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Nasdaq · USD

PRPO

Precipio, Inc.

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Tapewire entity
7207
SEC CIK
0001043961
Parsed reports
258

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202610
May 202604
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2019 Filed Dec 5, 2019 22:23 UTC
Sabet Ahmed ZakiChief Operations Officer
PurchaseCommon Stock 127 $2.11 $267.55
Disclosure

SEC source: 0001104659-19-070252 · tm1924505d3_4.xml · nonDerivative · entry 1

Sabet Ahmed Zaki · CIK 0001795929 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.926

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:32 UTC
DANIELI ILANDirector · Chief Executive Officer
PurchaseCommon Stock 965 $2.58 $2,489.70
Disclosure

SEC source: 0001144204-19-043585 · tv528960_4.xml · nonDerivative · entry 1

DANIELI ILAN · CIK 0001433130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,865

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:09 UTC
DANIELI ILANDirector · Chief Executive Officer
PurchaseCommon Stock 586 $4.22 $2,474.68
Disclosure

SEC source: 0001144204-19-030453 · tv523330_4.xml · nonDerivative · entry 1

DANIELI ILAN · CIK 0001433130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Read SEC document
May 14, 2019 Filed May 21, 2019 00:25 UTC GrantWarrant to Purchase Common Stock · Derivative 30,869 $9.56 Strike: $9.56 $295,107.64
Disclosure

SEC source: 0001144204-19-027392 · tv522080_4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,869

Underlying: Common Stock · 30,869 shares

Expires 2029-05-14

F3 · derivative.exercise_date: In connection a Common Stock Purchase Warrant Agreement dated May 14, 2019, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $.9.56

Read SEC document
May 14, 2019 Filed May 21, 2019 00:25 UTC Grant8% Convertible Promissory Note · Derivative Not disclosed $7.12 Strike: $7.12 $219,780.22
Disclosure

SEC source: 0001144204-19-027392 · tv522080_4.xml · derivative · entry 1

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,869

Underlying: Common Stock · 30,869 shares

Expires not disclosed

F1 · derivative.exercise_date: In connection with a 8% Senior Secured Convertible Promissory Note dated May 14, 2019, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes.

F2 · derivative.expiration_date: N/A

Read SEC document
April 17, 2019 Filed Apr 22, 2019 20:00 UTC GrantStock Option (Right to Buy) · Derivative 21,163 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001144204-19-020552 · tv519332_4.xml · derivative · entry 2

LAPORTE KATHLEEN · CIK 0001196201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,163

Underlying: Common Stock · 21,123 shares

Expires 2028-08-06

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 26 equal monthly installments

Read SEC document
April 17, 2019 Filed Apr 22, 2019 20:00 UTC GrantStock Option (Right to Buy) · Derivative 8,465 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001144204-19-020552 · tv519332_4.xml · derivative · entry 1

LAPORTE KATHLEEN · CIK 0001196201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465

Underlying: Common Stock · 8,465 shares

Expires 2028-08-06

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 4 equal monthly installments.

Read SEC document
April 16, 2019 Filed Apr 19, 2019 00:37 UTC GrantWarrant to Purchase Common Stock · Derivative 245,785 $0.36 Strike: $0.36 $88,482.60
Disclosure

SEC source: 0001144204-19-020333 · tv519219_4.xml · derivative · entry 3

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,785

Underlying: Common Stock · 245,785 shares

Expires 2024-04-16

F3 · derivative.exercise_date: In connection a Common Stock Purchase Warrant Agreement dated April 16, 2019, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $0.36.

Read SEC document
April 16, 2019 Filed Apr 19, 2019 00:37 UTC Grant8% Convertible Promissory Note · Derivative Not disclosed $0.45 Strike: $0.45 $109,890.00
Disclosure

SEC source: 0001144204-19-020333 · tv519219_4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,785

Underlying: Common Stock · 245,785 shares

Expires not disclosed

F1 · derivative.exercise_date: In connection with a 8% Senior Secured Convertible Promissory Note dated April 16, 2019, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes.

