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Nasdaq · USD

PRSO

Peraso Inc.

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8062
SEC CIK
0000890394
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152

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2026 Filed Feb 10, 2026 21:51 UTC
SULLIVAN JAMESChief Financial Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-26-014356 · ownership.xml · derivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2036-02-09

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 09, 2026 Filed Feb 10, 2026 21:51 UTC
Glibbery RonaldDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-26-014353 · ownership.xml · derivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2036-02-09

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 09, 2026 Filed Feb 10, 2026 21:51 UTC
Lynch BradChief Operating Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-26-014352 · ownership.xml · derivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2036-02-09

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 09, 2026 Filed Feb 10, 2026 21:51 UTC
Tomkins AlexChief Technology Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-26-014350 · ownership.xml · derivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2036-02-09

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 9, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:00 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-002988 · ownership.xml · nonDerivative · entry 1

Newell Robert Y IV · CIK 0001347183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,947

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 7, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 7, 2026.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:00 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-002987 · ownership.xml · nonDerivative · entry 1

Lewis Daniel Lee · CIK 0001718088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,292

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 7, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 7, 2026.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:00 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-002985 · ownership.xml · nonDerivative · entry 1

Melder Andreas · CIK 0001895632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,851

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 7, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 7, 2026.

Read SEC document
January 07, 2026 Filed Jan 29, 2026 21:51 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001213900-26-009585 · ownership.xml · derivative · entry 2

Links Cornelis · CIK 0002107997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-01-07

F2 · derivative.exercise_date: One-third of the shares subject to the option vests on the first annual anniversary of the grant, and the remaining shares vest quarterly over the subsequent two years.

Read SEC document
January 07, 2026 Filed Jan 29, 2026 21:51 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-009585 · ownership.xml · nonDerivative · entry 1

Links Cornelis · CIK 0002107997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,025

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 7, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 7, 2026.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:27 UTC
Tomkins AlexChief Technology Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-25-074530 · ownership.xml · derivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-07

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:24 UTC
Lynch BradChief Operating Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-25-074526 · ownership.xml · derivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-07

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:23 UTC
Glibbery RonaldDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-25-074524 · ownership.xml · derivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-07

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
August 07, 2025 Filed Aug 12, 2025 00:26 UTC
SULLIVAN JAMESChief Financial Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-25-074528 · ownership.xml · derivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-07

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
April 15, 2025 Filed Apr 25, 2025 17:19 UTC
LUNSFORD MARKChief Revenue Officer
Tax withholdingCommon Stock 197 $1.56 $307.32
Disclosure

SEC source: 0001213900-25-035396 · ownership.xml · nonDerivative · entry 1

LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,979

F1 · shares: Represents the number of shares of the Company's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units ("RSUs") that vested on April 15, 2025 based on the closing price of the Company's common stock as reported on the Nasdaq Capital Market on April 15, 2025 of $0.65.

F2 · balance_after: Includes unvested RSUs. Each RSU represents a contingent right to receive one share of the Company's common stock once vested.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:27 UTC
Lynch BradChief Operating Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001213900-25-013703 · ownership.xml · derivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:27 UTC
Tomkins AlexChief Technology Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001213900-25-013702 · ownership.xml · derivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:27 UTC
SULLIVAN JAMESChief Financial Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001213900-25-013701 · ownership.xml · derivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:26 UTC
Glibbery RonaldDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001213900-25-013700 · ownership.xml · derivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:26 UTC
LUNSFORD MARKChief Revenue Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001213900-25-013699 · ownership.xml · derivative · entry 1

LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following February 11, 2025.

Read SEC document
January 17, 2025 Filed Jan 24, 2025 01:38 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-006141 · ownership.xml · nonDerivative · entry 1

Newell Robert Y IV · CIK 0001347183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,947

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 17, 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 17, 2026, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 24, 2025 01:37 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-006140 · ownership.xml · nonDerivative · entry 1

Lewis Daniel Lee · CIK 0001718088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,292

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 17, 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 17, 2026, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 24, 2025 01:36 UTC
McWalter IanDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-006138 · ownership.xml · nonDerivative · entry 1

McWalter Ian · CIK 0001896020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,746

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 17, 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 17, 2026, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 24, 2025 01:35 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-006137 · ownership.xml · nonDerivative · entry 1

Melder Andreas · CIK 0001895632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851

F1 · shares: Restricted Stock Unit ("RSU") award granted on January 17, 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 17, 2026, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 17, 2025.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 02:22 UTC
Tomkins AlexChief Technology Officer
Tax withholdingCommon Stock 168 $1.10 $184.80
Disclosure

SEC source: 0001213900-24-110710 · ownership.xml · nonDerivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,083

