PROP

SEC source: 0001493152-23-030567 · ownership.xml · nonDerivative · entry 1

Sweeney Daniel T. · CIK 0001985552 · General Counsel & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: Represents restricted stock units ("RSUs") granted under the Amended & Restated Prairie Operating Co. Long-Term Incentive Plan. Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 50,000 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on May 3, 2024. Because these RSUs were granted in contemplation of a future reverse stock split of the Company's Common Stock, they will not be subject to further adjustment upon a reverse stock split.

SEC source: 0001493152-23-015707 · ownership.xml · nonDerivative · entry 2

Breen Michael Martin · CIK 0001863633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,683

SEC source: 0001493152-23-015707 · ownership.xml · nonDerivative · entry 1

Breen Michael Martin · CIK 0001863633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926,112

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 6

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,714

Underlying: Common Stock · 285,714 shares

Expires 2028-08-03

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 5

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,715

Underlying: Common Stock · 285,714 shares

Expires 2024-08-03

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 4

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 285,714 shares

Expires not disclosed

F2 · derivative.expiration_date: The preferred stock has no expiration date.

SEC source: 0001493152-23-015706 · ownership.xml · derivative · entry 3

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,318,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes $312,136 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share.

F2 · derivative.expiration_date: The preferred stock has no expiration date.

SEC source: 0001493152-23-015706 · ownership.xml · nonDerivative · entry 2

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,411,806

SEC source: 0001493152-23-015706 · ownership.xml · nonDerivative · entry 1

MAATTA JOHN D · CIK 0001546597 · Director · CEO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,338,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-015626 · ownership.xml · nonDerivative · entry 1

Kovalik Edward · CIK 0001606277 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,823,838

F1 · price: Received as consideration pursuant to the terms of the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement") by and among Prairie Operating Co., LLC ("Prairie"), Creek Road Miners, Inc. and Creek Road Merger Sub, LLC ("Merger Sub"). Pursuant to the terms of the Merger Agreement, on May 3, 2023, Merger Sub merged with and into Prairie (the "Merger"), with Prairie surviving the Merger as a wholly-owned subsidiary of the Issuer. Subsequent to the Merger, the name of the Issuer was changed from Creek Road Miners, Inc. to Prairie Operating Co.

SEC source: 0001493152-23-015624 · ownership.xml · nonDerivative · entry 1

HANNA GARY C · CIK 0001182295 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,823,838

F1 · price: Received as consideration pursuant to the terms of the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement") by and among Prairie Operating Co., LLC ("Prairie"), Creek Road Miners, Inc. and Creek Road Merger Sub, LLC ("Merger Sub"). Pursuant to the terms of the Merger Agreement, on May 3, 2023, Merger Sub merged with and into Prairie (the "Merger"), with Prairie surviving the Merger as a wholly-owned subsidiary of the Issuer. Subsequent to the Merger, the name of the Issuer was changed from Creek Road Miners, Inc. to Prairie Operating Co.

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 15

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 7,142,857

Underlying: Common Stock · 7,142,857 shares

Expires 2024-05-03

F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 14

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 7,142,857

Underlying: Common Stock · 7,142,857 shares

Expires 2028-05-03

F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F6 · balance_after: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 13

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 3,773

Underlying: Common Stock · 7,142,857 shares

Expires not disclosed

F5 · price: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

F5 · balance_after: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 11

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,714,286 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 10

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 2,523

Underlying: Common Stock · 14,417,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 9

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,714,286 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 8

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Series D Convertible preferred stock · 2,523 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 7

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 9,413,863 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · derivative · entry 6

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 0

Underlying: Common Stock · 9,095,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

F6 · derivative.exercise_date: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

SEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,527,554

SEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 4

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 28,484,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 3

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 19,070,834

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 17,249,405

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-23-003087 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 11,752,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 15

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 7,142,857

Underlying: Common Stock · 7,142,857 shares

Expires 2024-05-03

F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 14

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 7,142,857

Underlying: Common Stock · 7,142,857 shares

Expires 2028-05-03

F5 · shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F5 · derivative.underlying_shares: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F6 · balance_after: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 13

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 3,773

Underlying: Common Stock · 7,142,857 shares

Expires not disclosed

F5 · price: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

F5 · balance_after: The Series D Preferred offering for shares of Series D Preferred Stock featured 100% warrant coverage for each of Series A warrants to purchase shares of Common Stock and Series B warrants to purchase shares of Common Stock.

