Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 28, 2020 22:25 UTC |
Swanson MarcSee Remarks
|
GrantCommon Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 3 Swanson Marc · CIK 0001570328 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,259 F3 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:25 UTC |
Swanson MarcSee Remarks
|
Tax withholdingCommon Stock | 2,805 | $27.68 | $77,642.40 |
DisclosureSEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 2 Swanson Marc · CIK 0001570328 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,771 F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:25 UTC |
Swanson MarcSee Remarks
|
Disposition to issuerCommon Stock | 9,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 1 Swanson Marc · CIK 0001570328 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,576 F1 · shares: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting over the performance period beginning on January 1, 2017 and ending on December 31, 2019. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:01 UTC |
Bogumil WalterChief Strategy Officer
|
Tax withholdingCommon Stock | 385 | $27.68 | $10,656.80 |
DisclosureSEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 4 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,351 F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:01 UTC |
Bogumil WalterChief Strategy Officer
|
GrantCommon Stock | 2,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 3 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,736 F3 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:01 UTC |
Bogumil WalterChief Strategy Officer
|
Tax withholdingCommon Stock | 316 | $27.68 | $8,746.88 |
DisclosureSEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 2 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,143 F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:01 UTC |
Bogumil WalterChief Strategy Officer
|
GrantCommon Stock | 1,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 1 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,459 F1 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:37 UTC Amendment |
Dold ChristopherChief Zoological Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,339 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-19-059658 · doc4a.xml · derivative · entry 3 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,480 Underlying: Common Stock · 4,339 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 9,819 shares, becomes exercisable in four equal annual installments beginning on July 1, 2017, which was the first anniversary of the date on which the option was granted. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:37 UTC Amendment |
Dold ChristopherChief Zoological Officer
|
SaleCommon Stock | 8,000 | $29.08 | $232,640.00 |
DisclosureSEC source: 0001209191-19-059658 · doc4a.xml · nonDerivative · entry 2 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,824 F1 · date: This transaction was inadvertently reported as 12/6/2018. The transaction occurred on 12/6/2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.04 to $29.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:37 UTC Amendment |
Dold ChristopherChief Zoological Officer
|
Exercise / conversionCommon Stock | 4,339 | $14.17 | $61,483.63 |
DisclosureSEC source: 0001209191-19-059658 · doc4a.xml · nonDerivative · entry 1 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:12 UTC |
Dold ChristopherChief Zoological Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,339 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-19-059640 · doc4.xml · derivative · entry 3 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,480 Underlying: Common Stock · 4,339 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 9,819 shares, becomes exercisable in four equal annual installments beginning on July 1, 2017, which was the first anniversary of the date on which the option was granted. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:12 UTC |
Dold ChristopherChief Zoological Officer
|
Exercise / conversionCommon Stock | 4,339 | $14.17 | $61,483.63 |
DisclosureSEC source: 0001209191-19-059640 · doc4.xml · nonDerivative · entry 1 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 13:16 UTC |
Taylor George AnthonySee Remarks
|
SaleCommon Stock | 6,817 | $29.21 | $199,124.57 |
DisclosureSEC source: 0001209191-19-059407 · doc4.xml · nonDerivative · entry 1 Taylor George Anthony · CIK 0001570331 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,772 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.17 to $29.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 16:22 UTC |
Rivera SergioDirector · Chief Executive Officer
|
GrantEmployee Stock option (right to buy) · Derivative | 149,775 | $0.00 Strike: $29.34 | $0.00 |
DisclosureSEC source: 0001209191-19-056003 · doc4.xml · derivative · entry 2 Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,775 Underlying: Common Stock · 149,775 shares Expires 2029-11-11 F2 · derivative.exercise_date: The option becomes exercisable on the third anniversary of the date of grant, or, if earlier, (x) when the first vesting tranche of the Sign-On PSUs vest or (y) upon a Change in Control (as defined in the Company's 2017 Omnibus Incentive Plan), provided, in each case, that the Executive remains employed by the Company through such date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 16:22 UTC |
