PROP

SEC source: 0001493152-24-024019 · ownership.xml · nonDerivative · entry 1

Sweeney Daniel T. · CIK 0001985552 · General Counsel & Corp. Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,963

F1 · security: Represents restricted stock units ("RSUs") granted under the 2024 Amended & Restated Prairie Operating Co. Long-Term Incentive Plan (the "LTIP"). Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 47,963 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on March 5, 2025.

SEC source: 0001493152-24-024020 · ownership.xml · derivative · entry 5

Thoresen Erik · CIK 0001904957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 7,614 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of Common Stock, and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F6 · derivative.exercise_date: The RSUs vest 100% on June 5, 2025.

F6 · derivative.expiration_date: The RSUs vest 100% on June 5, 2025.

SEC source: 0001493152-24-024020 · ownership.xml · derivative · entry 4

Thoresen Erik · CIK 0001904957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

SEC source: 0001493152-24-024020 · ownership.xml · nonDerivative · entry 2

Thoresen Erik · CIK 0001904957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,684

F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $12.75 to $13.18, inclusive. The reporting person undertakes to provide to Prairie Operating Co. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) and (4) to this Form 4.

SEC source: 0001493152-24-024020 · ownership.xml · nonDerivative · entry 1

Thoresen Erik · CIK 0001904957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 16, 2023, the Issuer affected a reverse stock split at an exchange ratio of 1:28.5714286.

F2 · price: The restricted stock units ("RSUs") were granted on August 25, 2023, vested on May 3, 2024, and were settled on June 12, 2024. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

SEC source: 0001493152-24-023991 · ownership.xml · derivative · entry 2

Kovalik Edward · CIK 0001606277 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,746

Underlying: Common Stock · 83,746 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

F3 · derivative.exercise_date: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

F3 · derivative.expiration_date: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

SEC source: 0001493152-24-023991 · ownership.xml · nonDerivative · entry 1

Kovalik Edward · CIK 0001606277 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,274,453

F1 · security: Represents restricted stock units ("RSUs") granted under the 2024 Amended & Restated Prairie Operating Co. Long-Term Incentive Plan (the "LTIP"). Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 125,619 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on March 5, 2025.

F2 · balance_after: On October 16, 2023, the Issuer affected a reverse stock split at an exchange ratio of 1:28.5714286.

SEC source: 0001493152-24-023987 · ownership.xml · derivative · entry 2

HANNA GARY C · CIK 0001182295 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,746

Underlying: Common Stock · 83,746 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

F3 · derivative.exercise_date: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

F3 · derivative.expiration_date: Represents an award of performance units representing a contingent right to receive one share of Common Stock per performance unit. Between 0% and 200% of the target number of performance units granted, which were granted under the LTIP, are eligible to vest during a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 based on continued employment and the Issuer's relative total shareholder return in comparison to the total shareholder return performance among the Performance Peer Group (as defined in the award agreement).

SEC source: 0001493152-24-023987 · ownership.xml · nonDerivative · entry 1

HANNA GARY C · CIK 0001182295 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,274,453

F1 · security: Represents restricted stock units ("RSUs") granted under the 2024 Amended & Restated Prairie Operating Co. Long-Term Incentive Plan (the "LTIP"). Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 125,619 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on March 5, 2025.

F2 · balance_after: On October 16, 2023, the Issuer affected a reverse stock split at an exchange ratio of 1:28.5714286.

SEC source: 0001493152-24-023989 · ownership.xml · derivative · entry 3

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 7,614 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

SEC source: 0001493152-24-023989 · ownership.xml · derivative · entry 2

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,863 shares

Expires 2024-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · shares: On October 16, 2023, the Issuer effected a reverse stock split of outstanding shares of the Issuer's Common Stock at an exchange ratio of 1:28.5714286, resulting in the adjustment of the previously reported RSU award, originally covering 196,078 shares of Common Stock.

F3 · shares: Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

F2 · derivative.underlying_shares: On October 16, 2023, the Issuer effected a reverse stock split of outstanding shares of the Issuer's Common Stock at an exchange ratio of 1:28.5714286, resulting in the adjustment of the previously reported RSU award, originally covering 196,078 shares of Common Stock.

F3 · derivative.underlying_shares: Pursuant to the terms of the award agreement, 100% of the RSUs were settled in Common Stock.