F1 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units that vested on December 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on December 17, 2024 of $1.10.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 02:19 UTC
Lynch BradChief Operating Officer
Tax withholdingCommon Stock 168 $1.10 $184.80
Disclosure

SEC source: 0001213900-24-110708 · ownership.xml · nonDerivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,573

F1 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units that vested on December 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on December 17, 2024 of $1.10.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 02:14 UTC
SULLIVAN JAMESChief Financial Officer
Tax withholdingCommon Stock 149 $1.10 $163.90
Disclosure

SEC source: 0001213900-24-110706 · ownership.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,893

F1 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units that vested on December 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on December 17, 2024 of $1.10.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 02:11 UTC
Glibbery RonaldDirector · Chief Executive Officer
Tax withholdingCommon Stock 447 $1.10 $491.70
Disclosure

SEC source: 0001213900-24-110704 · ownership.xml · nonDerivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,482

F1 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of restricted stock units that vested on December 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on December 17, 2024 of $1.10.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 22:07 UTC
LUNSFORD MARKChief Revenue Officer
Tax withholdingCommon Stock 171 $1.56 $266.76
Disclosure

SEC source: 0001213900-24-088597 · ownership.xml · nonDerivative · entry 1

LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,176

F1 · shares: Represents the number of shares of the Company's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on October 15, 2024.

F2 · balance_after: Includes unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock once vested.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:00 UTC
Glibbery RonaldDirector · Chief Executive Officer
Tax withholdingCommon Stock 446 $1.51 $673.46
Disclosure

SEC source: 0001213900-24-054398 · ownership.xml · nonDerivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,929

F1 · security: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:00 UTC
Lynch BradChief Operating Officer
Tax withholdingCommon Stock 168 $1.51 $253.68
Disclosure

SEC source: 0001213900-24-054397 · ownership.xml · nonDerivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741

F1 · security: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:00 UTC
SULLIVAN JAMESChief Financial Officer
Tax withholdingCommon Stock 171 $1.51 $258.21
Disclosure

SEC source: 0001213900-24-054396 · ownership.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

F1 · security: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:05 UTC
Tomkins AlexChief Technology Officer
Tax withholdingCommon Stock 168 $1.51 $253.68
Disclosure

SEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 3

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,251

F1 · security: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.

Read SEC document
June 14, 2024 Filed Jun 21, 2024 00:28 UTC Amendment
Tomkins AlexChief Technology Officer
OtherCommon Stock 3,500 $1.53 $5,355.00
Disclosure

SEC source: 0001213900-24-054407 · ownership.xml · nonDerivative · entry 2

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,419

F1 · kind: This Form 4 is being amended solely to report the correct transaction code, "L", in Column 3 of Table I. The original Form 4, filed on June 20, 2024, inadvertently reported the transaction codes as "P" due to an administrative error.

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June 14, 2024 Filed Jun 21, 2024 00:28 UTC Amendment
Tomkins AlexChief Technology Officer
OtherCommon Stock 1,300 $1.52 $1,976.00
Disclosure

SEC source: 0001213900-24-054407 · ownership.xml · nonDerivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,919

F1 · kind: This Form 4 is being amended solely to report the correct transaction code, "L", in Column 3 of Table I. The original Form 4, filed on June 20, 2024, inadvertently reported the transaction codes as "P" due to an administrative error.

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June 14, 2024 Filed Jun 20, 2024 20:05 UTC
Tomkins AlexChief Technology Officer
PurchaseCommon Stock 3,500 $1.53 $5,355.00
Disclosure

SEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 2

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,419

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June 14, 2024 Filed Jun 20, 2024 20:05 UTC
Tomkins AlexChief Technology Officer
PurchaseCommon Stock 1,300 $1.52 $1,976.00
Disclosure

SEC source: 0001213900-24-054278 · ownership.xml · nonDerivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,919

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June 11, 2024 Filed Jun 13, 2024 12:05 UTC
McWalter IanDirector
PurchaseCommon Stock 100,000 $1.27 $127,000.00
Disclosure

SEC source: 0001213900-24-052243 · ownership.xml · nonDerivative · entry 1

McWalter Ian · CIK 0001896020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,246

F1 · shares: On June 11, 2024, the reporting person entered into a common stock purchase agreement with the Issuer and purchased 100,000 shares of the Issuer's common stock, par value $0.001 per share, at the closing market price reported on the Nasdaq Capital Market on June 11, 2024 of $1.27 per share.

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April 15, 2024 Filed Apr 17, 2024 21:07 UTC
LUNSFORD MARKChief Revenue Officer
Tax withholdingCommon Stock 197 $1.27 $250.19
Disclosure

SEC source: 0001213900-24-033860 · ownership.xml · nonDerivative · entry 1

LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,347

F1 · security: On October 24, 2022, the reporting person was granted 2,875 restricted stock units ("RSUs"), which reflects the impact of a 1-for-40 reverse stock split of the Company's common stock effected on January 2, 2024. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vested as to one-third of the shares on October 13, 2023 and the remaining two-thirds of the shares underlying the RSUs vest in semi-annual increments over 24 months on each semi-annual anniversary of October 15, 2023.