Rivera SergioDirector · Chief Executive Officer
|
GrantCommon Stock | 37,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056003 · doc4.xml · nonDerivative · entry 1 Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,443 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over three years, with one-third (1/3) vesting on each of the first three anniversaries of the date of grant. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:20 UTC |
Narang Neha JoganiDirector
|
GrantCommon Stock | 2,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055999 · doc4.xml · nonDerivative · entry 1 Narang Neha Jogani · CIK 0001789425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,386 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2020 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:23 UTC |
Dold ChristopherChief Zoological Officer
|
GrantCommon Stock | 6,689 | $26.16 | $174,984.24 |
DisclosureSEC source: 0001209191-19-052657 · doc4.xml · nonDerivative · entry 1 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,485 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 16:26 UTC |
Nadeau Sharon PChief Human Resources Officer
|
GrantCommon Stock | 6,689 | $26.16 | $174,984.24 |
DisclosureSEC source: 0001209191-19-052663 · doc4.xml · nonDerivative · entry 1 Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,559 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:20 UTC |
Swanson MarcInterim Chief Exec Officer
|
GrantCommon Stock | 19,113 | $26.16 | $499,996.08 |
DisclosureSEC source: 0001209191-19-052652 · doc4.xml · nonDerivative · entry 1 Swanson Marc · CIK 0001570328 · Interim Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,075 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:21 UTC |
Gulacsy ElizabethSee Remarks
|
GrantCommon Stock | 10,512 | $26.16 | $274,993.92 |
DisclosureSEC source: 0001209191-19-052653 · doc4.xml · nonDerivative · entry 1 Gulacsy Elizabeth · CIK 0001517415 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,096 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:24 UTC |
Bogumil WalterChief Strategy Officer
|
GrantCommon Stock | 6,689 | $26.16 | $174,984.24 |
DisclosureSEC source: 0001209191-19-052660 · doc4.xml · nonDerivative · entry 1 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,234 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:22 UTC |
Taylor George AnthonySee Remarks
|
GrantCommon Stock | 6,689 | $26.16 | $174,984.24 |
DisclosureSEC source: 0001209191-19-052656 · doc4.xml · nonDerivative · entry 1 Taylor George Anthony · CIK 0001570331 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,589 F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 12:36 UTC |
Taylor George AnthonySee Remarks
|
Tax withholdingCommon Stock | 2,255 | $25.59 | $57,705.45 |
DisclosureSEC source: 0001209191-19-052484 · doc4.xml · nonDerivative · entry 1 Taylor George Anthony · CIK 0001570331 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,900 F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:23 UTC |
Swanson MarcInterim Chief Exec Officer
|
SaleCommon Stock | 5,827 | $29.98 | $174,671.32 |
DisclosureSEC source: 0001209191-19-049839 · doc4.xml · nonDerivative · entry 1 Swanson Marc · CIK 0001570328 · Interim Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,962 F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on May 31, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.555 to $30.20,inclusive. The reporting person undertakes to provide to SeaWorld Enterainment, Inc., any security holder of SeaWorld Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 20:19 UTC |
Swanson MarcChief Financial Officer
|
Tax withholdingCommon Stock | 236 | $29.01 | $6,846.36 |
DisclosureSEC source: 0001209191-19-048185 · doc4.xml · nonDerivative · entry 1 Swanson Marc · CIK 0001570328 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,789 F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 13:18 UTC |
Swanson MarcChief Financial Officer
|
Tax withholdingCommon Stock | 1,641 | $28.67 | $47,047.47 |
DisclosureSEC source: 0001209191-19-047884 · doc4.xml · nonDerivative · entry 1 Swanson Marc · CIK 0001570328 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,025 F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:00 UTC |
Nadeau Sharon PChief Human Resources Officer
|
GrantEmployee Stock option (right to buy) · Derivative | 8,064 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046285 · doc4.xml · derivative · entry 2 Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,064 Underlying: Common Stock · 8,064 shares Expires 2029-08-15 F2 · derivative.exercise_date: The option was granted under the Issuer's 2017 Omnibus Incentive Plan and becomes exercisable in three substantially equal annual installments beginning August 15, 2020 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:00 UTC |
Nadeau Sharon PChief Human Resources Officer
|
GrantCommon Stock | 8,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046285 · doc4.xml · nonDerivative · entry 1 Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vests in three substantially equal annual installments beginning August 15, 2020 Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 16:19 UTC |
KOPPELMAN CHARLESDirector
|