F2 · derivative.expiration_date: N/A

Read SEC document
April 16, 2019 Filed Apr 19, 2019 21:31 UTC Amendment GrantWarrant · Derivative 245,785 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001144204-19-020429 · tv519322_4a.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,785

Underlying: Common Stock · 245,785 shares

Expires 2024-10-16

F1 · kind: On April 16, 2019, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $108,890. The Note is immediately exercisable at an exercise price of $0.4471 per Share and expires on the earlier of April 16, 2020 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

F1 · price: On April 16, 2019, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $108,890. The Note is immediately exercisable at an exercise price of $0.4471 per Share and expires on the earlier of April 16, 2020 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

Read SEC document
April 16, 2019 Filed Apr 19, 2019 21:31 UTC Amendment Grant8% Convertible Promissory Note · Derivative Not disclosed $109,890.00 Strike: $0.45 $109,890.00
Disclosure

SEC source: 0001144204-19-020429 · tv519322_4a.xml · derivative · entry 1

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,785

Underlying: Common Stock · 245,785 shares

Expires not disclosed

F1 · kind: On April 16, 2019, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $108,890. The Note is immediately exercisable at an exercise price of $0.4471 per Share and expires on the earlier of April 16, 2020 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

F1 · derivative.expiration_date: On April 16, 2019, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $108,890. The Note is immediately exercisable at an exercise price of $0.4471 per Share and expires on the earlier of April 16, 2020 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015162 · tv516768_4.xml · derivative · entry 1

LAPORTE KATHLEEN · CIK 0001196201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015166 · tv516773_4.xml · derivative · entry 1

Cossman Jeffrey · CIK 0001710127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 21, 2019 01:34 UTC GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015217 · tv516769_4.xml · derivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:31 UTC Amendment
Iberger CarlChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015184 · tv516818_4a.xml · derivative · entry 1

Iberger Carl · CIK 0001708658 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as an executive officer of the Issuer

F1 · derivative.exercise_date: The options shall vest so that 25% of the options shall vest on the first anniversary of the grant and thereafter the reminder shall vest by 36 equal monthly installments (total of 4 years)

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:30 UTC Amendment
DANIELI ILANDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015183 · tv516817_4a.xml · derivative · entry 1

DANIELI ILAN · CIK 0001433130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director and executive officer of the Issuer

F1 · derivative.exercise_date: The options shall vest so that 25% of the options shall vest on the first anniversary of the grant and thereafter the reminder shall vest by 36 equal monthly installments (total of 4 years)

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC
Iberger CarlChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015167 · tv516774_4.xml · derivative · entry 1

Iberger Carl · CIK 0001708658 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as an executive officer of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC
Rimer MarkDirector
GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015165 · tv516772_4.xml · derivative · entry 1

Rimer Mark · CIK 0001709016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC
DANIELI ILANDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015163 · tv516770_4.xml · derivative · entry 1

DANIELI ILAN · CIK 0001433130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director and executive officer of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015164 · tv516771_4.xml · derivative · entry 1

Fisher Douglas · CIK 0001572355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001144204-19-015161 · tv516767_4.xml · derivative · entry 1

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F2 · price: Issued pursuant to the Company Equity Incentive Plan in consideration for the Reporting Person's service as a director of the Issuer

F1 · derivative.exercise_date: The options shall vest in twelve equal monthly installments beginning on the one month anniversary of the date of the issuance

Read SEC document
December 31, 2018 Filed Apr 19, 2019 00:37 UTC GrantWarrant to Purchase Common Stock · Derivative 219,781 $0.36 Strike: $0.36 $79,121.16
Disclosure

SEC source: 0001144204-19-020332 · tv519218_4.xml · derivative · entry 3

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,781

Underlying: Common Stock · 219,781 shares

Expires 2023-12-31

F3 · derivative.exercise_date: In connection a Common Stock Purchase Warrant Agreement dated December 31, 2018, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $0.36.

