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PPL

PPL Corp

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Tapewire entity
346
SEC CIK
0000922224
Parsed reports
750

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 5, 2022 20:14 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040618 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,930.346

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:13 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040613 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,784.098

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:12 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040605 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,933.034

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:11 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040596 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,450.599

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:10 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040589 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,267.105

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:10 UTC GrantStock Unit (DDCP) · Derivative 1,395.893 $27.76 $38,749.99
Disclosure

SEC source: 0001209191-22-040579 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,162.855

Underlying: Common Stock · 1,395.893 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:08 UTC GrantStock Unit (DDCP) · Derivative 2,048.811 $27.76 $56,874.99
Disclosure

SEC source: 0001209191-22-040569 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,690.73

Underlying: Common Stock · 2,048.811 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC
Sorgi VincentPresident and CEO
Exercise / conversionStock Unit (SIP) · Derivative 1,238.006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041076 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10.034

Underlying: Common Stock · 1,238.006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 07/01/2022.

F4 · derivative.expiration_date: The units vested on 07/01/2022.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC
Sorgi VincentPresident and CEO
Tax withholdingCommon Stock 542 $27.76 $15,045.92
Disclosure

SEC source: 0001209191-22-041076 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,457.167

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC
Sorgi VincentPresident and CEO
Exercise / conversionCommon Stock 1,238.006 $27.76 $34,367.05
Disclosure

SEC source: 0001209191-22-041076 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,999.167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:07 UTC Exercise / conversionStock Unit (SIP) · Derivative 2,529.581 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041069 · doc4.xml · derivative · entry 7

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20.503

Underlying: Common Stock · 2,529.581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 07/01/2022.

F4 · derivative.expiration_date: The units vested on 07/01/2022.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:07 UTC Tax withholdingCommon Stock 1,107 $27.76 $30,730.32
Disclosure

SEC source: 0001209191-22-041069 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,457.117

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:07 UTC Exercise / conversionCommon Stock 2,529.581 $27.76 $70,221.17
Disclosure

SEC source: 0001209191-22-041069 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,564.117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:10 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,374 $0.00 Strike: $25.22 $0.00
Disclosure

SEC source: 0001209191-22-035363 · doc4.xml · derivative · entry 4

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,374 shares

Expires 2022-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021.

F3 · derivative.exercise_date: Represents the exercise of 3,374 stock options that vested in three equal annual installments beginning on 07/10/2013.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:10 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
SaleCommon Stock 3,374 $30.45 $102,738.30
Disclosure

SEC source: 0001209191-22-035363 · doc4.xml · nonDerivative · entry 2

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,182

F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:10 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 3,374 $25.22 $85,092.28
Disclosure

SEC source: 0001209191-22-035363 · doc4.xml · nonDerivative · entry 1

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021.

Read SEC document
May 25, 2022 Filed May 26, 2022 16:12 UTC
Beers Marlene CVice President and Controller
GrantStock Unit (SIP) · Derivative 852 $29.94 $25,508.88
Disclosure

SEC source: 0001209191-22-032179 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 852 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 05/25/2025.

F2 · derivative.expiration_date: The units will vest on 05/25/2025.

F3 · balance_after: As of 05/26/2022, total restricted stock units beneficially owned is 7,739.968. This total includes the 01/23/2020 grant of 1,335.101 restricted stock units, the 01/21/2021 grant of 1,873.455 restricted stock units, the 06/15/2021 grant of 1,805.586 restricted stock units, and the 01/27/2022 grant of 1,873.826 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 05/25/2022 grant of 852 restricted stock units.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:18 UTC
Bonenberger David JPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 2,823 $29.94 $84,520.62
Disclosure

SEC source: 0001209191-22-032193 · doc4.xml · derivative · entry 4

Bonenberger David J · CIK 0001913975 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 2,823 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 05/26/2022, total performance units beneficially owned is 28,833.456. This total includes the 01/23/2020 grants of 2,539.531 and 2,539.531 performance units, the 01/21/2021 grants of 3,245.759 and 3,245.759 performance units, and the three 01/27/2022 grants of (a) 1,493.221, (b) 1,493.221, and (c) 2,985.434 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 05/25/2022 grants of (a) 2,823, (b) 2,823, and (c) 5,645 performance units.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:18 UTC
Bonenberger David JPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 2,823 $29.94 $84,520.62
Disclosure