SEC source: 0001493152-24-023989 · ownership.xml · nonDerivative · entry 1

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 10

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 63,719 shares

Expires 2024-05-03

F2 · shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · nonDerivative · entry 3

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By James W Wallis Living Trust

Disclosed balance after: 769,930

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001493152-24-022034 · ownership.xml · derivative · entry 8

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 50,975 shares

Expires 2024-05-03

SEC source: 0001493152-24-022034 · ownership.xml · derivative · entry 7

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea Ventures LLC

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2024-05-03

F5 · shares: This purchase warrant was previously reported as covering 4,285,714 shares at an exercise price of $0.21 per share, but was adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F5 · derivative.underlying_shares: This purchase warrant was previously reported as covering 4,285,714 shares at an exercise price of $0.21 per share, but was adjusted to reflect the reverse stock split that occurred on October 16, 2023.

SEC source: 0001493152-24-022034 · ownership.xml · nonDerivative · entry 3

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 159,999

SEC source: 0001493152-24-022034 · ownership.xml · nonDerivative · entry 2

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea Ventures LLC

Disclosed balance after: 230,159

F2 · shares: On October 16, 2023, the Issuer effected a reverse stock split of outstanding shares of the Issuer's common stock at an exchange ratio of 1:28.5714286, resulting in the reporting person's ownership of 2,210,120 less shares of common stock.

F2 · balance_after: On October 16, 2023, the Issuer effected a reverse stock split of outstanding shares of the Issuer's common stock at an exchange ratio of 1:28.5714286, resulting in the reporting person's ownership of 2,210,120 less shares of common stock.

F1 · ownership.nature: The Reporting Person holds 50% and his spouse, Chloe Gray, holds 50% of the interest of First Idea Ventures LLC and each share voting and investment power over the securities held by First Idea Ventures LLC.

SEC source: 0001493152-24-014224 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 1,524,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: On 4/8/24, Bristol Investment Fund, Ltd. ("BIF") exercised warrants to purchase a total of 150,000 shares of common stock at an exercise price of $6.00 per share for an aggregate purchase price of $900,000.00.

F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan.

SEC source: 0001683168-24-001485 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 1,374,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: On 3/13/24, Bristol Investment Fund, Ltd. ("BIF") exercised warrants to purchase a total of 142,472 shares of common stock at an exercise price of $6.00 per share for an aggregate purchase price of $854,832.00.

F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 985,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock and a Series D "B" warrant for 150,000 shares of common stock held by BIF, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan.

SEC source: 0001493152-24-000150 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 1,232,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: On 12/29/23, Bristol Investment Fund, Ltd. ("BIF") sold 60,000 shares of common stock of the Issuer in a private transaction to an unaffiliated third party at $5.00 per share for an aggregate purchase price of $300,000.00.

F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 843,354 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 384,160 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 292,472 shares of common stock and a Series D "B" warrant for 292,472 shares of common stock held by BIF, (v) 3,250 shares of common stock held by Mr. Kessler in his personal capacity; and (vi) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan.

SEC source: 0001493152-23-042192 · ownership.xml · derivative · entry 2

Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust · CIK 0002001258 · 10% owner

Narrogal Nominees Pty Ltd · CIK 0002001257 · 10% owner

O'Neill Gregory K · CIK 0002001260 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2024-05-03

SEC source: 0001493152-23-042192 · ownership.xml · nonDerivative · entry 1

Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust · CIK 0002001258 · 10% owner

Narrogal Nominees Pty Ltd · CIK 0002001257 · 10% owner

O'Neill Gregory K · CIK 0002001260 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,039,614

SEC source: 0001493152-23-037143 · ownership.xml · derivative · entry 2

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliates

Disclosed balance after: 0

Underlying: Common Stock · 5,714,286 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-037143 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 36,786,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: On 10/11/23, Bristol Investment Fund, Ltd. ("BIF") converted the principal amount of $1,000,000 of an amended and restated convertible debenture issued by the Issuer on 5/3/23 at $0.175 per share into 5,714,286 shares of common stock of the Issuer.

F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 25,810,197 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 1,231,483 shares of common stock and a Series D "B" warrant for 1,213,483 shares of common stock held by BIF, and (v) a warrant to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028, held by BIF.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 9

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 63,719

Underlying: Common Stock · 31,860 shares

Expires 2024-05-03

F3 · price: On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 8

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 63,719

Underlying: Common Stock · 31,860 shares

Expires 2028-05-03

F3 · price: On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 7

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 318.59

Underlying: Common Stock · 31,860 shares

Expires not disclosed

F3 · price: On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.

F4 · derivative.expiration_date: The shares of Series D Convertible Preferred Stock have no expiration date.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · nonDerivative · entry 2

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By James W. Wallis Living Trust

Disclosed balance after: 706,211

F3 · price: On October 10, 2023, the Reporting Person sold for $500,000, the following securities: 68,134 shares of Common Stock; 159.30 shares of Series D Convertible Preferred Stock; 31,860 Series A Warrants; and 31,860 Series B Warrants.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001493152-23-034465 · ownership.xml · nonDerivative · entry 1

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliate

Disclosed balance after: 10,976,011

F3 · price: Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028.

