Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Peraso Inc.PRSO · Entity 8062 | Chief Technology Officer | February 09, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Peraso Inc.
Report date February 09, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2036-02-09 | Direct | 60,000 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 60,000 · Balance 60,000 F1: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026. F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026.
F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 10, 2026 21:51 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001213900-26-014350 · ownership.xml · derivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2036-02-09 F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." Read SEC document |
| August 07, 2025 Filed Aug 12, 2025 00:27 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001213900-25-074530 · ownership.xml · derivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2035-08-07 F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." Read SEC document |
| February 11, 2025 Filed Feb 14, 2025 01:27 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001213900-25-013702 · ownership.xml · derivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-02-11 F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." Read SEC document |
| December 17, 2024 Filed Dec 20, 2024 02:22 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 168 | $1.10 | $184.80 |
DisclosureSEC source: 0001213900-24-110710 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,083 F1 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units that vested on December 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on December 17, 2024 of $1.10. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:05 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 168 | $1.51 | $253.68 |
DisclosureSEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 3 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,251 F1 · security: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51. Read SEC document |
| June 14, 2024 Filed Jun 21, 2024 00:28 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | OtherCommon Stock | 3,500 | $1.53 | $5,355.00 |
DisclosureSEC source: 0001213900-24-054407 · ownership.xml · nonDerivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,419 F1 · kind: This Form 4 is being amended solely to report the correct transaction code, "L", in Column 3 of Table I. The original Form 4, filed on June 20, 2024, inadvertently reported the transaction codes as "P" due to an administrative error. Read SEC document |
| June 14, 2024 Filed Jun 21, 2024 00:28 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | OtherCommon Stock | 1,300 | $1.52 | $1,976.00 |
DisclosureSEC source: 0001213900-24-054407 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,919 F1 · kind: This Form 4 is being amended solely to report the correct transaction code, "L", in Column 3 of Table I. The original Form 4, filed on June 20, 2024, inadvertently reported the transaction codes as "P" due to an administrative error. Read SEC document |
| June 14, 2024 Filed Jun 20, 2024 20:05 UTC | Peraso Inc. PRSO · Entity 8062 | PurchaseCommon Stock | 3,500 | $1.53 | $5,355.00 |
DisclosureSEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,419 Read SEC document |
| June 14, 2024 Filed Jun 20, 2024 20:05 UTC | Peraso Inc. PRSO · Entity 8062 | PurchaseCommon Stock | 1,300 | $1.52 | $1,976.00 |
DisclosureSEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,919 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:15 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 6,692 | $0.22 | $1,452.16 |
DisclosureSEC source: 0001213900-23-096939 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,709 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 15, 2023. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 01:02 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 6,692 | $0.67 | $4,468.25 |
DisclosureSEC source: 0001213900-23-050205 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,401 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 16, 2023. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:50 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 6,692 | $1.00 | $6,692.00 |
DisclosureSEC source: 0001213900-22-081559 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,093 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| June 17, 2022 Filed Jun 23, 2022 00:08 UTC | Peraso Inc. PRSO · Entity 8062 | Tax withholdingCommon Stock | 6,692 | $1.77 | $11,844.84 |
DisclosureSEC source: 0001209191-22-038790 · doc4.xml · nonDerivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,785 F1 · security: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| June 17, 2022 Filed Jun 23, 2022 00:08 UTC | Peraso Inc. PRSO · Entity 8062 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038790 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:18 UTC | Peraso Inc. PRSO · Entity 8062 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024841 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,477 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 65,759 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 5 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 Underlying: Common Stock · 65,759 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 166,656 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 4 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,656 Underlying: Common Stock · 166,656 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 3 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2027-06-09 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: 100% of the Options were fully vested on September 17, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $1.73 | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · derivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2014-11-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: 100% of the Options were fully vested on November 17, 2018. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:37 UTC | Peraso Inc. PRSO · Entity 8062 | GrantCommon Stock | 9,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070855 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,127 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 1,289 shares of Common Stock, subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 65,759 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 5 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 Underlying: Common Stock · 65,759 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F6 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 166,656 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 4 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,656 Underlying: Common Stock · 166,656 shares Expires 2030-09-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F6 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 3 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2027-06-09 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · derivative.exercise_date: 100% of the Options were fully vested on September 17, 2021. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | GrantStock Option (right to buy) · Derivative | 13,571 | Not disclosed Strike: $1.73 | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · derivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Underlying: Common Stock · 13,571 shares Expires 2014-11-17 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: 100% of the Options were fully vested on November 17, 2018. Read SEC document |
| December 17, 2021 Filed Feb 25, 2022 22:06 UTC Amendment | Peraso Inc. PRSO · Entity 8062 | GrantCommon Stock | 9,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013247 · doc4a.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F2 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 1,289 shares of Common Stock, subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · balance_after: This amendment is being filed to correct an inadvertent exclusion of 7,350 shares of common stock of Peraso Inc. that were owned by the reporting person prior to the applicable transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.