Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 5, 2021 21:11 UTC |
BEATTIE ART PDirector
|
GrantStock Unit (DDCP) · Derivative | 1,880.892 | $27.58 | $51,875.00 |
DisclosureSEC source: 0001209191-21-000973 · doc4.xml · derivative · entry 1 BEATTIE ART P · CIK 0001187458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792.166 Underlying: Common Stock · 1,880.892 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionStock Unit (SIP) · Derivative | 31,401.418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 11 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,401.418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionStock Unit (SIP) · Derivative | 38,266.263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 10 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,266.263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionStock Unit (SIP) · Derivative | 38,639.929 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,639.929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: The units vested on 12/01/2020. F3 · derivative.expiration_date: The units vested on 12/01/2020. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Tax withholdingCommon STock | 13,742 | $28.36 | $389,723.12 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,269.016 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionCommon Stock | 31,401.418 | $28.36 | $890,544.21 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,011.016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Tax withholdingCommon Stock | 16,746 | $28.36 | $474,916.56 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,609.598 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionCommon Stock | 38,266.263 | $28.36 | $1,085,231.22 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,355.598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Tax withholdingCommon Stock | 16,909 | $28.36 | $479,539.24 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,089.335 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 20:32 UTC |
SPENCE WILLIAM HDirector
|
Exercise / conversionCommon Stock | 38,639.929 | $28.36 | $1,095,828.39 |
DisclosureSEC source: 0001209191-20-061085 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,998.335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:14 UTC |
BEATTIE ART PDirector
|
GrantStock Unit (DDCP) · Derivative | 1,882.941 | $27.55 | $51,875.02 |
DisclosureSEC source: 0001209191-20-052852 · doc4.xml · derivative · entry 1 BEATTIE ART P · CIK 0001187458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882.941 Underlying: Common Stock · 1,882.941 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:13 UTC |
DE LIMA ARMANDO ZAGALODirector
|
GrantStock Unit (DDCP) · Derivative | 2,404.719 | $27.55 | $66,250.01 |
DisclosureSEC source: 0001209191-20-052850 · doc4.xml · derivative · entry 1 DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,608.578 Underlying: Common Stock · 2,404.719 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:12 UTC |
WOOD PHOEBE ADirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052849 · doc4.xml · derivative · entry 1 WOOD PHOEBE A · CIK 0001197233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,832.411 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:11 UTC |
Williamson Keith HDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052848 · doc4.xml · derivative · entry 1 Williamson Keith H · CIK 0001336916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,269.49 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:11 UTC |
von Althann NaticaDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052847 · doc4.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,743.767 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:10 UTC |
SPENCE WILLIAM HDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052845 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254.178 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:08 UTC |
Madabhushi Venkata RDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052843 · doc4.xml · derivative · entry 1 Madabhushi Venkata R · CIK 0001462769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,872.809 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:09 UTC |
ROGERSON CRAIG ADirector
|
GrantStock Unit (DDCP) · Derivative | 2,586.207 | $27.55 | $71,250.00 |
DisclosureSEC source: 0001209191-20-052844 · doc4.xml · derivative · entry 1 ROGERSON CRAIG A · CIK 0001236555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,620.353 Underlying: Common Stock · 2,586.207 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:06 UTC |
CONWAY JOHN WDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052839 · doc4.xml · derivative · entry 1 CONWAY JOHN W · CIK 0001199461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,484.188 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 14:06 UTC |
ELLIOTT STEVEN GDirector
|
GrantStock Unit (DDCP) · Derivative | 1,361.162 | $27.55 | $37,500.01 |
DisclosureSEC source: 0001209191-20-052840 · doc4.xml · derivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,263.27 Underlying: Common Stock · 1,361.162 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:56 UTC |
DE LIMA ARMANDO ZAGALODirector
|
GrantStock Unit (DDCP) · Derivative | 2,528.626 | $26.20 | $66,250.00 |
DisclosureSEC source: 0001209191-20-040194 · doc4.xml · derivative · entry 1 DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,369.795 Underlying: Common Stock · 2,528.626 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:55 UTC |
WOOD PHOEBE ADirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040191 · doc4.xml · derivative · entry 1 WOOD PHOEBE A · CIK 0001197233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,256.495 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:54 UTC |