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 11

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,714,286 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 10

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 2,523

Underlying: Common Stock · 14,417,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 9

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,714,286 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 8

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Series D Convertible preferred stock · 2,523 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 7

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: Not disclosed

Underlying: Common Stock · 9,413,863 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · derivative · entry 6

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 0

Underlying: Common Stock · 9,095,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

F6 · derivative.exercise_date: 124,236 shares of Series A Preferred Stock held by Paul Kessler, includes $349,267 of accrued but unpaid dividends converted into shares of Common Stock at $0.175 per share. The shares of Series A Preferred Stock held by Mr. Kessler were issued to BC upon conversion.

F7 · derivative.expiration_date: Such shares of preferred stock have no expiration date.

SEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,577,554

F8 · shares: The Form 4 filed on May 9, 2023 inadvertently reported the incorrect number of shares of common stock held by Paul Kessler in his individual capacity. The correct number is 92,857 shares of common stock.

SEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 4

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 28,484,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: In Dec 2016, BIF purchased $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In Dec 2019, conversion and exercise price adjusted to $0.125 and Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to third party in Dec 2019 and retained 14,000,000 Warrant shares. Following Split and subsequent repricing, conversion and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and shares underlying Warrant became 10,000,000. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. On May 3, 2023, Debenture was exchanged for (a) amended debenture of $1,000,000, (b) 9,413,863 shares of Common and (c) 2,523 shares of Series D Preferred (stated value of $1,000/sh and convertible into common at $0.175/sh).

SEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 3

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 19,070,834

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BIF

Disclosed balance after: 17,249,405

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-23-004193 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by BC

Disclosed balance after: 11,752,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IRA, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-22-004871 · ownership.xml · derivative · entry 6

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

F6 · shares: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

F6 · price: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

F6 · derivative.exercise_date: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

F6 · derivative.expiration_date: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

F6 · balance_after: The Issuer previously granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. Issuer and Paul Kessler agreed to cancel these options effective July 7, 2022.

SEC source: 0000939798-22-000008 · primary_doc.xml · derivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CO-CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,020

Underlying: Common Stock · 306,342 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

SEC source: 0001683168-22-004871 · ownership.xml · derivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,424,571

Underlying: Common Stock · 6,424,571 shares

Expires not disclosed

F5 · derivative.exercise_price: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · price: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · derivative.expiration_date: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · balance_after: 101,875 shares of Series A Preferred Shares held by BC and 10,555 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in June 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

SEC source: 0001683168-22-003208 · ownership.xml · derivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142,228

Underlying: Common Stock · 6,142,228 shares

Expires not disclosed

F5 · derivative.exercise_price: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · deemedExecutionDate: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · price: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · derivative.expiration_date: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

F5 · balance_after: 101,875 shares of Series A Preferred Shares held by BC and 5,614 shares of Series A Preferred Stock held by Paul Kessler (most recent issuance of 4,941 to Paul Kessler in April 2022 at no cost, for satisfaction of fee). These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175.

SEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 4

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,657,725

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 3

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,668,725

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0001683168-22-002297 · ownership.xml · nonDerivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,675,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

F1 · ownership.nature: Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.

F2 · ownership.nature: The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").

SEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 5

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 3.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 7,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).

F3 · ownership.nature: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.

SEC source: 0000939798-22-000005 · primary_doc.xml · nonDerivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,523

SEC source: 0000939798-22-000005 · primary_doc.xml · nonDerivative · entry 1

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,523

SEC source: 0000939798-22-000006 · primary_doc.xml · derivative · entry 2

KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Underlying: Common Stock · 194,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.