Read SEC document
December 31, 2018 Filed Apr 19, 2019 00:37 UTC Grant8% Convertible Promissory Note · Derivative Not disclosed $0.25 Strike: $0.25 $54,945.05
Disclosure

SEC source: 0001144204-19-020332 · tv519218_4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,781

Underlying: Common Stock · 219,781 shares

Expires not disclosed

F1 · derivative.exercise_date: In connection with a 8% Senior Secured Convertible Promissory Note dated December 31, 2018, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes.

F2 · derivative.expiration_date: N/A

Read SEC document
November 29, 2018 Filed Dec 14, 2018 21:11 UTC
Cohen David SethDirector · 10% owner
GrantWarrant to Purchase Common Stock · Derivative 189,466 $0.36 Strike: $0.36 $68,207.76
Disclosure

SEC source: 0000899243-18-031063 · doc4.xml · derivative · entry 3

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,466

Underlying: Common Stock · 189,466 shares

Expires 2023-11-29

F3 · derivative.exercise_date: In connection a Common Stock Purchase Warrant Agreement dated November 29, 2018, the reporting person is may purchase one share of the issuer's common stock per one dollar invested at a price per share of $0.36.

Read SEC document
November 29, 2018 Filed Dec 14, 2018 21:11 UTC
Cohen David SethDirector · 10% owner
Grant8% Convertible Promissory Note · Derivative Not disclosed $0.24 Strike: $0.24 $54,945.05
Disclosure

SEC source: 0000899243-18-031063 · doc4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,937

Underlying: Common Stock · 228,937 shares

Expires not disclosed

F1 · derivative.exercise_date: In connection with a 8% Senior Secured Convertible Promissory Note dated November 29, 2018, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant on the maturity date of such notes.

F2 · derivative.expiration_date: N/A

Read SEC document
November 29, 2018 Filed Apr 19, 2019 00:36 UTC Amendment
Cohen David SethDirector · 10% owner
GrantWarrant to Purchase Common Stock · Derivative 189,466 $0.36 Strike: $0.36 $68,207.76
Disclosure

SEC source: 0001144204-19-020331 · tv519217_4a.xml · derivative · entry 3

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,466

Underlying: Common Stock · 189,466 shares

Expires 2023-11-29

F3 · derivative.exercise_date: In connection a Common Stock Purchase Warrant Agreement dated November 29, 2018, the reporting person may purchase one share of the issuer's common stock per warrant at a price per share of $0.36.

Read SEC document
November 29, 2018 Filed Apr 19, 2019 00:36 UTC Amendment
Cohen David SethDirector · 10% owner
Grant8% Convertible Promissory Note · Derivative Not disclosed $0.29 Strike: $0.29 $54,945.05
Disclosure

SEC source: 0001144204-19-020331 · tv519217_4a.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,466

Underlying: Common Stock · 189,466 shares

Expires not disclosed

F1 · derivative.exercise_date: In connection with a 8% Senior Secured Convertible Promissory Note dated November 29, 2018, the holders of a majority of the aggregate principal amount of the convertible promissory notes that were issued by the registrant in the offering of which the note purchased by the reporting person is a part have the right to elect to convert the entire unpaid principal amount (and accrued interest) of such notes into the common stock of the registrant from the time of issuance up to the maturity date of such notes.

F2 · derivative.expiration_date: N/A

Read SEC document
November 29, 2018 Filed Apr 19, 2019 21:28 UTC Amendment GrantWarrant · Derivative 189,466 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001144204-19-020426 · tv519323_4a.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,466

Underlying: Common Stock · 189,466 shares

Expires 2024-05-29

F1 · kind: On November 28, 2018, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $54,945.05. The Note is immediately exercisable at an exercise price of $0.29 per Share and expires on the earlier of November 28, 2019 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

F1 · price: On November 28, 2018, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $54,945.05. The Note is immediately exercisable at an exercise price of $0.29 per Share and expires on the earlier of November 28, 2019 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

Read SEC document
November 29, 2018 Filed Apr 19, 2019 21:28 UTC Amendment Grant8% Convertible Promissory Note · Derivative Not disclosed $54,945.05 Strike: $0.29 $54,945.05
Disclosure

SEC source: 0001144204-19-020426 · tv519323_4a.xml · derivative · entry 1

Cohen David Seth · CIK 0001711622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,466

