Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2023 Filed Jun 21, 2023 01:02 UTC |
Tomkins AlexChief Technology Officer
|
Tax withholdingCommon Stock | 6,692 | $0.67 | $4,468.25 |
DisclosureSEC source: 0001213900-23-050205 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,401 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 16, 2023. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:11 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 50,000 | $0.63 | $31,500.00 |
DisclosureSEC source: 0001213900-23-048157 · ownership.xml · nonDerivative · entry 2 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · MRE Si Ltd. Disclosed balance after: 130,018 Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:11 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 50,000 | $0.64 | $31,915.00 |
DisclosureSEC source: 0001213900-23-048157 · ownership.xml · nonDerivative · entry 1 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · MRE Si Ltd. Disclosed balance after: 80,018 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:25 UTC |
Melder AndreasDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-009094 · ownership.xml · nonDerivative · entry 1 Melder Andreas · CIK 0001895632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,012 F1 · shares: Restricted Stock Unit ("RSU") award granted on February 3, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 3, 2024, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 3, 2023. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:27 UTC |
Lewis Daniel LeeDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-009096 · ownership.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,677 F1 · shares: Restricted Stock Unit ("RSU") award granted on February 3, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 3, 2024, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 3, 2023. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:24 UTC |
McWalter IanDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-009092 · ownership.xml · nonDerivative · entry 1 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,862 F1 · shares: Restricted Stock Unit ("RSU") award granted on February 3, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 3, 2024, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 3, 2023. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:22 UTC |
Newell Robert Y IVDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-009088 · ownership.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,862 F1 · shares: Restricted Stock Unit ("RSU") award granted on February 3, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 3, 2024, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 3, 2023. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:50 UTC |
Tomkins AlexChief Technology Officer
|
Tax withholdingCommon Stock | 6,692 | $1.00 | $6,692.00 |
DisclosureSEC source: 0001213900-22-081559 · ownership.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,093 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:50 UTC |
Lynch BradChief Operating Officer
|
Tax withholdingCommon Stock | 6,692 | $1.00 | $6,692.00 |
DisclosureSEC source: 0001213900-22-081558 · ownership.xml · nonDerivative · entry 1 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,694 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:49 UTC |
Lewis Daniel LeeDirector
|
Tax withholdingCommon Stock | 4,323 | $1.00 | $4,323.00 |
DisclosureSEC source: 0001213900-22-081556 · ownership.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,677 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:49 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,844 | $1.00 | $17,844.00 |
DisclosureSEC source: 0001213900-22-081555 · ownership.xml · nonDerivative · entry 1 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,623 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 02:48 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 5,764 | $1.00 | $5,764.00 |
DisclosureSEC source: 0001213900-22-081554 · ownership.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,018 F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 16, 2022. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 22:31 UTC |
LUNSFORD MARKChief Revenue Officer
|
GrantRestricted Stock Units | 115,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-054670 · doc4.xml · nonDerivative · entry 1 LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · security: Restricted Stock Unit ("RSU") award granted on October 24, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-third of the shares on October 15, 2023 and the remaining two-thirds of the shares underlying the RSUs will vest in semi-annual increments over 24 months from the one-year anniversary of October 15, 2023. F1 · price: Restricted Stock Unit ("RSU") award granted on October 24, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-third of the shares on October 15, 2023 and the remaining two-thirds of the shares underlying the RSUs will vest in semi-annual increments over 24 months from the one-year anniversary of October 15, 2023. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:56 UTC |
Lynch BradChief Operating Officer
|
Exercise / conversionExchangeable Shares of 2864552 Ontario Inc. · Derivative | 21,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044587 · doc4.xml · derivative · entry 2 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,518 Underlying: Common Stock · 21,386 shares Expires 2031-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F1 · kind: On August 3, 2022, 21,386 Exchangeable Shares were exchanged into 21,386 shares of common stock. F2 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F3 · balance_after: Consists only of 3,518 Exchangeable Shares of 2864552 Ontario Inc. subject to escrow Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:56 UTC |
Lynch BradChief Operating Officer
|
Exercise / conversionCommon Stock | 21,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-044587 · doc4.xml · nonDerivative · entry 1 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F1 · acquired: On August 3, 2022, 21,386 Exchangeable Shares were exchanged into 21,386 shares of common stock. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
Exercise / conversionExchangeable Shares of 2864555 Ontario Inc. · Derivative | 28,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · derivative · entry 7 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479 Underlying: Common Stock · 28,467 shares Expires 2031-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F3 · kind: On July 28, 2022, 28,467 Exchangeable Shares were exchanged into 28,467 shares of common stock. F2 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F8 · balance_after: Consists only of 479 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
