
Garren HidekiChief Medical Officer
|
SaleOrdinary Shares, par value $0.01 per share | 4,000 | $30.52 | $122,080.00 |
DisclosureSEC source: 0001567619-22-014909 · doc1.xml · nonDerivative · entry 2 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:39 UTC |
Garren HidekiChief Medical Officer
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 4,000 | $24.90 | $99,600.00 |
DisclosureSEC source: 0001567619-22-014909 · doc1.xml · nonDerivative · entry 1 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2022 Filed Jul 30, 2022 01:30 UTC |
Kinney Gene G.President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 376 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001140361-22-027528 · form4.xml · derivative · entry 3 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,698 Underlying: Ordinary Shares · 376 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on January 29, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. F3 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 2,103,398 shares at exercises prices ranging from $6.41 to $32.45, of which 1,571,938 are currently exercisable, and 531,460 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Read SEC document |
| July 27, 2022 Filed Jul 30, 2022 01:30 UTC |
Kinney Gene G.President and CEO
|
SaleOrdinary Shares, par value $0.01 per share | 376 | $32.00 | $12,032.00 |
DisclosureSEC source: 0001140361-22-027528 · form4.xml · nonDerivative · entry 2 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,793 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 27, 2022 Filed Jul 30, 2022 01:30 UTC |
Kinney Gene G.President and CEO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 376 | $6.41 | $2,410.16 |
DisclosureSEC source: 0001140361-22-027528 · form4.xml · nonDerivative · entry 1 Kinney Gene G. · CIK 0001564380 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,320 | $0.00 Strike: $6.73 | $0.00 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 11 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 7,320 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023. F7 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 933,837 shares at exercises prices ranging from $6.73 to $32.45, of which 733,253 are currently exercisable, and 200,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order. Read SEC document |
| July 22, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
SaleOrdinary Shares, par value $0.01 per share | 7,320 | $32.55 | $238,253.56 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 8 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement. F5 · price: The transaction was executed in multiple trades in prices ranging from $32.15 to $32.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 22, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 7,320 | $6.73 | $49,263.60 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 7 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,560 | $0.00 Strike: $6.73 | $0.00 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 10 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,320 Underlying: Ordinary Shares · 20,560 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
SaleOrdinary Shares, par value $0.01 per share | 5 | $33.69 | $168.45 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 6 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
SaleOrdinary Shares, par value $0.01 per share | 20,555 | $32.64 | $670,925.48 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 5 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,205 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement. F4 · price: The transaction was executed in multiple trades in prices ranging from $32.28 to $32.895, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 20,560 | $6.73 | $138,368.80 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 4 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 42,120 | $0.00 Strike: $6.73 | $0.00 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · derivative · entry 9 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,880 Underlying: Ordinary Shares · 42,120 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately eight months and be forfeited to the extent it is not exercised on or prior to March 31, 2023. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
SaleOrdinary Shares, par value $0.01 per share | 16,984 | $32.73 | $555,921.99 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 3 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement. F3 · price: The transaction was executed in multiple trades in prices ranging from $32.54 to $33.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
SaleOrdinary Shares, par value $0.01 per share | 25,136 | $32.32 | $812,518.69 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 2 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,184 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement. F2 · price: The transaction was executed in multiple trades in prices ranging from $31.54 to $32.535, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:37 UTC |
Nguyen TranChief Strategy Officer and CFO
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 42,120 | $6.73 | $283,467.60 |
DisclosureSEC source: 0001567619-22-014382 · doc1.xml · nonDerivative · entry 1 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:33 UTC |