Williamson Keith HDirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040189 · doc4.xml · derivative · entry 1 Williamson Keith H · CIK 0001336916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,648.291 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:48 UTC |
von Althann NaticaDirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040184 · doc4.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,501.368 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:47 UTC |
SPENCE WILLIAM HDirector
|
GrantStock Unit (DDCP) · Derivative | 1,864.923 | $26.20 | $48,860.98 |
DisclosureSEC source: 0001209191-20-040182 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864.923 Underlying: Common Stock · 1,864.923 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:46 UTC |
ROGERSON CRAIG ADirector
|
GrantStock Unit (DDCP) · Derivative | 2,719.466 | $26.20 | $71,250.01 |
DisclosureSEC source: 0001209191-20-040180 · doc4.xml · derivative · entry 1 ROGERSON CRAIG A · CIK 0001236555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,926.363 Underlying: Common Stock · 2,719.466 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:45 UTC |
Madabhushi Venkata RDirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040178 · doc4.xml · derivative · entry 1 Madabhushi Venkata R · CIK 0001462769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776.896 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:43 UTC |
ELLIOTT STEVEN GDirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040174 · doc4.xml · derivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,102.202 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:42 UTC |
CONWAY JOHN WDirector
|
GrantStock Unit (DDCP) · Derivative | 1,431.298 | $26.20 | $37,500.01 |
DisclosureSEC source: 0001209191-20-040169 · doc4.xml · derivative · entry 1 CONWAY JOHN W · CIK 0001199461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,613.244 Underlying: Common Stock · 1,431.298 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:52 UTC |
Sorgi VincentPresident and CEO
|
GrantPerformance Stock Unit (SIP) · Derivative | 24,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 3 Sorgi Vincent · CIK 0001488215 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Underlying: Common Stock · 24,395 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F5 · balance_after: As of 06/02/2020, total performance units beneficially owned is 161,603.27. This total includes the 01/25/2018 grants of 17,012.436 and 17,012.436 performance units, the 01/24/2019 grants of 18,379.04 and 18,379.04 performance units, the 07/01/2019 grants of 2,218.586 and 2,218.586 performance units, and the 01/23/2020 grants of 18,796.573 and 18,796.573 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/01/2020 grants of 24,395 and 24,395 performance units. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:52 UTC |
Sorgi VincentPresident and CEO
|
GrantPerformance Stock Unit (SIP) · Derivative | 24,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 2 Sorgi Vincent · CIK 0001488215 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Underlying: Common Stock · 24,395 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023. F5 · balance_after: As of 06/02/2020, total performance units beneficially owned is 161,603.27. This total includes the 01/25/2018 grants of 17,012.436 and 17,012.436 performance units, the 01/24/2019 grants of 18,379.04 and 18,379.04 performance units, the 07/01/2019 grants of 2,218.586 and 2,218.586 performance units, and the 01/23/2020 grants of 18,796.573 and 18,796.573 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/01/2020 grants of 24,395 and 24,395 performance units. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:52 UTC |
Sorgi VincentPresident and CEO
|
GrantStock Unit (SIP) · Derivative | 12,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 1 Sorgi Vincent · CIK 0001488215 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,197 Underlying: Common Stock · 12,197 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 06/01/2023. F2 · derivative.expiration_date: The units will vest on 06/01/2023. F3 · balance_after: As of 06/02/2020, total restricted stock units beneficially owned is 40,400.885. This total includes the 01/25/2018 grant of 8,506.785 restricted stock units, the 01/24/2019 grant of 9,189.52 restricted stock units, the 07/01/2019 grant of 1,109.293 restricted stock units, and the 01/23/2020 grant of 9,398.287 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/01/2020 grant of 12,197 restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:51 UTC |
DE LIMA ARMANDO ZAGALODirector
|
GrantStock Unit (DDCP) · Derivative | 2,893.014 | $22.90 | $66,250.02 |
DisclosureSEC source: 0001209191-20-022950 · doc4.xml · derivative · entry 1 DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,017.232 Underlying: Common Stock · 2,893.014 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:50 UTC |
WOOD PHOEBE ADirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022949 · doc4.xml · derivative · entry 1 WOOD PHOEBE A · CIK 0001197233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,625.217 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:48 UTC |
Williamson Keith HDirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022948 · doc4.xml · derivative · entry 1 Williamson Keith H · CIK 0001336916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,935.008 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:47 UTC |
von Althann NaticaDirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022947 · doc4.xml · derivative · entry 1 von Althann Natica · CIK 0001477502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,180.193 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:43 UTC |