Exercise / conversionExchangeable Shares of 2864555 Ontario Inc. · Derivative | 33,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · derivative · entry 6 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By family members Disclosed balance after: 0 Underlying: Common Stock · 33,054 shares Expires 2031-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F1 · kind: On July 28, 2022, 33,054 Exchangeable Shares were exchanged into 33,054 shares of common stock. F2 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GiftExchangeable Shares of 2864555 Ontario Inc. · Derivative | 33,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · derivative · entry 4 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By family members Disclosed balance after: 33,054 Underlying: Common Stock · 33,054 shares Expires 2031-12-17 F2 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F4 · kind: This transaction involved a gift of common stock by the reporting person to family members whose holdings may be deemed attributable to the reporting person for the purposes of Section 16. F2 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F4 · ownership.direct: This transaction involved a gift of common stock by the reporting person to family members whose holdings may be deemed attributable to the reporting person for the purposes of Section 16. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GiftExchangeable Shares of 2864555 Ontario Inc. · Derivative | 33,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · derivative · entry 3 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 9,639 Underlying: Common Stock · 33,054 shares Expires 2031-12-17 F2 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F4 · kind: This transaction involved a gift of common stock by the reporting person to family members whose holdings may be deemed attributable to the reporting person for the purposes of Section 16. F2 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F5 · balance_after: Consists only of 9,639 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow. Reflects the transfer of 25,553 Exchangeable Shares previously held by a trust, which were registered in the name of the reporting person on July 28, 2022 and are now directly owned by the reporting person. F6 · ownership.nature: Shares are held in trust by the reporting person. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 28,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · nonDerivative · entry 2 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F3 · acquired: On July 28, 2022, 28,467 Exchangeable Shares were exchanged into 28,467 shares of common stock. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 20:18 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 33,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-043512 · doc4.xml · nonDerivative · entry 1 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By family members Disclosed balance after: 33,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio. F1 · acquired: On July 28, 2022, 33,054 Exchangeable Shares were exchanged into 33,054 shares of common stock. Read SEC document |
| June 17, 2022 Filed Jun 23, 2022 00:08 UTC |
Tomkins AlexChief Technology Officer
|
Tax withholdingCommon Stock | 6,692 | $1.77 | $11,844.84 |
DisclosureSEC source: 0001209191-22-038790 · doc4.xml · nonDerivative · entry 2 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,785 F1 · security: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| June 17, 2022 Filed Jun 23, 2022 00:08 UTC |
Tomkins AlexChief Technology Officer
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038790 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On April 15, 2022, the reporting person was granted 75,000 restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:41 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038109 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,862 F1 · price: Securities acquired have a weighted average price of $1.81. Read SEC document |
| May 24, 2022 Filed May 26, 2022 00:28 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 15,000 | $1.65 | $24,750.00 |
DisclosureSEC source: 0001209191-22-032009 · doc4.xml · nonDerivative · entry 2 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by MRE Si Ltd. Disclosed balance after: 30,018 Read SEC document |
| May 23, 2022 Filed May 23, 2022 22:39 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 10,000 | $1.65 | $16,500.00 |
DisclosureSEC source: 0001209191-22-031455 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,862 Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:28 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 18 | $1.62 | $29.16 |
DisclosureSEC source: 0001209191-22-032009 · doc4.xml · nonDerivative · entry 1 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by MRE Si Ltd. Disclosed balance after: 15,018 Read SEC document |
| May 13, 2022 Filed May 17, 2022 22:26 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 3,000 | $1.88 | $5,640.00 |
DisclosureSEC source: 0001209191-22-029844 · doc4.xml · nonDerivative · entry 2 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,862 Read SEC document |
| May 12, 2022 Filed May 17, 2022 22:26 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 10,000 | $1.63 | $16,300.00 |
DisclosureSEC source: 0001209191-22-029844 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,862 Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:18 UTC |
Tomkins AlexChief Technology Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024841 · doc4.xml · nonDerivative · entry 1 Tomkins Alex · CIK 0001895990 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,477 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:26 UTC |
SULLIVAN JAMESChief Financial Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024847 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,782 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:17 UTC |
Lewis Daniel LeeDirector · President
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024840 · doc4.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,000 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:16 UTC |
Lynch BradChief Operating Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024839 · doc4.xml · nonDerivative · entry 1 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 23:15 UTC |
Glibbery RonaldDirector · Chief Executive Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024838 · doc4.xml · nonDerivative · entry 1 Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · shares: Restricted Stock Unit ("RSU") award granted on April 15, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-sixth of the shares on each semi-annual anniversary of December 17, 2021. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 00:51 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 10,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019009 · doc4.xml · nonDerivative · entry 3 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,862 F3 · price: Securities acquired range from $2.06 to $2.15, with a weighted average price of $2.10. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 22:40 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019317 · doc4.xml · nonDerivative · entry 2 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by MRE Si Ltd. Disclosed balance after: 15,000 F1 · price: Securities acquired ranged from $2.05 to $2.08, with a weighted average price of $2.065. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 00:51 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019009 · doc4.xml · nonDerivative · entry 2 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,462 F2 · price: Securities acquired range from $2.12 to $2.15, with a weighted average price of $2.13. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 22:55 UTC |