GrantCommon Stock | 3,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042871 · doc4.xml · nonDerivative · entry 1 KOPPELMAN CHARLES · CIK 0001158938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231 F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan and vest on the day before the Company's next Annual Meeting of Stockholders occurring after the date of grant. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:51 UTC |
Dold ChristopherChief Zoological Officer
|
Tax withholdingCommon Stock | 122 | $30.86 | $3,764.92 |
DisclosureSEC source: 0001209191-19-040362 · doc4.xml · nonDerivative · entry 1 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,796 F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 20:25 UTC |
Bogumil WalterChief Strategy Officer
|
Tax withholdingCommon Stock | 9,827 | $29.55 | $290,387.85 |
DisclosureSEC source: 0001209191-19-038021 · doc4.xml · nonDerivative · entry 1 Bogumil Walter · CIK 0001636992 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,545 F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:10 UTC |
MOLONEY THOMAS EDirector
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036741 · doc4.xml · nonDerivative · entry 1 MOLONEY THOMAS E · CIK 0001109101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,723 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2020 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:09 UTC |
Gray WilliamDirector
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036733 · doc4.xml · nonDerivative · entry 1 Gray William · CIK 0001407133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,875 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2020 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 16:12 UTC |
BENSION RONALDDirector
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036751 · doc4.xml · nonDerivative · entry 1 BENSION RONALD · CIK 0001242402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,615 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2020 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:06 UTC |
Maruyama YoshikazuDirector
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036725 · doc4.xml · nonDerivative · entry 1 Maruyama Yoshikazu · CIK 0001710109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,574 F1 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2020 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to the reporting person three months after such reporting person's "separation from service" as a director pursuant to the terms of the award agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:41 UTC |
CHAMBERS JAMES P.Director
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001831 · form411269002cha_06142019.xml · nonDerivative · entry 1 CHAMBERS JAMES P. · CIK 0001778860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,051 F1 · balance_after: Represents deferred stock units granted pursuant to the Issuer's Outside Director's Compensation Plan, which vest 100% on the day before the 2020 Annual Stockholders Meeting of the Issuer, and the shares subject to these units will be issued to Mr. Chambers three months after Mr. Chambers' "separation from service"as a director pursuant to the terms of the award agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:38 UTC |
Hill Path Capital Partners S GP LLC10% owner
Hill Path Holdings LLC10% owner
HEP FUND LP10% owner
HM FUND LP10% owner
HE GP LLC10% owner
HM GP LLC10% owner
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001830 · form411269002b_06142019.xml · nonDerivative · entry 1 Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner Hill Path Holdings LLC · CIK 0001676388 · 10% owner HEP FUND LP · CIK 0001778825 · 10% owner HM FUND LP · CIK 0001778807 · 10% owner HE GP LLC · CIK 0001778844 · 10% owner HM GP LLC · CIK 0001778909 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Scott I. Ross Disclosed balance after: 20,526 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC "(HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · balance_after: Represents both deferred stock units granted pursuant to the Issuer's Outside Directors Compensation Plan, as amended, which vest 100% on the day before the 2020 Annual Stockholders Meeting of the Issuer, and the shares subject to these units will be issued to Mr. Ross three months after Mr. Ross' "separation from service" as a director pursuant to the terms of the award agreement, as well as restricted stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest in three yearly installments begining in November 2018. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:35 UTC |
Hill Path Capital Partners LP10% owner
Hill Path Capital Partners-H LP10% owner
Hill Path Capital Partners GP LLC10% owner
Hill Path Capital Partners E GP LLC10% owner
Hill Path Investment Holdings LLC10% owner
Hill Path Capital LP10% owner
ROSS SCOTT IDirector · 10% owner
|
