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PPL

PPL Corp

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Tapewire entity
346
SEC CIK
0000922224
Parsed reports
750

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 3, 2024 21:06 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000329 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,446.476

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:05 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000328 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,497.028

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:05 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000327 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,125.084

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:04 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000323 · doc4.xml · derivative · entry 1

Sullivan Linda G · CIK 0001328106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,313.259

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:03 UTC GrantStock Unit (DDCP) · Derivative 4,362.05 $27.51 $120,000.00
Disclosure

SEC source: 0001209191-24-000321 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,427.066

Underlying: Common Stock · 4,362.05 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:02 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000318 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,766.772

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:02 UTC GrantStock Unit (DDCP) · Derivative 1,454.017 $27.51 $40,000.01
Disclosure

SEC source: 0001209191-24-000320 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,600.256

Underlying: Common Stock · 1,454.017 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:01 UTC GrantStock Unit (DDCP) · Derivative 2,135.587 $27.51 $58,750.00
Disclosure

SEC source: 0001209191-24-000317 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,825.523

Underlying: Common Stock · 2,135.587 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:10 UTC
Henninger Tadd JSVP-Finance and Treasurer
SaleCommon Stock 13,330 $25.99 $346,446.70
Disclosure

SEC source: 0001209191-23-055720 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,784.242

F1 · kind: Represents the sale of 13,330 shares of common stock pursuant to a 10b5-1 plan, dated August 8, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:12 UTC GrantStock Unit (DDCP) · Derivative 3,270.51 $22.55 $73,750.00
Disclosure

SEC source: 0001209191-23-051431 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,238.64

Underlying: Common Stock · 3,270.51 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:11 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051427 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,681.173

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:10 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051424 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,030.747

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:09 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051415 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,912.831

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:08 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051410 · doc4.xml · derivative · entry 1

Sullivan Linda G · CIK 0001328106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,808.568

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:06 UTC GrantStock Unit (DDCP) · Derivative 5,099.779 $22.55 $115,000.02
Disclosure

SEC source: 0001209191-23-051402 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,369.318

Underlying: Common Stock · 5,099.779 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:05 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051396 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,032.541

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:04 UTC GrantStock Unit (DDCP) · Derivative 1,718.404 $22.55 $38,750.01
Disclosure

SEC source: 0001209191-23-051388 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,652.753

Underlying: Common Stock · 1,718.404 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:04 UTC GrantStock Unit (DDCP) · Derivative 2,522.173 $22.55 $56,875.00
Disclosure

SEC source: 0001209191-23-051386 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450.456

Underlying: Common Stock · 2,522.173 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:26 UTC GrantStock Unit (DDCP) · Derivative 2,765.279 $26.67 $73,749.99
Disclosure

SEC source: 0001209191-23-041072 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,946.965

Underlying: Common Stock · 2,765.279 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:25 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041070 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,605.109

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:25 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041069 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,108.528

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:24 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041068 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,297.25

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:24 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041065 · doc4.xml · derivative · entry 1

Sullivan Linda G · CIK 0001328106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,047.091

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:23 UTC GrantStock Unit (DDCP) · Derivative 4,311.961 $26.67 $115,000.00
Disclosure

SEC source: 0001209191-23-041063 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,276.354

Underlying: Common Stock · 4,311.961 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:23 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041058 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,194.988

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:22 UTC GrantStock Unit (DDCP) · Derivative 1,452.943 $26.67 $38,749.99
Disclosure

SEC source: 0001209191-23-041056 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,155.751

Underlying: Common Stock · 1,452.943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:22 UTC GrantStock Unit (DDCP) · Derivative 2,132.546 $26.67 $56,875.00
Disclosure

SEC source: 0001209191-23-041051 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,665.765

Underlying: Common Stock · 2,132.546 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:16 UTC
Sorgi VincentPresident and CEO
Exercise / conversionStock Unit (SIP) · Derivative 14,069.064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033692 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,069.064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 06/01/2023.

