Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2021 Filed Dec 22, 2021 00:34 UTC |
Lynch BradChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 174,573 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070853 · doc4.xml · derivative · entry 2 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,573 Underlying: Common Stock · 174,573 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:34 UTC |
Lynch BradChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 9,047 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070853 · doc4.xml · derivative · entry 1 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,047 Underlying: Common Stock · 9,047 shares Expires 2025-12-29 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · derivative.exercise_date: 100% of the Options were fully vested on September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 65,759 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 5 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 Underlying: Common Stock · 65,759 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 166,656 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 4 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,656 Underlying: Common Stock · 166,656 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 3 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2027-06-09 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: 100% of the Options were fully vested on September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $1.73 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2014-11-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: 100% of the Options were fully vested on November 17, 2018. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC |
Tomkins AlexChief Technology Officer
|
GrantCommon Stock | 9,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,127 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 1,289 shares of Common Stock, subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantExchangeable Shares of 2864555 Ontario Inc. · Derivative | 68,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 6 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,246 Underlying: Common Stock · 68,246 shares Expires 2031-12-17 F4 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F6 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive up to 9,639 Exchangeable Shares of 2864555 Ontario Inc., subject to escrow. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. F7 · ownership.direct: Shares are held in trust by reporting person. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantExchangeable Shares of 2864555 Ontario Inc. · Derivative | 3,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 5 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,393 Underlying: Common Stock · 3,393 shares Expires 2031-12-17 F4 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive up to 479 Exchangeable Shares of 2864555 Ontario Inc., subject to certain terms and conditions including the requirement to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 109,599 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 4 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,599 Underlying: Common Stock · 109,599 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: The Options were fully vested on December 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 278,891 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 3 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,891 Underlying: Common Stock · 278,891 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: The Options were fully vested on December 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 18,095 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 2 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,095 Underlying: Common Stock · 18,095 shares Expires 2025-12-29 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: The Options were fully vested on December 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:32 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 22,619 | Not disclosed Strike: $1.73 | Not disclosed |
DisclosureSEC source: 0001209191-21-070850 · doc4.xml · derivative · entry 1 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,619 Underlying: Common Stock · 22,619 shares Expires 2024-11-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · derivative.exercise_date: 100% of the Options were fully vested on November 17, 2018. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 65,759 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 5 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 Underlying: Common Stock · 65,759 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F6 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 166,656 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 4 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,656 Underlying: Common Stock · 166,656 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F6 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 3 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2027-06-09 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 100% of the Options were fully vested on September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment |
Tomkins AlexChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $1.73 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2014-11-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: 100% of the Options were fully vested on November 17, 2018. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment |
Tomkins AlexChief Technology Officer
|
GrantCommon Stock | 9,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 1,289 shares of Common Stock, subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · balance_after: This amendment is being filed to correct an inadvertent exclusion of 7,350 shares of common stock of Peraso Inc. that were owned by the reporting person prior to the applicable transaction date. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 13:41 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon stock | 15,000 | $4.04 | $60,600.00 |
DisclosureSEC source: 0001209191-21-069364 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · price: Price of securities acquired ranged from $3.98 to $4.09, with an average price of $4.04. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 13:39 UTC |
Lewis Daniel LeeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $3.94 | $19,700.00 |
DisclosureSEC source: 0001209191-21-069363 · doc4.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,250 F1 · shares: Shares were purchased by the reporting person in a joint account with the reporting person's spouse. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:06 UTC |
O'Neil Daniel JosephDirector
|
GrantRestricted Stock Units | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067484 · doc4.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · security: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:00 UTC |
Newell Robert Y IVDirector
|
GrantRestricted Stock Units | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067482 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · security: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:53 UTC |
Lewis Scott RichardDirector
|
GrantRestricted Stock Units | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067470 · doc4.xml · nonDerivative · entry 1 Lewis Scott Richard · CIK 0001757430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · security: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on December 1, 2021. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on December 1, 2022, or, if earlier, the next annual meeting of stockholders following December 1, 2021, subject to reporting person's continuous service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 17:40 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 476 | $5.75 | $2,737.00 |
DisclosureSEC source: 0001209191-21-050327 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,819 F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The RSUs (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 17:40 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-050327 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The RSUs (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The RSUs (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 00:19 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 565 | $3.24 | $1,830.60 |
DisclosureSEC source: 0001209191-21-008614 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,920 F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of MoSys, Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 00:19 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-008614 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of MoSys, Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of MoSys, Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| February 03, 2021 Filed Feb 6, 2021 00:44 UTC |
Lewis Daniel LeeDirector · Chief Executive Officer