GrantCommon Stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001829 · form411269002a_06142019.xml · nonDerivative · entry 1 Hill Path Capital Partners LP · CIK 0001661914 · 10% owner Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner Hill Path Capital LP · CIK 0001676292 · 10% owner ROSS SCOTT I · CIK 0001549220 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Scott I. Ross Disclosed balance after: 20,526 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC "(HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · balance_after: Represents both deferred stock units granted pursuant to the Issuer's Outside Directors Compensation Plan, as amended, which vest 100% on the day before the 2020 Annual Stockholders Meeting of the Issuer, and the shares subject to these units will be issued to Mr. Ross three months after Mr. Ross' "separation from service" as a director pursuant to the terms of the award agreement, as well as restricted stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest in three yearly installments begining in November 2018. Read SEC document |
| May 27, 2019 Filed May 29, 2019 17:16 UTC |
Pacific Alliance Group Ltd10% owner
PAG Holdings Ltd10% owner
PA Grand Opportunity II Ltd.10% owner
PA Eminent Opportunity VI Ltd10% owner
|
SaleCommon Shares, par value $0.01 per share | 5,615,874 | $26.71 | $149,999,994.54 |
DisclosureSEC source: 0001104659-19-032463 · a4.xml · nonDerivative · entry 2 Pacific Alliance Group Ltd · CIK 0001684210 · 10% owner PAG Holdings Ltd · CIK 0001740853 · 10% owner Pacific Alliance Investment Management Ltd · CIK 0001741119 · 10% owner PA Grand Opportunity II Ltd. · CIK 0001740860 · 10% owner PA Eminent Opportunity VI Ltd · CIK 0001741007 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 622,189 F1 · shares: The shares of Common Stock (the "Shares") are held in the name of a security agent (the "Security Agent") on behalf of PA Eminent Opportunity VI Limited ("PA Opportunity VI") and a junior investor (the "Junior Investor"). F3 · shares: On May 27, 2019, the Security Agent, on behalf of the Reporting Persons, entered into a share repurchase agreement with the Issuer pursuant to which it agreed to sell 5,615,874 Shares. The transaction is expected to close on or about May 30, 2019, subject to the satisfaction of customary closing conditions. F1 · ownership.nature: The shares of Common Stock (the "Shares") are held in the name of a security agent (the "Security Agent") on behalf of PA Eminent Opportunity VI Limited ("PA Opportunity VI") and a junior investor (the "Junior Investor"). F4 · ownership.nature: PAG Holdings Limited ("PAG Holdings") owns 99.2% of the equity interests in Pacific Alliance Group Limited ("PAG Limited"), each a company organized under the laws of the Cayman Islands. PAG Limited owns 90.0% of the equity interests in Pacific Alliance Investment Management Limited ("Pacific Alliance Investment Management"), a company organized under the laws of Cayman Islands, acting as the investment manager of Pacific Alliance Asia Opportunity Fund L.P. and PAG Asia Loan Fund II L.P, each a limited exempted partnership established under the laws of the Cayman Islands. Pacific Alliance Asia Opportunity Fund L.P. and PAG Asia Loan Fund II L.P. own 50.0% and 23.3% of the equity interests, respectively, in PA Grand Opportunity II Limited ("PA Opportunity II"), a company organized under the laws of British Virgin Islands. F5 · ownership.nature: PA Opportunity II owns 100.0% of the equity interests of PA Opportunity VI, a company organized under the laws of British Virgin Islands. Therefore, the Shares may be deemed to be beneficially owned by PAG Holdings, PAG Limited, Pacific Alliance Investment Management, PA Opportunity II and PA Opportunity VI. F6 · ownership.nature: This Form 4 is jointly filed by (i) PAG Holdings, (ii) PAG Limited, (iii) Pacific Alliance Investment Management, (iv) PA Opportunity II and (v) PA Opportunity VI. Each of the Reporting Persons hereunder disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein. The Security Agent does not have discretionary authority over the Shares; the Junior Investor has certain limited discretionary authority over the Shares, but will not have the power to vote or dispose of the Shares until the debt owed to PA Opportunity VI that is secured by the Shares is fully discharged (assuming the Security Agent still holds the Shares at that time). Read SEC document |
| May 27, 2019 Filed May 29, 2019 17:16 UTC |
Pacific Alliance Group Ltd10% owner
PAG Holdings Ltd10% owner
PA Grand Opportunity II Ltd.10% owner
PA Eminent Opportunity VI Ltd10% owner
|
SaleCommon Shares, par value $0.01 per share | 13,214,000 | $26.71 | $352,945,940.00 |
DisclosureSEC source: 0001104659-19-032463 · a4.xml · nonDerivative · entry 1 Pacific Alliance Group Ltd · CIK 0001684210 · 10% owner PAG Holdings Ltd · CIK 0001740853 · 10% owner Pacific Alliance Investment Management Ltd · CIK 0001741119 · 10% owner PA Grand Opportunity II Ltd. · CIK 0001740860 · 10% owner PA Eminent Opportunity VI Ltd · CIK 0001741007 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,238,063 F1 · shares: The shares of Common Stock (the "Shares") are held in the name of a security agent (the "Security Agent") on behalf of PA Eminent Opportunity VI Limited ("PA Opportunity VI") and a junior investor (the "Junior Investor"). F2 · shares: On May 27, 2019, the Security Agent, on behalf of the Reporting Persons, entered into a stock purchase agreement with Hill Path Capital LP and certain of its affiliates pursuant to which the Security Agent agreed to sell 13,214,000 Shares. The transaction is expected to close on or about May 30, 2019, subject to the satisfaction of customary closing conditions. F1 · ownership.nature: The shares of Common Stock (the "Shares") are held in the