Underlying: Common Stock · 189,466 shares

Expires not disclosed

F1 · kind: On November 28, 2018, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $54,945.05. The Note is immediately exercisable at an exercise price of $0.29 per Share and expires on the earlier of November 28, 2019 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

F1 · derivative.expiration_date: On November 28, 2018, and pursuant to a private offering of derivative securities of Precipio, Inc. (the "Company"), the Company entered into a securities purchase agreement (the "Agreement") with Mr. Cohen, pursuant to which the Company sold an 8% convertible promissory note (the "Note") and warrants (the "Warrants") to purchase shares of common stock, par value $0.01, of the Company ("Shares") to Mr. Cohen for an aggregate purchase price of $54,945.05. The Note is immediately exercisable at an exercise price of $0.29 per Share and expires on the earlier of November 28, 2019 and the closing of a certain contemplated offering of the Company's securities. The Warrants have an exercise price of $0.36 per Share and the number of Shares underlying the Warrants is equal to the amount of Shares which the Note is convertible into.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 17:48 UTC
KIRK RANDAL J10% owner
SaleCommon Stock 500 $0.41 $205.00
Disclosure

SEC source: 0001567619-18-001956 · doc1.xml · nonDerivative · entry 4

KIRK RANDAL J · CIK 0001091823 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2014

Disclosed balance after: 27,151

F1 · shares: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F1 · price: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F2 · ownership.nature: Randal J. Kirk controls each of Senior Staff 2008, Staff 2010, Incentive 2010 and Staff 2014. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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August 28, 2018 Filed Aug 30, 2018 17:48 UTC
KIRK RANDAL J10% owner
SaleCommon Stock 4,920 $0.41 $2,017.20
Disclosure

SEC source: 0001567619-18-001956 · doc1.xml · nonDerivative · entry 3

KIRK RANDAL J · CIK 0001091823 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Incentive 2010

Disclosed balance after: 266,904

F1 · shares: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F1 · price: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F2 · ownership.nature: Randal J. Kirk controls each of Senior Staff 2008, Staff 2010, Incentive 2010 and Staff 2014. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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August 28, 2018 Filed Aug 30, 2018 17:48 UTC
KIRK RANDAL J10% owner
SaleCommon Stock 9,340 $0.41 $3,829.40
Disclosure

SEC source: 0001567619-18-001956 · doc1.xml · nonDerivative · entry 2

KIRK RANDAL J · CIK 0001091823 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2010

Disclosed balance after: 506,657

F1 · shares: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F1 · price: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F2 · ownership.nature: Randal J. Kirk controls each of Senior Staff 2008, Staff 2010, Incentive 2010 and Staff 2014. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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August 28, 2018 Filed Aug 30, 2018 17:48 UTC
KIRK RANDAL J10% owner
SaleCommon Stock 9,840 $0.41 $4,034.40
Disclosure

SEC source: 0001567619-18-001956 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Senior Staff 2008

Disclosed balance after: 533,809

F1 · shares: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F1 · price: Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010") and Third Security Staff 2014 LLC ("Staff 2014") sold shares on a pro rata basis.

F2 · ownership.nature: Randal J. Kirk controls each of Senior Staff 2008, Staff 2010, Incentive 2010 and Staff 2014. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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August 07, 2018 Filed Aug 13, 2018 22:41 UTC GrantStock Option (Right to Buy) · Derivative 56,400 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0000899243-18-022168 · doc4.xml · derivative · entry 2

LAPORTE KATHLEEN · CIK 0001196201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,400

Underlying: Common Stock · 56,400 shares

Expires 2028-08-06

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

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August 07, 2018 Filed Aug 13, 2018 22:41 UTC GrantStock Option (Right to Buy) · Derivative 22,560 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0000899243-18-022168 · doc4.xml · derivative · entry 1

LAPORTE KATHLEEN · CIK 0001196201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

Underlying: Common Stock · 22,560 shares

Expires 2028-08-06

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

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February 16, 2018 Filed Feb 21, 2018 21:45 UTC GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004800 · doc4.xml · derivative · entry 2

Luther Michael A · CIK 0001590078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:45 UTC GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004800 · doc4.xml · derivative · entry 1

Luther Michael A · CIK 0001590078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:45 UTC GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004801 · doc4.xml · derivative · entry 2

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:45 UTC GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004801 · doc4.xml · derivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

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February 16, 2018 Filed Feb 21, 2018 21:43 UTC
DANIELI ILANDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004797 · doc4.xml · derivative · entry 1

DANIELI ILAN · CIK 0001433130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: 25% shall vest on the first anniversary of the date of grant and the remainder shall vest in 36 equal monthly installments following the first anniversary of the date of grant.