Cooke ShaneDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001567619-22-014381 · doc1.xml · derivative · entry 3 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Ordinary Shares · 15,000 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately six months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:33 UTC |
Cooke ShaneDirector
|
SaleOrdinary Shares, par value $0.01 per share | 15,000 | $32.90 | $493,500.00 |
DisclosureSEC source: 0001567619-22-014381 · doc1.xml · nonDerivative · entry 2 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:33 UTC |
Cooke ShaneDirector
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 15,000 | $6.41 | $96,150.00 |
DisclosureSEC source: 0001567619-22-014381 · doc1.xml · nonDerivative · entry 1 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:34 UTC |
Garren HidekiChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0001567619-22-013840 · doc1.xml · derivative · entry 3 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,000 Underlying: Ordinary Shares · 8,000 shares Expires 2031-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 5, 2022 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:34 UTC |
Garren HidekiChief Medical Officer
|
SaleOrdinary Shares, par value $0.01 per share | 8,000 | $30.00 | $240,000.00 |
DisclosureSEC source: 0001567619-22-013840 · doc1.xml · nonDerivative · entry 2 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:34 UTC |
Garren HidekiChief Medical Officer
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 8,000 | $24.90 | $199,200.00 |
DisclosureSEC source: 0001567619-22-013840 · doc1.xml · nonDerivative · entry 1 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Patel SanjivDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021109 · form4.xml · derivative · entry 1 Patel Sanjiv · CIK 0001816210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
COLLIER RICHARD TDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021106 · form4.xml · derivative · entry 1 COLLIER RICHARD T · CIK 0001110751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Ekman LarsDirector · Chair of the Board
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021103 · form4.xml · derivative · entry 1 Ekman Lars · CIK 0001376117 · Director · Chair of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Cooke ShaneDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021107 · form4.xml · derivative · entry 1 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Cobb Paula KDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021108 · form4.xml · derivative · entry 1 Cobb Paula K · CIK 0001763372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Harfstrand Karl Anders OlofDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021105 · form4.xml · derivative · entry 1 Harfstrand Karl Anders Olof · CIK 0001646451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 18, 2022 Filed May 28, 2022 01:30 UTC |
Selkoe Dennis J.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $25.60 | $0.00 |
DisclosureSEC source: 0001140361-22-021104 · form4.xml · derivative · entry 1 Selkoe Dennis J. · CIK 0001582306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-05-18 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 10:01 UTC |
EcoR1 Capital, LLC10% owner
|
SaleOrdinary Shares | 1,062,736 | $29.02 | $30,840,598.72 |
DisclosureSEC source: 0001567619-22-009730 · doc1.xml · nonDerivative · entry 2 EcoR1 Capital, LLC · CIK 0001587114 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 11,584,280 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: The filing persons (the "Filers") are EcoR1, Oleg Nodelman and Qualified Fund. EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund and Capital Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to beneficially own the securities indirectly as the investment adviser to the Funds, and Mr. Nodelman may be deemed to beneficially own them indirectly as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 05, 2022 Filed May 9, 2022 10:01 UTC |
EcoR1 Capital, LLC10% owner
|
PurchaseOrdinary Shares | 1,062,736 | $29.02 | $30,840,598.72 |
DisclosureSEC source: 0001567619-22-009730 · doc1.xml · nonDerivative · entry 1 EcoR1 Capital, LLC · CIK 0001587114 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 11,584,280 F1 · kind: EcoR1 Capital Fund, L.P. ("Capital Fund") and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") are private investment funds managed by EcoR1 Capital, LLC ("EcoR1") on a parri passu basis. These securities were transferred from Capital Fund to Qualified Fund as part of a periodic rebalancing of the portfolios of the funds. F2 · ownership.nature: The filing persons (the "Filers") are EcoR1, Oleg Nodelman and Qualified Fund. EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund and Capital Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to beneficially own the securities indirectly as the investment adviser to the Funds, and Mr. Nodelman may be deemed to beneficially own them indirectly as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. F3 · ownership.nature: After this transaction, Qualified Fund held 10,847,852 of the Issuer's Ordinary Shares. Read SEC document |
| April 11, 2022 Filed Apr 14, 2022 01:45 UTC |