name of a security agent (the "Security Agent") on behalf of PA Eminent Opportunity VI Limited ("PA Opportunity VI") and a junior investor (the "Junior Investor"). F4 · ownership.nature: PAG Holdings Limited ("PAG Holdings") owns 99.2% of the equity interests in Pacific Alliance Group Limited ("PAG Limited"), each a company organized under the laws of the Cayman Islands. PAG Limited owns 90.0% of the equity interests in Pacific Alliance Investment Management Limited ("Pacific Alliance Investment Management"), a company organized under the laws of Cayman Islands, acting as the investment manager of Pacific Alliance Asia Opportunity Fund L.P. and PAG Asia Loan Fund II L.P, each a limited exempted partnership established under the laws of the Cayman Islands. Pacific Alliance Asia Opportunity Fund L.P. and PAG Asia Loan Fund II L.P. own 50.0% and 23.3% of the equity interests, respectively, in PA Grand Opportunity II Limited ("PA Opportunity II"), a company organized under the laws of British Virgin Islands. F5 · ownership.nature: PA Opportunity II owns 100.0% of the equity interests of PA Opportunity VI, a company organized under the laws of British Virgin Islands. Therefore, the Shares may be deemed to be beneficially owned by PAG Holdings, PAG Limited, Pacific Alliance Investment Management, PA Opportunity II and PA Opportunity VI. F6 · ownership.nature: This Form 4 is jointly filed by (i) PAG Holdings, (ii) PAG Limited, (iii) Pacific Alliance Investment Management, (iv) PA Opportunity II and (v) PA Opportunity VI. Each of the Reporting Persons hereunder disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein. The Security Agent does not have discretionary authority over the Shares; the Junior Investor has certain limited discretionary authority over the Shares, but will not have the power to vote or dispose of the Shares until the debt owed to PA Opportunity VI that is secured by the Shares is fully discharged (assuming the Security Agent still holds the Shares at that time). Read SEC document |
| May 27, 2019 Filed May 30, 2019 01:26 UTC |
Hill Path Capital Partners LP10% owner
Hill Path Capital Partners-H LP10% owner
Hill Path Capital Partners GP LLC10% owner
Hill Path Capital Partners E GP LLC10% owner
Hill Path Investment Holdings LLC10% owner
Hill Path Capital LP10% owner
ROSS SCOTT IDirector · 10% owner
|
PurchaseCommon Stock | 2,695,994 | $26.71 | $72,009,999.74 |
DisclosureSEC source: 0000921895-19-001668 · form411269002a_05292019.xml · nonDerivative · entry 9 Hill Path Capital Partners LP · CIK 0001661914 · 10% owner Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner Hill Path Capital LP · CIK 0001676292 · 10% owner ROSS SCOTT I · CIK 0001549220 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By HM Fund LP Disclosed balance after: 2,695,994 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F11 · ownership.nature: Shares of Common Stock owned directly by HM Fund LP ("HM Fund"). HM GP LLC ("HM GP"), as the general partner of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Investment Holdings, as the managing member of HM GP, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path, as the investment management of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Read SEC document |
| May 27, 2019 Filed May 30, 2019 01:26 UTC |
Hill Path Capital Partners LP10% owner
Hill Path Capital Partners-H LP10% owner
Hill Path Capital Partners GP LLC10% owner
Hill Path Capital Partners E GP LLC10% owner
Hill Path Investment Holdings LLC10% owner
Hill Path Capital LP10% owner
ROSS SCOTT IDirector · 10% owner
|
PurchaseCommon Stock | 10,518,006 | $26.71 | $280,935,940.26 |
DisclosureSEC source: 0000921895-19-001668 · form411269002a_05292019.xml · nonDerivative · entry 8 Hill Path Capital Partners LP · CIK 0001661914 · 10% owner Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner Hill Path Capital LP · CIK 0001676292 · 10% owner ROSS SCOTT I · CIK 0001549220 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By HEP Fund LP Disclosed balance after: 10,518,006 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Shares of Common Stock owned directly by HEP Fund LP ("HEP Fund"). HE GP LLC ("HE GP"), as the general partner of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Investment Holdings, as the managing member of HE GP, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path, as the investment management of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Read SEC document |
| May 27, 2019 Filed May 30, 2019 01:30 UTC |
Hill Path Capital Partners S GP LLC10% owner
Hill Path Holdings LLC10% owner
|
PurchaseCommon Stock | 2,695,994 | $26.71 | $72,009,999.74 |
DisclosureSEC source: 0000921895-19-001669 · form411269002b_05292019.xml · nonDerivative · entry 9 Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner Hill Path Holdings LLC · CIK 0001676388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By HM Fund LP Disclosed balance after: 2,695,994 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F11 · ownership.nature: Shares of Common Stock owned directly by HM Fund LP ("HM Fund"). HM GP LLC ("HM GP"), as the general partner of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Investment Holdings, as the managing member of HM GP, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path, as the investment management of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Read SEC document |