SEC source: 0001209191-22-032193 · doc4.xml · derivative · entry 3

Bonenberger David J · CIK 0001913975 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 2,823 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 05/26/2022, total performance units beneficially owned is 28,833.456. This total includes the 01/23/2020 grants of 2,539.531 and 2,539.531 performance units, the 01/21/2021 grants of 3,245.759 and 3,245.759 performance units, and the three 01/27/2022 grants of (a) 1,493.221, (b) 1,493.221, and (c) 2,985.434 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 05/25/2022 grants of (a) 2,823, (b) 2,823, and (c) 5,645 performance units.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:18 UTC
Bonenberger David JPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,645 $29.94 $169,011.30
Disclosure

SEC source: 0001209191-22-032193 · doc4.xml · derivative · entry 2

Bonenberger David J · CIK 0001913975 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,645

Underlying: Common Stock · 5,645 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 05/26/2022, total performance units beneficially owned is 28,833.456. This total includes the 01/23/2020 grants of 2,539.531 and 2,539.531 performance units, the 01/21/2021 grants of 3,245.759 and 3,245.759 performance units, and the three 01/27/2022 grants of (a) 1,493.221, (b) 1,493.221, and (c) 2,985.434 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 05/25/2022 grants of (a) 2,823, (b) 2,823, and (c) 5,645 performance units.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:18 UTC
Bonenberger David JPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 2,822 $29.94 $84,490.68
Disclosure

SEC source: 0001209191-22-032193 · doc4.xml · derivative · entry 1

Bonenberger David J · CIK 0001913975 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822

Underlying: Common Stock · 2,822 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 05/25/2025.

F2 · derivative.expiration_date: The units will vest on 05/25/2025.

F3 · balance_after: As of 05/26/2022, total restricted stock units beneficially owned is 6,945. This total includes the 01/23/2020 grant of 1,118 restricted stock units, the 01/21/2021 grant of 1,522 restricted stock units, the 01/27/2022 grant of 1,483 restricted stock units and the 05/25/2022 grant of 2,822 restricted stock units.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:09 UTC
Henninger Tadd JVP-Finance and Treasurer
GrantStock Unit (SIP) · Derivative 1,364 $29.94 $40,838.16
Disclosure

SEC source: 0001209191-22-032171 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Stock · 1,364 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 05/25/2025.

F2 · derivative.expiration_date: The units will vest on 05/25/2025.

F3 · balance_after: As of 05/26/2022, total restricted stock units beneficially owned is 18,328.099. This total includes the 07/29/2019 grant of 68.712 restricted stock units, the 01/23/2020 grant of 1,536.218 restricted stock units, the 01/21/2021 grant of 1,963.023 restricted stock units, the 06/15/2021 grant of 2,892.251 restricted stock units, the 12/16/2021 grant of 8,539.449 restricted stock units, and the 01/27/2022 grant of 1,964.446 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 05/25/2022 grant of 1,364 restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:22 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022361 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,329.156

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:23 UTC GrantStock Unit (DDCP) · Derivative 2,541.351 $29.02 $73,750.01
Disclosure

SEC source: 0001209191-22-022365 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,881.223

Underlying: Common Stock · 2,541.351 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:21 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022360 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,565.001

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:20 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022358 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,937.861

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:17 UTC GrantStock Unit (DDCP) · Derivative 689.653 $29.02 $20,013.73
Disclosure

SEC source: 0001209191-22-022345 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,360.548

Underlying: Common Stock · 689.653 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:17 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022350 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,254.274

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:19 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022356 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,719.623

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:15 UTC GrantStock Unit (DDCP) · Derivative 1,959.855 $29.02 $56,874.99
Disclosure

SEC source: 0001209191-22-022338 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532.237

Underlying: Common Stock · 1,959.855 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:18 UTC GrantStock Unit (DDCP) · Derivative 1,335.286 $29.02 $38,750.00
Disclosure

SEC source: 0001209191-22-022354 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840.088

Underlying: Common Stock · 1,335.286 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:57 UTC GrantStock Unit (DDCP) · Derivative 42.294 $25.45 $1,076.38
Disclosure

SEC source: 0001209191-22-014826 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,493.174

Underlying: Common Stock · 42.294 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · price: Represents the closing price on 03/01/2022 for a pro rata amount of deferred stock awarded to Mr. Beattie in connection with his appointment as the new Chair of the Audit Committee.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:53 UTC
Beers Marlene CVice President and Controller
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 5,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012288 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 20,187.264. This total includes the 01/23/2020 grants of 2,651.926 and 2,651.926 performance units and the 01/21/2021 grants of 3,720.206 and 3,720.206 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,721, (b) 1,861, and (c) 1,861 performance units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:53 UTC
Beers Marlene CVice President and Controller
Tax withholdingCommon Stock 1,707 $26.10 $44,552.70
Disclosure