Cooke ShaneDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001567619-22-008508 · doc1.xml · derivative · entry 5 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 5,000 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. Read SEC document |
| April 11, 2022 Filed Apr 14, 2022 01:45 UTC |
Cooke ShaneDirector
|
SaleOrdinary Shares, par value $0.01 per share | 514 | $36.60 | $18,812.19 |
DisclosureSEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 4 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The transaction was executed in multiple trades in prices ranging from $36.40 to $36.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 14, 2022 01:45 UTC |
Cooke ShaneDirector
|
SaleOrdinary Shares, par value $0.01 per share | 1,484 | $35.76 | $53,063.09 |
DisclosureSEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 3 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The transaction was executed in multiple trades in prices ranging from $35.40 to $36.34, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 14, 2022 01:45 UTC |
Cooke ShaneDirector
|
SaleOrdinary Shares, par value $0.01 per share | 3,002 | $34.48 | $103,506.26 |
DisclosureSEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 2 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The transaction was executed in multiple trades in prices ranging from $34.21 to $35.09, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 14, 2022 01:45 UTC |
Cooke ShaneDirector
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 5,000 | $6.41 | $32,050.00 |
DisclosureSEC source: 0001567619-22-008508 · doc1.xml · nonDerivative · entry 1 Cooke Shane · CIK 0001524823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 01:47 UTC |
COLLIER RICHARD TDirector
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Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001567619-22-008265 · doc1.xml · derivative · entry 4 COLLIER RICHARD T · CIK 0001110751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 5,000 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. F2 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately 10 months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 01:47 UTC |
COLLIER RICHARD TDirector
|
SaleOrdinary Shares, par value $0.01 per share | 2,369 | $39.66 | $93,954.07 |
DisclosureSEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 3 COLLIER RICHARD T · CIK 0001110751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The transaction was executed in multiple trades in prices ranging from $39.51 to $40.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 01:47 UTC |
COLLIER RICHARD TDirector
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SaleOrdinary Shares, par value $0.01 per share | 2,631 | $39.18 | $103,072.58 |
DisclosureSEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 2 COLLIER RICHARD T · CIK 0001110751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588 F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The transaction was executed in multiple trades in prices ranging from $38.485 to $39.47, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 01:47 UTC |
COLLIER RICHARD TDirector
|
Exercise / conversionOrdinary Shares, par value $0.01 per share | 5,000 | $6.41 | $32,050.00 |
DisclosureSEC source: 0001567619-22-008265 · doc1.xml · nonDerivative · entry 1 COLLIER RICHARD T · CIK 0001110751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:31 UTC |
Garren HidekiChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $32.45 | $0.00 |
DisclosureSEC source: 0001140361-22-006895 · form4.xml · derivative · entry 1 Garren Hideki · CIK 0001854126 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 85,000 shares Expires 2032-02-23 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC |
Smith Brandon S.Chief Operating Officer
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GrantStock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $32.45 | $0.00 |
DisclosureSEC source: 0001140361-22-006889 · form4.xml · derivative · entry 1 Smith Brandon S. · CIK 0001805226 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 85,000 shares Expires 2032-02-23 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC |
Zago Wagner M.Chief Scientific Officer
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GrantStock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $32.45 | $0.00 |
DisclosureSEC source: 0001140361-22-006897 · form4.xml · derivative · entry 1 Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 85,000 shares Expires 2032-02-23 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:32 UTC |
Karp Carol D.Chief Regulatory Officer
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GrantStock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $32.45 | $0.00 |
DisclosureSEC source: 0001140361-22-006899 · form4.xml · derivative · entry 1 Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 85,000 shares Expires 2032-02-23 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC |
Nguyen TranChief Strategy Officer and CFO
|
GrantStock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $32.45 | $0.00 |
DisclosureSEC source: 0001140361-22-006891 · form4.xml · derivative · entry 1 Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Ordinary Shares · 85,000 shares Expires 2032-02-23 F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 23, 2023 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.