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February 16, 2018 Filed Feb 21, 2018 21:43 UTC GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004798 · doc4.xml · derivative · entry 2

Cossman Jeffrey · CIK 0001710127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:43 UTC GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004798 · doc4.xml · derivative · entry 1

Cossman Jeffrey · CIK 0001710127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:42 UTC
Rimer MarkDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004796 · doc4.xml · derivative · entry 2

Rimer Mark · CIK 0001709016 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:42 UTC
Rimer MarkDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004796 · doc4.xml · derivative · entry 1

Rimer Mark · CIK 0001709016 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:40 UTC
Cohen David SethDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004792 · doc4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:40 UTC
Cohen David SethDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004792 · doc4.xml · derivative · entry 1

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:40 UTC GrantStock Option (Right to Buy) · Derivative 77,563 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004794 · doc4.xml · derivative · entry 2

Fisher Douglas · CIK 0001572355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,563

Underlying: Common Stock · 77,563 shares

Expires 2028-02-16

F2 · derivative.exercise_date: This option shall vest as follows: shall vest in 36 equal monthly installments.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:40 UTC GrantStock Option (Right to Buy) · Derivative 31,025 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0000899243-18-004794 · doc4.xml · derivative · entry 1

Fisher Douglas · CIK 0001572355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

Underlying: Common Stock · 31,025 shares

Expires 2028-02-16

F1 · derivative.exercise_date: This option shall vest as follows: shall vest in 12 equal monthly installments.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:45 UTC
Cohen David SethDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0000899243-17-026050 · doc4.xml · derivative · entry 2

Cohen David Seth · CIK 0001711622 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-11-08

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments.

Read SEC document
October 10, 2017 Filed Oct 13, 2017 20:31 UTC
Rimer MarkDirector · 10% owner
OtherWarrant to Purchase Common Stock · Derivative 91,420 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000899243-17-024161 · doc4.xml · derivative · entry 3

Rimer Mark · CIK 0001709016 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Kuzven Precipio Investor LLC

Disclosed balance after: 0

Underlying: Common Stock · 91,420 shares

Expires 2022-06-29

F1 · derivative.exercise_price: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · date: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · kind: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · timeliness: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · shares: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F2 · shares: The Warrant to Purchase Common Stock is exercisable as to 22,857 shares of Common Stock of the Issuer upon grant and as to 68,572 shares of Common Stock of the Issuer upon Kuzven's performance of certain obligations as set forth in the Warrant to Purchase Common Stock.

F2 · derivative.exercise_date: The Warrant to Purchase Common Stock is exercisable as to 22,857 shares of Common Stock of the Issuer upon grant and as to 68,572 shares of Common Stock of the Issuer upon Kuzven's performance of certain obligations as set forth in the Warrant to Purchase Common Stock.

F2 · derivative.underlying_shares: The Warrant to Purchase Common Stock is exercisable as to 22,857 shares of Common Stock of the Issuer upon grant and as to 68,572 shares of Common Stock of the Issuer upon Kuzven's performance of certain obligations as set forth in the Warrant to Purchase Common Stock.

F1 · balance_after: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · ownership.direct: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

F1 · ownership.nature: Effective October 10, 2017, the Reporting Person no longer serves as a managing member of Kuzven Precipio Investor LLC ("Kuzven"), no longer has any voting or dispositive power over any securities held by Kuzven, and no longer beneficially owns any securities held by Kuzven. This report is filed solely to reflect this change in beneficial ownership. No transaction is being reported at this time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.