F3 · ownership.direct: Mr. Kessler has voting and dispositive control over the following securities: (i) 20,095,911 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC) and (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC") (BC acquired 40,821 shares in September 2023 as payment of consulting services). In connection with Issuer's merger with Creek Road Miners, Inc. in May 2023, BIF acquired warrants to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028.

SEC source: 0001493152-23-032438 · ownership.xml · derivative · entry 6

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliates

Disclosed balance after: 2,426,966

Underlying: Warrant · 2,426,966 shares

Expires not disclosed

F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

SEC source: 0001493152-23-032438 · ownership.xml · derivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliates

Disclosed balance after: 1,213,485

Underlying: Series Preferred Stock · 1,213,485 shares

Expires not disclosed

F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

SEC source: 0001493152-23-034465 · ownership.xml · derivative · entry 6

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliates

Disclosed balance after: 2,426,966

Underlying: Warrant · 2,426,966 shares

Expires not disclosed

F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

SEC source: 0001493152-23-034465 · ownership.xml · derivative · entry 5

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By affiliates

Disclosed balance after: 1,213,485

Underlying: Series Preferred Stock · 1,213,485 shares

Expires not disclosed

F2 · derivative.exercise_price: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.exercise_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

F2 · derivative.expiration_date: 212.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, acquired in September 2023 pursuant to Securities Purchase Agreement ("SPA") by and between Bristol Investment Fund, Ltd. ("BIF") and another investor. Pursuant to the SPA, BIF also acquired a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024)

SEC source: 0001493152-24-022034 · ownership.xml · derivative · entry 6

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 50,975

Underlying: Common Stock · 50,975 shares

Expires 2024-05-03

F4 · price: On September 7, 2023, the Reporting Person purchased from Alpha Capital Anstalt for a total purchase price of $800,000 the following securities: 73,194 shares of Common Stock, 254.87 shares of Series D Convertible Preferred Stock convertible into 50,974 shares of Common Stock, 50,975 Series A Warrants convertible into 50,975 shares of Common Stock, 50,975 Series B Warrants convertible into 50,975 shares of Common Stock, and 35,830 Rights to Purchase 35,830 shares of Common Stock. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

SEC source: 0001493152-24-022034 · ownership.xml · derivative · entry 5

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 50,975

Underlying: Common Stock · 50,975 shares

Expires 2028-05-03

F4 · price: On September 7, 2023, the Reporting Person purchased from Alpha Capital Anstalt for a total purchase price of $800,000 the following securities: 73,194 shares of Common Stock, 254.87 shares of Series D Convertible Preferred Stock convertible into 50,974 shares of Common Stock, 50,975 Series A Warrants convertible into 50,975 shares of Common Stock, 50,975 Series B Warrants convertible into 50,975 shares of Common Stock, and 35,830 Rights to Purchase 35,830 shares of Common Stock. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

SEC source: 0001493152-24-022034 · ownership.xml · derivative · entry 4

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 254.87

Underlying: Common Stock · 50,974 shares

Expires not disclosed

F4 · price: On September 7, 2023, the Reporting Person purchased from Alpha Capital Anstalt for a total purchase price of $800,000 the following securities: 73,194 shares of Common Stock, 254.87 shares of Series D Convertible Preferred Stock convertible into 50,974 shares of Common Stock, 50,975 Series A Warrants convertible into 50,975 shares of Common Stock, 50,975 Series B Warrants convertible into 50,975 shares of Common Stock, and 35,830 Rights to Purchase 35,830 shares of Common Stock. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F3 · derivative.expiration_date: The shares of Series D preferred stock, par value $0.01, have no expiration date.

SEC source: 0001493152-24-022034 · ownership.xml · nonDerivative · entry 1

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by First Idea International, Ltd.

Disclosed balance after: 109,024

F4 · price: On September 7, 2023, the Reporting Person purchased from Alpha Capital Anstalt for a total purchase price of $800,000 the following securities: 73,194 shares of Common Stock, 254.87 shares of Series D Convertible Preferred Stock convertible into 50,974 shares of Common Stock, 50,975 Series A Warrants convertible into 50,975 shares of Common Stock, 50,975 Series B Warrants convertible into 50,975 shares of Common Stock, and 35,830 Rights to Purchase 35,830 shares of Common Stock. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 6

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 95,578

Underlying: Common Stock · 95,578 shares

Expires 2024-05-03

F1 · price: On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 5

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 95,578

Underlying: Common Stock · 95,578 shares

Expires 2028-05-03

F1 · price: On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · derivative · entry 4

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: James W. Wallis Living Trust

Disclosed balance after: 477.89

Underlying: Common Stock · 95,578 shares

Expires not disclosed

F1 · price: On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F4 · derivative.expiration_date: The shares of Series D Convertible Preferred Stock have no expiration date.