SEC source: 0001209191-22-012288 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,004.929

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:53 UTC
Beers Marlene CVice President and Controller
Exercise / conversionCommon Stock 5,518 $26.10 $144,019.80
Disclosure

SEC source: 0001209191-22-012288 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711.929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:51 UTC Exercise / conversionPerformance Stock Unit (SIP) · Derivative 10,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012334 · doc4.xml · derivative · entry 6

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of both the Incentive Compensation Plan for Key Employees (ICPKE) and the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of both the Incentive Compensation Plan for Key Employees (ICPKE) and the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 113,368.26. This total includes the 01/23/2020 grants of 14,140.968 and 14,140.968 performance units and the 01/21/2021 grants of 21,233.662 and 21,233.662 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 21,309, (b) 10,655, and (c) 10,655 performance units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:51 UTC Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 7,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012334 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of both the Incentive Compensation Plan for Key Employees (ICPKE) and the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of both the Incentive Compensation Plan for Key Employees (ICPKE) and the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 113,368.26. This total includes the 01/23/2020 grants of 14,140.968 and 14,140.968 performance units and the 01/21/2021 grants of 21,233.662 and 21,233.662 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 21,309, (b) 10,655, and (c) 10,655 performance units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:51 UTC Tax withholdingCommon Stock 5,022 $26.10 $131,074.20
Disclosure

SEC source: 0001209191-22-012334 · doc4.xml · nonDerivative · entry 2

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,033.219

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE) or the Stock Incentive Plan (SIP), as applicable.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:51 UTC Exercise / conversionCommon Stock 17,333 $26.10 $452,391.30
Disclosure

SEC source: 0001209191-22-012334 · doc4.xml · nonDerivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,055.219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:05 UTC
Sorgi VincentPresident and CEO
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 45,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012308 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 393,794.31. This total includes the 01/23/2020 grants of 20,833.974 and 20,833.974 performance units, the 06/01/2020 grants of 27,039.228 and 27,039.228, and the 01/21/2021 grants of 73,476.453 and 73,476.453 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 75,547 (b) 37,774, and (c) 37,774 performance units

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:05 UTC
Sorgi VincentPresident and CEO
Tax withholdingCommon Stock 16,674 $26.10 $435,191.40
Disclosure

SEC source: 0001209191-22-012308 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,761.161

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:05 UTC
Sorgi VincentPresident and CEO
Exercise / conversionCommon Stock 45,662 $26.10 $1,191,778.20
Disclosure

SEC source: 0001209191-22-012308 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,435.161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:03 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 6,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012306 · doc4.xml · derivative · entry 4

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 42,183.988. This total includes the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:03 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
Tax withholdingCommon Stock 2,458 $26.10 $64,153.80
Disclosure

SEC source: 0001209191-22-012306 · doc4.xml · nonDerivative · entry 2

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,182

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:03 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 6,311 $26.10 $164,717.10
Disclosure

SEC source: 0001209191-22-012306 · doc4.xml · nonDerivative · entry 1

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:01 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 6,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012305 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 21,701.904. This total includes the 01/23/2020 grants of 3,050.278 and 3,050.278 performance units and the 01/21/2021 grants of 3,899.174 and 3,899.174 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 3,901, (b) 1,951, and (c) 1,951 performance units

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:01 UTC
Henninger Tadd JVP-Finance and Treasurer
Tax withholdingCommon Stock 2,092 $26.10 $54,601.20
Disclosure

SEC source: 0001209191-22-012305 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282.781

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:01 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionCommon Stock 6,929 $26.10 $180,846.90
Disclosure

SEC source: 0001209191-22-012305 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,374.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 18, 2022 Filed Feb 23, 2022 21:58 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 6,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012297 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 37,825.478. This total includes the 01/23/2020 grants of 2,779.443 and 2,779.443 performance units, the 01/21/2021 grants of 3,551.828 and 3,551.828 performance units, and the 10/01/2021 grants of 1,911.968 and 1,911.968 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 10,669, (b) 5,335, and (c) 5,335 performance units.

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February 18, 2022 Filed Feb 23, 2022 21:58 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Tax withholdingCommon Stock 2,140 $26.10 $55,854.00
Disclosure

SEC source: 0001209191-22-012297 · doc4.xml · nonDerivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.