F2 · shares: Represents the number of shares of the Company's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on April 15, 2024.

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February 27, 2024 Filed Feb 29, 2024 21:30 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-018522 · ownership.xml · nonDerivative · entry 1

Melder Andreas · CIK 0001895632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351

F1 · shares: Restricted Stock Unit ("RSU") award granted on February 27, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 27, 2025, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 27, 2024.

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February 27, 2024 Filed Feb 29, 2024 21:30 UTC
McWalter IanDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-018521 · ownership.xml · nonDerivative · entry 1

McWalter Ian · CIK 0001896020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

F1 · shares: Restricted Stock Unit ("RSU") award granted on February 27, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 27, 2025, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 27, 2024.

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February 27, 2024 Filed Feb 29, 2024 21:30 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-018519 · ownership.xml · nonDerivative · entry 1

Newell Robert Y IV · CIK 0001347183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,447

F1 · shares: Restricted Stock Unit ("RSU") award granted on February 27, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 27, 2025, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 27, 2024.

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February 27, 2024 Filed Feb 29, 2024 21:30 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-018517 · ownership.xml · nonDerivative · entry 1

Lewis Daniel Lee · CIK 0001718088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,792

F1 · shares: Restricted Stock Unit ("RSU") award granted on February 27, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on February 27, 2025, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following February 27, 2024.

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December 15, 2023 Filed Dec 19, 2023 21:15 UTC
SULLIVAN JAMESChief Financial Officer
Tax withholdingCommon Stock 5,764 $0.22 $1,250.79
Disclosure

SEC source: 0001213900-23-096943 · ownership.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,457

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 15, 2023.

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December 15, 2023 Filed Dec 19, 2023 21:15 UTC
Glibbery RonaldDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,844 $0.22 $3,872.15
Disclosure

SEC source: 0001213900-23-096942 · ownership.xml · nonDerivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,935

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 15, 2023.

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December 15, 2023 Filed Dec 19, 2023 21:15 UTC
Lynch BradChief Operating Officer
Tax withholdingCommon Stock 6,692 $0.22 $1,452.16
Disclosure

SEC source: 0001213900-23-096940 · ownership.xml · nonDerivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,310

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 15, 2023.

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December 15, 2023 Filed Dec 19, 2023 21:15 UTC
Tomkins AlexChief Technology Officer
Tax withholdingCommon Stock 6,692 $0.22 $1,452.16
Disclosure

SEC source: 0001213900-23-096939 · ownership.xml · nonDerivative · entry 1

Tomkins Alex · CIK 0001895990 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,709

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on December 15, 2023.

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October 13, 2023 Filed Oct 17, 2023 20:01 UTC
LUNSFORD MARKChief Revenue Officer
Tax withholdingCommon Stock 13,256 $0.18 $2,321.13
Disclosure

SEC source: 0001013762-23-004431 · ownership.xml · nonDerivative · entry 1

LUNSFORD MARK · CIK 0001184849 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,744

F1 · security: Restricted Stock Unit ("RSU") award granted on October 24, 2022. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The RSUs vest as to one-third of the shares on October 15, 2023 and the remaining two-thirds of the shares underlying the RSUs will vest in semi-annual increments over 24 months from the one-year anniversary of October 15, 2023.

F2 · shares: Represents the number of shares of the Company's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on October 13, 2023.

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June 16, 2023 Filed Jun 21, 2023 01:05 UTC
SULLIVAN JAMESChief Financial Officer
Tax withholdingCommon Stock 6,797 $0.67 $4,538.36
Disclosure

SEC source: 0001213900-23-050210 · ownership.xml · nonDerivative · entry 1

SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,221

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 16, 2023.

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June 16, 2023 Filed Jun 21, 2023 01:04 UTC
Glibbery RonaldDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,844 $0.67 $11,914.44
Disclosure

SEC source: 0001213900-23-050209 · ownership.xml · nonDerivative · entry 1

Glibbery Ronald · CIK 0001896022 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,779

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 16, 2023.

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June 16, 2023 Filed Jun 21, 2023 01:03 UTC
Lynch BradChief Operating Officer
Tax withholdingCommon Stock 6,692 $0.67 $4,468.25
Disclosure

SEC source: 0001213900-23-050207 · ownership.xml · nonDerivative · entry 1

Lynch Brad · CIK 0001896021 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,002

F1 · security: Includes restricted stock units ("RSUs"), which vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · shares: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 16, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.