F2 · derivative.underlying_shares: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001140361-24-041384 · form4.xml · nonDerivative · entry 1

Wallis James W. · CIK 0001992153 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By James W. Wallis LivingTrust

Disclosed balance after: 774,345

F1 · price: On September 7, 2023, the Reporting Person Purchased for a purchase price of $1.5 million, the following securities: 204,222 shares of Common Stock; 477.89 shares of Series D Convertible Preferred Stock; 95,578 Series A Warrants; and 95,578 Series B Warrants. The values of the aforementioned securities were adjusted to reflect the reverse stock split that occurred on October 16, 2023.

F2 · balance_after: On October 16, 2023, the issuer effected a reverse stock split of the outstanding shares of the issuer's common stock at an exchange ratio of 1:28.5714286. All security amounts and conversion prices have been adjusted to reflect this reverse stock split.

SEC source: 0001493152-23-030590 · ownership.xml · derivative · entry 3

KESSLER PAUL L. · CIK 0001113835 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,078

Underlying: Common Stock · 196,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs, granted on 8/25/23, vest 100% on May 3, 2024; 196,078 shares of common stock underlie the RSUs

F2 · derivative.expiration_date: The RSUs, granted on 8/25/23, vest 100% on May 3, 2024; 196,078 shares of common stock underlie the RSUs

SEC source: 0001493152-23-030568 · ownership.xml · derivative · entry 1

Thoresen Erik · CIK 0001904957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,078

Underlying: Common Stock · 196,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest 100% on May 3, 2024.

F2 · derivative.expiration_date: The RSUs vest 100% on May 3, 2024.

SEC source: 0001493152-23-030564 · ownership.xml · derivative · entry 1

ABBAS GIZMAN I · CIK 0001543090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,078

Underlying: Common Stock · 196,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest 100% on May 3, 2024.

F2 · derivative.expiration_date: The RSUs vest 100% on May 3, 2024.

SEC source: 0001493152-23-030569 · ownership.xml · derivative · entry 1

Gray Jonathan H. · CIK 0001977414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,078

Underlying: Common Stock · 196,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest 100% on May 3, 2024.

F2 · derivative.expiration_date: The RSUs vest 100% on May 3, 2024.

SEC source: 0001493152-23-030571 · ownership.xml · derivative · entry 1

Lee Stephen · CIK 0001955297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,078

Underlying: Common Stock · 196,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive (a) with respect to 60% of the RSUs, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), and (b) with respect to 40% of the RSUs, either one share of Common Stock or an amount of cash equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest 100% on May 3, 2024.

F2 · derivative.expiration_date: The RSUs vest 100% on May 3, 2024.

SEC source: 0001493152-23-030570 · ownership.xml · nonDerivative · entry 1

Ham Jeremy Landon · CIK 0001954860 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · security: Represents restricted stock units ("RSUs") granted under the Amended & Restated Prairie Operating Co. Long-Term Incentive Plan. Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 100,000 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on May 3, 2024. Because these RSUs were granted in contemplation of a future reverse stock split of the Company's Common Stock, they will not be subject to further adjustment upon a reverse stock split.

SEC source: 0001493152-23-030565 · ownership.xml · nonDerivative · entry 1

Freeman Bryan · CIK 0001780192 · Exec VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · security: Represents restricted stock units ("RSUs") granted under the Amended & Restated Prairie Operating Co. Long-Term Incentive Plan. Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 100,000 RSUs reported on this Form 4 will vest ratably in three annual installments beginning on May 3, 2024. Because these RSUs were granted in contemplation of a future reverse stock split of the Company's Common Stock, they will not be subject to further adjustment upon a reverse stock split.

SEC source: 0001493152-23-030566 · ownership.xml · nonDerivative · entry 1

Owen Robert Craig · CIK 0001452698 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Represents restricted stock units ("RSUs") granted under the Amended & Restated Prairie Operating Co. Long-Term Incentive Plan. Each RSU represents a contingent right to receive, upon vesting, one share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"). The 200,000 RSUs reported on this Form 4 will vest 100% on May 3, 2024. Because these RSUs were granted in contemplation of a future reverse stock split of the Company's Common Stock, they will not be subject to further adjustment upon a reverse stock split.