PROP

SEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,668,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 4

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 3.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 11,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).

F3 · ownership.nature: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.

SEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 3

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 357,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0000939798-22-000003 · primary_doc.xml · derivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 831,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0000939798-22-000004 · primary_doc.xml · derivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 831,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0001683168-22-000176 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,157,721

F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, and (v) 500,000 shares of common stock owned by Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

F1 · ownership.nature: These shares are held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, Bristol Capital, LLC, a Delaware LLC, and Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, and (v) 500,000 shares of common stock owned by Paul L. Kessler and Diana Derycz-Kessler Foundation. Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

SEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 3

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,048

Underlying: Common Stock · 357,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625,000

Underlying: Common Stock · 2,625,000 shares

Expires not disclosed

F2 · price: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00.

F2 · derivative.exercise_date: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00.

F2 · derivative.expiration_date: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00.

SEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 1

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,798

Underlying: Common Stock · 357,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0000939798-21-000002 · primary_doc.xml · derivative · entry 1

Bowman Heidi Christine · CIK 0001853818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect ($0.25). The shares of Series A Preferred Stock do not expire.

F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect ($0.25). The shares of Series A Preferred Stock do not expire.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect ($0.25). The shares of Series A Preferred Stock do not expire.

SEC source: 0000939798-21-000001 · primary_doc.xml · derivative · entry 1

KAUFMAN SCOTT D · CIK 0001312498 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,549

Underlying: Common Stock · 249,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire.

F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire.

SEC source: 0001493152-21-007115 · ownership.xml · derivative · entry 1

KAUFMAN SCOTT D · CIK 0001312498 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 332,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

SEC source: 0001493152-21-007114 · ownership.xml · derivative · entry 1

Bowman Heidi Christine · CIK 0001853818 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 160,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire.

SEC source: 0001683168-21-000024 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,657,721

F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

SEC source: 0001683168-21-000022 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,657,721

F2 · balance_after: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 2,589,986 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

SEC source: 0001493152-23-015707 · ownership.xml · derivative · entry 5

Breen Michael Martin · CIK 0001863633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 37,500 shares

Expires 2025-08-02

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 8

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires 2025-08-02

SEC source: 0001683168-20-000957 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,643,510

F2 · balance_after: The total includes: (i) 2,575,775 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 2,575,775 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

SEC source: 0001683168-20-000667 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,622,903

F2 · balance_after: The total includes: (i) 2,555,168 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 2,555,168 shares owned by BIF, (ii) 24,450 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 3,935 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 39,350 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned. These share numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020.

SEC source: 0001683168-20-000008 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,401,354

F2 · balance_after: The total includes: (i) 51,046,654 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 51,046,654 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

SEC source: 0001683168-19-003121 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51,990,060

F2 · balance_after: The total includes: (i) 50,635,360 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 50,635,360 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-23-015707 · ownership.xml · derivative · entry 4

Breen Michael Martin · CIK 0001863633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2024-09-12

SEC source: 0001683168-19-002818 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,964,372

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware LLC, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

F2 · ownership.nature: The total includes: (i) 46,609,672 shares owned by BIF, (ii) 489,000 shares owned by Bristol Capital, LLC ("BC"), a Delaware LLC of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Advisors Pension and Profit Sharing, of which Mr. Kessler has voting and dispositive power over the shares beneficially owned.

SEC source: 0001683168-19-002395 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,868,422

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 49,513,722 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001683168-19-002096 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,768,422

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 49,413,722 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 7

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-01-22

SEC source: 0001683168-19-000020 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,736,606

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 49,381,906 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001683168-19-000009 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,680,606

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 49,325,906 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-23-015707 · ownership.xml · derivative · entry 3

Breen Michael Martin · CIK 0001863633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-10-15

SEC source: 0001493152-17-008644 · form4.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,158,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 48,803,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-008274 · form4.xml · nonDerivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,058,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 48,703,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-008274 · form4.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,008,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-007619 · form4.xml · nonDerivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,958,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 48,603,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-007619 · form4.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,858,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-004682 · form4.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,808,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 48,453,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-003372 · form4.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,960,036

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 45,605,336 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-001999 · form4.xml · nonDerivative · entry 1

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 44,810,036

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 43,455,336 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-000325 · form4.xml · nonDerivative · entry 1

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,208,536

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 33,853,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include derivative securities held by Mr. Kessler.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 9

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,383,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 8

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,308,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 7

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,233,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 6

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,158,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 5

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,083,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 4

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,008,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 3

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,933,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-17-000091 · form4.xml · derivative · entry 2

KESSLER PAUL · CIK 0001113835 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,858,334

Underlying: Common Stock · 75,000 shares

Expires 2021-12-29

F3 · shares: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F3 · price: Bristol Capital acquired the stock options for services rendered pursuant to a Consulting Services Agreement, dated December 29, 2016 (the "Consulting Agreement"), by and between Bristol Capital and Wizard World, Inc., a Delaware corporation.

F4 · derivative.exercise_date: The stock options shall automatically vest upon a Change in Control as defined in the Consulting Agreement.

F5 · ownership.nature: The stock options are held by Bristol Capital, of which Mr. Kessler is the manager and has dispositive control of the stock options.

SEC source: 0001493152-16-015969 · form4.xml · nonDerivative · entry 1

KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 34,681,646

F1 · kind: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned.

F2 · balance_after: This total includes: (i) 33,326,946 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include: (i) shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, (ii) 16,666,667 shares of common stock issuable upon conversion of convertible debentures issued by Wizard World, Inc. (the "Company") in favor of Bristol Investment in the aggregate amount of $2,500,000, and (iii) 16,666,667 shares issuable upon exercise of a Series A Common Stock Purchase Warrant issued by the Company in favor of Bristol Investment with an exercise price of $0.15 per share.

F1 · ownership.nature: These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned.

SEC source: 0001683168-16-001020 · macaluso_frm4.xml · nonDerivative · entry 1

MACALUSO JOHN MICHAEL · CIK 0001546596 · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

SEC source: 0001493152-16-015670 · form4.xml · derivative · entry 6

KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 33,783,334

Underlying: Common Stock · 16,666,650 shares

Expires 2021-12-01

F7 · security: Pursuant to the Purchase Agreement, Bristol Investment acquired a Series B Common Stock Purchase Warrant.

F8 · kind: On December 2, 2016, Bristol Investment exercised the Series B Common Stock Purchase Warrant for cash.

F1 · price: On December 1, 2016, Wizard World, Inc. (the "Company") and Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment"), which is managed by Bristol Capital Advisors, LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, entered into a Securities Purchase Agreement (the "Purchase Agreement") pursuant to which Bristol Investment purchased certain securities from the Company for $2,500,000. Pursuant to the terms of the Purchase Agreement, the Company issued 500,000 shares of the Company's common stock for legal fees.

F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock.

SEC source: 0001493152-16-015670 · form4.xml · nonDerivative · entry 2

KESSLER PAUL · CIK 0001113835 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 26,191,433

F2 · balance_after: This total includes: (i) 24,836,733 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.

F3 · balance_after: This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock.

F4 · ownership.nature: These securities were acquired by Bristol Investment managed by BCA, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 24,836,733 shares of the Company's common stock.