| May 27, 2019 Filed May 30, 2019 01:30 UTC |
Hill Path Capital Partners S GP LLC10% owner
Hill Path Holdings LLC10% owner
|
PurchaseCommon Stock | 10,518,006 | $26.71 | $280,935,940.26 |
DisclosureSEC source: 0000921895-19-001669 · form411269002b_05292019.xml · nonDerivative · entry 8 Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner Hill Path Holdings LLC · CIK 0001676388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By HEP Fund LP Disclosed balance after: 10,518,006 F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross (collectively, the "Reporting Persons"). F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Shares of Common Stock owned directly by HEP Fund LP ("HEP Fund"). HE GP LLC ("HE GP"), as the general partner of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Investment Holdings, as the managing member of HE GP, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path, as the investment management of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:18 UTC |
Sun Wise (UK) Co., Ltd10% owner
|
OtherCommon Stock | 19,452,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-19-000564 · form4.xml · nonDerivative · entry 1 Sun Wise (UK) Co., Ltd · CIK 0001704510 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with certain agreements dated May 8, 2017 (the "Agreements"), and filed as Exhibits to the Schedule 13D filed by the Reporting Person on May 18, 2017, these shares were pledged as partial security for the repayment of loans made to the Reporting Person in connection with the Reporting Person's acquisition of such shares. The Reporting Person received a notice of default in connection with the Agreements and subsequently engaged in negotiations for a potential cure. Such negotiations were discontinued and these shares were subsequently transferred to the pledgee on May 3, 2019. F1 · price: In connection with certain agreements dated May 8, 2017 (the "Agreements"), and filed as Exhibits to the Schedule 13D filed by the Reporting Person on May 18, 2017, these shares were pledged as partial security for the repayment of loans made to the Reporting Person in connection with the Reporting Person's acquisition of such shares. The Reporting Person received a notice of default in connection with the Agreements and subsequently engaged in negotiations for a potential cure. Such negotiations were discontinued and these shares were subsequently transferred to the pledgee on May 3, 2019. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:23 UTC |
Dold ChristopherChief Zoological Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,943 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001209191-19-019822 · doc4.xml · derivative · entry 1 Dold Christopher · CIK 0001671261 · Chief Zoological Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,943 Underlying: Common Stock · 10,943 shares Expires 2029-03-14 F1 · derivative.exercise_date: The option becomes exercisable in three substantially equal annual installments beginning March 14, 2020. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:43 UTC |
Reilly John TChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,415 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001209191-19-019834 · doc4.xml · derivative · entry 1 Reilly John T · CIK 0001671356 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,415 Underlying: Common Stock · 16,415 shares Expires 2029-03-14 F1 · derivative.exercise_date: The option becomes exercisable in three substantially equal annual installments beginning March 14, 2020. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:28 UTC |
Swanson MarcChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,321 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001209191-19-019831 · doc4.xml · derivative · entry 1 Swanson Marc · CIK 0001570328 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,321 Underlying: Common Stock · 15,321 shares Expires 2029-03-14 F1 · derivative.exercise_date: The option becomes exercisable in three substantially equal annual installments beginning March 14, 2020. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:22 UTC |
Gulacsy ElizabethChief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,999 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001209191-19-019817 · doc4.xml · derivative · entry 1 Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 Underlying: Common Stock · 9,999 shares Expires 2029-03-14 F1 · derivative.exercise_date: The option becomes exercisable in three substantially equal annual installments beginning March 14, 2020. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:19 UTC |
Antorcha GustavoDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 38,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019812 · doc4.xml · derivative · entry 2 Antorcha Gustavo · CIK 0001767172 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,389 Underlying: Common Stock · 38,389 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of SeaWorld Entertainment, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning March 14, 2020. F3 · derivative.expiration_date: The restricted stock units vest in three substantially equal annual installments beginning March 14, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.