Bogumil Walter

SEC source: 0001209191-21-041940 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,782

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-21-026809 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,305

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-21-026344 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,582

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on March 9, 2021.

SEC source: 0001209191-21-020754 · doc4.xml · derivative · entry 2

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173

Underlying: Common Stock · 5,173 shares

Expires 2031-03-14

F2 · derivative.exercise_date: The option becomes exercisable in three installments with 20% vesting on each of the first two anniversaries of the grant date and 60% on the third anniversary of the grant date.

SEC source: 0001209191-21-020754 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,582

F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one half (1/2) vesting on each of the first two anniversaries of the date of grant.

SEC source: 0001209191-21-015282 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,846

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

SEC source: 0001209191-21-000293 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,231

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 2, 2020.

SEC source: 0001209191-20-054015 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,231

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-20-037905 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,226

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-20-040246 · doc4a.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,046

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

F2 · shares: This amendment is being filed to correct the number of shares withheld by the Company for the payment of tax liability, which was under-reported in the original Form 4 filed by the reporting person on June 19, 2020.

SEC source: 0001209191-20-024356 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,033

F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant.

SEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 4

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,351

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 3

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,736

F3 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

SEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 2

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,143

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

SEC source: 0001209191-20-013978 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,459

F1 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

SEC source: 0001209191-19-052660 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,234

F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one-half (1/2) vesting on each of the first two anniversaries of the date of grant.

SEC source: 0001209191-19-038021 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,545

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of restricted stock units.

SEC source: 0001209191-19-019807 · doc4.xml · derivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,321

Underlying: Common Stock · 15,321 shares

Expires 2029-03-14

F1 · derivative.exercise_date: The option becomes exercisable in three substantially equal annual installments beginning March 14, 2020.

SEC source: 0001209191-19-015937 · doc4.xml · nonDerivative · entry 2

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,372

SEC source: 0001209191-19-015937 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,199

F1 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

SEC source: 0001209191-18-038756 · doc4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,717

F1 · shares: Represents restricted stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest in three equal annual installments beginning on June 18, 2019.

SEC source: 0001104659-17-005813 · a4.xml · derivative · entry 4

Bogumil Walter · CIK 0001636992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-03-16

F6 · price: This option, which provided for 15,000 options to become exercisable in 1/3 increments on March 31, 2017, March 31, 2018 and March 31, 2019, and 15,000 options vest on those three dates in 1/3 increments or less dependent upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

F6 · derivative.exercise_date: This option, which provided for 15,000 options to become exercisable in 1/3 increments on March 31, 2017, March 31, 2018 and March 31, 2019, and 15,000 options vest on those three dates in 1/3 increments or less dependent upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

F6 · balance_after: This option, which provided for 15,000 options to become exercisable in 1/3 increments on March 31, 2017, March 31, 2018 and March 31, 2019, and 15,000 options vest on those three dates in 1/3 increments or less dependent upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

SEC source: 0001104659-17-005813 · a4.xml · derivative · entry 3

Bogumil Walter · CIK 0001636992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-03-19

F5 · price: This option, which provided for 50% of the options to become exercisable in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, and 50% of the options vest upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

F5 · derivative.exercise_date: This option, which provided for 50% of the options to become exercisable in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, and 50% of the options vest upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

F5 · balance_after: This option, which provided for 50% of the options to become exercisable in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, and 50% of the options vest upon the achievement of performance-based conditions, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

SEC source: 0001104659-17-005813 · a4.xml · derivative · entry 2

Bogumil Walter · CIK 0001636992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-03-19

F4 · price: This option, which provided for the shares to vest in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and(ii) the total number of shares underlying the option

F4 · derivative.exercise_date: This option, which provided for the shares to vest in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and(ii) the total number of shares underlying the option

F4 · balance_after: This option, which provided for the shares to vest in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and(ii) the total number of shares underlying the option

SEC source: 0001104659-17-005813 · a4.xml · nonDerivative · entry 1

Bogumil Walter · CIK 0001636992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016.

F2 · security: Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award.

F3 · security: As more fully described in the Definitive Proxy Statement, as part of the Merger, the Reporting Person was one of three executives who agreed to contribute certain Company shares to Z Capital Affinity Holdings, L.L.C., the sole member and managing member of Parent, in exchange for an interest in Z Capital Affinity Holdings, L.L.C., which shares were valued at $17.35 per share.