Madabhushi Venkata RDirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022945 · doc4.xml · derivative · entry 1 Madabhushi Venkata R · CIK 0001462769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,607.352 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:41 UTC |
ELLIOTT STEVEN GDirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022944 · doc4.xml · derivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,865.214 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:45 UTC |
ROGERSON CRAIG ADirector
|
GrantStock Unit (DDCP) · Derivative | 3,111.354 | $22.90 | $71,250.01 |
DisclosureSEC source: 0001209191-20-022946 · doc4.xml · derivative · entry 1 ROGERSON CRAIG A · CIK 0001236555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,067.47 Underlying: Common Stock · 3,111.354 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 14:38 UTC |
CONWAY JOHN WDirector
|
GrantStock Unit (DDCP) · Derivative | 1,637.555 | $22.90 | $37,500.01 |
DisclosureSEC source: 0001209191-20-022943 · doc4.xml · derivative · entry 1 CONWAY JOHN W · CIK 0001199461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,606.311 Underlying: Common Stock · 1,637.555 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1. F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1. F3 · balance_after: Total includes the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:23 UTC |
Dudkin Gregory NPresident of a PPL Subsidiary
|
SaleCommon Stock | 10,872 | $35.64 | $387,478.08 |
DisclosureSEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 5 Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,625.866 F2 · kind: Represents the sale of 10,872 shares of common stock pursuant to a 10b5-1 plan, dated August 26, 2019. F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · price: Represents the weighted average sales price for price increments ranging from $35.275 to $35.90. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Exercise / conversionStock Unit (ICPKE) · Derivative | 2,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 8 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The units vested on 02/14/2020. F5 · derivative.expiration_date: The units vested on 02/14/2020. F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 3,278.823. This total includes the 01/25/2018 grant of 881 restricted stock units, the 01/24/2019 grant of 1,222.823 restricted stock units, and the 01/23/2020 grant of 1,175 restricted stock units, plus in the case of the 01/24/2019 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative | 1,870 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 7 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Total includes the reinvestment of dividends. F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F4 · derivative.underlying_shares: Total includes the reinvestment of dividends. F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 13,515.098. This total includes the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
GrantPerformance Stock Unit (ICPKE) · Derivative | 935.088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · derivative · entry 6 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 Underlying: Common Stock · 935.088 shares Expires not disclosed F2 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 13,515.098. This total includes the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Tax withholdingCommon Stock | 628 | $35.37 | $22,212.36 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 4 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,868 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Exercise / conversionCommon Stock | 2,231 | $35.37 | $78,910.47 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 3 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Tax withholdingCommon Stock | 629 | $35.37 | $22,247.73 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 2 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,265 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC |
Beers Marlene CVice President and Controller
|
Exercise / conversionCommon Stock | 1,870 | $35.37 | $66,141.90 |
DisclosureSEC source: 0001209191-20-009973 · doc4.xml · nonDerivative · entry 1 Beers Marlene C · CIK 0001769609 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:34 UTC |
Thompson Paul WChairman of a PPL Subsidiary
|
Exercise / conversionStock Unit (SIP) · Derivative | 9,619.236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009992 · doc4.xml · derivative · entry 7 Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,619.236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Total includes the reinvestment of dividends. F5 · derivative.exercise_date: The units vested on 02/14/2020. F5 · derivative.expiration_date: The units vested on 02/14/2020. F4 · derivative.underlying_shares: Total includes the reinvestment of dividends. F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 18,129.907. This total includes the 01/25/2018 grant of 6,110.557 restricted stock units, the 01/24/2019 grant of 6,601.35 restricted stock units, and the 01/23/2020 grant of 5,418 restricted stock units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 20:34 UTC |
Thompson Paul WChairman of a PPL Subsidiary
|
Exercise / conversionPerformance Stock Unit (SIP) · Derivative | 10,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009992 · doc4.xml · derivative · entry 6 Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Total includes the reinvestment of dividends. F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. F4 · derivative.underlying_shares: Total includes the reinvestment of dividends. F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.