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-008314 · doc4.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 F1 · security: On February 3, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on November 15, 2021, subject to reporting person's continuous service with the Company. F1 · price: On February 3, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on November 15, 2021, subject to reporting person's continuous service with the Company. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 01:11 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 464 | $1.81 | $839.84 |
DisclosureSEC source: 0001209191-20-045812 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,110 F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 01:11 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-045812 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 18:38 UTC |
Lewis Scott RichardDirector
|
GrantRestricted Stock Units | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044205 · doc4.xml · nonDerivative · entry 1 Lewis Scott Richard · CIK 0001757430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · security: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous Service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous Service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 18:39 UTC |
Newell Robert Y IVDirector
|
GrantRestricted Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044206 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · security: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 18:36 UTC |
O'Neil Daniel JosephDirector
|
GrantRestricted Stock Units | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044204 · doc4.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · security: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous service with the Company. F1 · price: Restricted Stock Unit ("RSU") award granted on July 29, 2020. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on July 29, 2021, or, if earlier, the date of the next annual meeting of stockholders following the Grant Date, subject to reporting person's continuous service with the Company. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:12 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001209191-20-028387 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 01:37 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 563 | $2.25 | $1,266.75 |
DisclosureSEC source: 0001209191-20-008140 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199 F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of the Issuer's common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 01:37 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008140 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of the Issuer's common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of the Issuer's common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:50 UTC |
SULLIVAN JAMESChief Financial Officer
|
GrantOption to puchase common stock · Derivative | 20,000 | $1.57 Strike: $1.57 | $31,400.00 |
DisclosureSEC source: 0000899243-19-027917 · doc4.xml · derivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,589 Underlying: Common Stock · 20,000 shares Expires 2029-11-20 F1 · security: On November 20, 2019, the reporting person was granted 20,000 options. The options vest monthly over thirty-six months. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:47 UTC |
Lewis Daniel LeeDirector
|
GrantOption to puchase common stock · Derivative | 60,000 | $1.57 Strike: $1.57 | $94,200.00 |
DisclosureSEC source: 0000899243-19-027914 · doc4.xml · derivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 60,000 shares Expires 2029-11-20 F1 · security: On November 20, 2019, the reporting person was granted 60,000 options. The options vest monthly over thirty-six months. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:19 UTC |
Lewis Scott RichardDirector
|
GrantRestricted Stock Units | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-025963 · doc4.xml · nonDerivative · entry 1 Lewis Scott Richard · CIK 0001757430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: Restricted Stock Unit ("RSU") award granted on October 23, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on August 23, 2020, or, if earlier, the next annual meeting of stockholders following October 23, 2019, subject to reporting person's continuous service with the Company. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:18 UTC |
O'Neil Daniel JosephDirector
|
GrantRestricted Stock Units | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-025962 · doc4.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: Restricted Stock Unit ("RSU") award granted on October 23, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on August 23, 2020, or, if earlier, the next annual meeting of stockholders following October 23, 2019, subject to reporting person's continuous service with the Company. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:16 UTC |
Newell Robert Y IVDirector
|
GrantRestricted Stock Units | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-025961 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: Restricted Stock Unit ("RSU") award granted on October 23, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on August 23, 2020, or, if earlier, the next annual meeting of stockholders following October 23, 2019, subject to reporting person's continuous service with the Company. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 21:30 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 9,263 | $0.15 | $1,417.24 |
DisclosureSEC source: 0000899243-19-021478 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,829 F1 · security: On February 6, 2019, the reporting person was granted 165,000 restricted stock units. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 21:30 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 27,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021478 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 165,000 restricted stock units. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 165,000 restricted stock units. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 21:31 UTC |
Lewis Daniel LeeChief Executive Officer
|
GrantRestricted Stock Units | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021479 · doc4.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 F1 · price: On February 6, 2019, the reporting person was granted 450,000 restricted stock units. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 11:05 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 1,363 | $0.17 | $228.98 |
DisclosureSEC source: 0000899243-19-006005 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,566 F1 · security: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of MoSys, Inc. common stock effected in February 2017. The restricted stock units (RSUs) vested in 3 equal installments on each of March 1, 2017, 2018 and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 11:05 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-006005 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of MoSys, Inc. common stock effected in February 2017. The restricted stock units (RSUs) vested in 3 equal installments on each of March 1, 2017, 2018 and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of MoSys, Inc. common stock effected in February 2017. The restricted stock units (RSUs) vested in 3 equal installments on each of March 1, 2017, 2018 and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| February 06, 2019 Filed Feb 9, 2019 00:01 UTC |
Lewis Daniel LeeChief Executive Officer
|
Disposition to issuerOption to purchase Common Stock · Derivative | 300,000 | $0.20 Strike: $0.20 | $58,800.00 |
DisclosureSEC source: 0001645383-19-000010 · primary_doc.xml · derivative · entry 2 Lewis Daniel Lee · CIK 0001718088 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-02-06 F2 · security: Options vest monthly over thirty-six months Read SEC document |
| February 06, 2019 Filed Feb 9, 2019 00:01 UTC |
Lewis Daniel LeeChief Executive Officer
|
GrantRestricted Stock Units | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000010 · primary_doc.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · price: Restricted stock units vest in 6 equal installments on August 6, 2019, February 6, 2020, August 6, 2020, February 6, 2021, August 6, 2021 and February 6, 2022 Read SEC document |
| February 06, 2019 Filed Feb 9, 2019 00:07 UTC |
SULLIVAN JAMESChief Financial Officer
|
Disposition to issuerOption to purchase Common Stock · Derivative | 110,000 | $0.20 Strike: $0.20 | $21,560.00 |
DisclosureSEC source: 0001645383-19-000011 · primary_doc.xml · derivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2029-02-06 F2 · security: Options vest monthly over thirty-six months Read SEC document |
| February 06, 2019 Filed Feb 9, 2019 00:07 UTC |
SULLIVAN JAMESChief Financial Officer
|
GrantRestricted Stock Units | 165,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000011 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,146 F1 · price: Restricted stock units vest in 6 equal installments on August 6, 2019, February 6, 2020, August 6, 2020, February 6, 2021, August 6, 2021 and February 6, 2022 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.