Melder AndreasDirector
|
PurchaseCommon Stock | 4,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019332 · doc4.xml · nonDerivative · entry 1 Melder Andreas · CIK 0001895632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,012 F1 · price: Securities acquired range from $2.05 to $2.13, with a weighted average price of $2.10. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 22:40 UTC |
McWalter IanDirector
|
PurchaseCommon Stock | 5,000 | $2.09 | $10,449.50 |
DisclosureSEC source: 0001209191-22-019317 · doc4.xml · nonDerivative · entry 1 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by MRE Si Ltd. Disclosed balance after: 5,000 Read SEC document |
| March 11, 2022 Filed Mar 16, 2022 00:51 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 4,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019009 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,462 F1 · price: Securities acquired range from $2.15 to $2.20, with a weighted average price of $2.17. Read SEC document |
| February 04, 2022 Filed Feb 9, 2022 01:31 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 563 | $2.58 | $1,452.54 |
DisclosureSEC source: 0001209191-22-007890 · doc4.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Peraso Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| February 04, 2022 Filed Feb 9, 2022 01:31 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-007890 · doc4.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Peraso Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. F1 · price: On February 6, 2019, the reporting person was granted 8,250 restricted stock units ("RSUs"), which reflect the impact of a 1-for-20 reverse stock split of Peraso Inc. common stock effected in August 2019. The RSUs vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:45 UTC |
Melder AndreasDirector
|
GrantStock Option (right to buy) · Derivative | 19,724 | $5.07 Strike: $5.07 | $100,000.68 |
DisclosureSEC source: 0001209191-21-071035 · doc4.xml · derivative · entry 2 Melder Andreas · CIK 0001895632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 19,724 shares Expires 2031-12-22 F2 · derivative.exercise_date: One-third of the shares subject to the option vests on the first annual anniversary of the grant, and the remaining shares vest quarterly over the subsequent two years. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:45 UTC |
Melder AndreasDirector
|
GrantCommon Stock | 9,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071035 · doc4.xml · nonDerivative · entry 1 Melder Andreas · CIK 0001895632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,862 F1 · shares: Restricted Stock Unit ("RSU") award granted on December 22, 2021. Each RSU represents a contingent right to receive one share of the Registrant's common stock once vested. The entire award vests and becomes non-forfeitable on December 22, 2022, or, if earlier, the next annual meeting of stockholders of the Registrant following December 22, 2021. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:40 UTC |
McWalter IanDirector
|
GrantStock Option (right to buy) · Derivative | 19,724 | $5.07 Strike: $5.07 | $100,000.68 |
DisclosureSEC source: 0001209191-21-071033 · doc4.xml · derivative · entry 2 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 19,724 shares Expires 2031-12-22 F2 · derivative.exercise_date: One-third of the shares subject to the option vests on the first annual anniversary of the grant, and the remaining shares vest quarterly over the subsequent two years. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:40 UTC |
McWalter IanDirector
|
GrantCommon Stock | 9,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071033 · doc4.xml · nonDerivative · entry 1 McWalter Ian · CIK 0001896020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,862 F1 · shares: Restricted Stock Unit ("RSU") award granted on December 22, 2021. Each RSU represents a contingent right to receive one share of the Registrant's common stock once vested. The entire award vests and becomes non-forfeitable on December 22, 2022, or, if earlier, the next annual meeting of stockholders of the Registrant following December 22, 2021. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:36 UTC |
Newell Robert Y IVDirector
|
GrantStock Option (right to buy) · Derivative | 19,724 | $5.07 Strike: $5.07 | $100,000.68 |
DisclosureSEC source: 0001209191-21-071031 · doc4.xml · derivative · entry 2 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 19,724 shares Expires 2031-12-22 F2 · derivative.exercise_date: One-third of the shares subject to the option vests on the first annual anniversary of the grant, and the remaining shares vest quarterly over the subsequent two years. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 15:36 UTC |
Newell Robert Y IVDirector
|
GrantCommon Stock | 9,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071031 · doc4.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,862 F1 · shares: Restricted Stock Unit ("RSU") award granted on December 22, 2021. Each RSU represents a contingent right to receive one share of the Registrant's common stock once vested. The entire award vests and becomes non-forfeitable on December 22, 2022, or, if earlier, the next annual meeting of stockholders of the Registrant following December 22, 2021. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:34 UTC |
Lynch BradChief Operating Officer
|
GrantExchangeable Shares of 2864555 Ontario Inc. · Derivative | 24,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-070853 · doc4.xml · derivative · entry 4 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,904 Underlying: Common Stock · 24,904 shares Expires 2031-12-17 F4 · derivative.exercise_price: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F5 · kind: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 3,518 Exchangeable Shares of 2864555 Ontario Inc., subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F4 · derivative.exercise_date: Exchangeable Shares are immediately exchangeable for shares of Common Stock on a 1-to-1 ratio. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 00:34 UTC |
Lynch BradChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 65,759 | Not disclosed Strike: $2.59 | Not disclosed |
DisclosureSEC source: 0001209191-21-070853 · doc4.xml · derivative · entry 3 Lynch Brad · CIK 0001896021 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 Underlying: Common Stock · 65,759 shares Expires 2031-12-16 F1 · kind: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F1 · price: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. F3 · derivative.exercise_date: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.