F3 · derivative.expiration_date: The units vested on 06/01/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:16 UTC
Sorgi VincentPresident and CEO
Tax withholdingCommon Stock 6,159 $26.10 $160,749.90
Disclosure

SEC source: 0001209191-23-033692 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,301.531

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:16 UTC
Sorgi VincentPresident and CEO
Exercise / conversionCommon Stock 14,069.064 $26.10 $367,202.57
Disclosure

SEC source: 0001209191-23-033692 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,460.531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:08 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionStock Unit (ICPKE) · Derivative 323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030969 · doc4.xml · derivative · entry 3

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The units vested on 05/18/2023.

F2 · derivative.expiration_date: The units vested on 05/18/2023.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:08 UTC
Gosman Angela KEVP and CHRO
Tax withholdingCommon Stock 93 $27.22 $2,531.46
Disclosure

SEC source: 0001209191-23-030969 · doc4.xml · nonDerivative · entry 2

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,280

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
May 18, 2023 Filed May 19, 2023 20:08 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionCommon Stock 323 $27.22 $8,792.06
Disclosure

SEC source: 0001209191-23-030969 · doc4.xml · nonDerivative · entry 1

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:12 UTC
Crockett John R IIIPresident of a PPL Subsidiary
SaleCommon Stock 5,500 $28.00 $154,000.00
Disclosure

SEC source: 0001209191-23-023585 · doc4.xml · nonDerivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,161

F1 · kind: Represents the sale of 5,500 shares of common stock pursuant to a 10b5-1 plan, dated February 18, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:34 UTC GrantStock Unit (DDCP) · Derivative 4,169.689 $27.58 $115,000.02
Disclosure

SEC source: 0001209191-23-023335 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,332.604

Underlying: Common Stock · 4,169.689 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:09 UTC GrantStock Unit (DDCP) · Derivative 2,674.04 $27.58 $73,750.02
Disclosure

SEC source: 0001209191-23-023295 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,350.634

Underlying: Common Stock · 2,674.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:09 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023292 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,865.413

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:08 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023288 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,659.771

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:08 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023284 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,105.45

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:07 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023278 · doc4.xml · derivative · entry 1

Sullivan Linda G · CIK 0001328106 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,571.012

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:05 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023267 · doc4.xml · derivative · entry 1

Redman Heather B · CIK 0001887532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,655.16

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:04 UTC GrantStock Unit (DDCP) · Derivative 1,405.004 $27.58 $38,750.01
Disclosure

SEC source: 0001209191-23-023256 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,063.318

Underlying: Common Stock · 1,405.004 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:04 UTC GrantStock Unit (DDCP) · Derivative 2,062.183 $27.58 $56,875.01
Disclosure

SEC source: 0001209191-23-023254 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,332.254

Underlying: Common Stock · 2,062.183 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.exercise_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F1 · derivative.expiration_date: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 16:36 UTC
Beers Marlene CVice President and Controller
Exercise / conversionStock Unit (SIP) · Derivative 4,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011687 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 1,983.992 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 1,983.992 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 23,178.307. This total includes the 01/21/2021 grants of 3,838.159 and 3,838.159 performance units, the three 01/27/2022 grants of (a) 3,838.977, (b) 1,920.006, and (c) 1,920.006 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 3,911, (b) 1,956, and (c) 1,956 performance units.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 16:36 UTC
Beers Marlene CVice President and Controller
Tax withholdingCommon Stock 1,493 $28.81 $43,013.33
Disclosure

SEC source: 0001209191-23-011687 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,132.932

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 17, 2023 Filed Feb 22, 2023 16:36 UTC
Beers Marlene CVice President and Controller
Exercise / conversionCommon Stock 4,720 $28.81 $135,983.20
Disclosure

SEC source: 0001209191-23-011687 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,625.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:43 UTC
Sorgi VincentPresident and CEO
Exercise / conversionStock Unit (SIP) · Derivative 48,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011698 · doc4.xml · derivative · entry 7

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 20,225.474 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 20,225.474 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 471,481.731. This total includes the 01/21/2021 grants of 75,806.077 and 75,806.077 performance units, and the three 01/27/2023 grants of (a) 77,942.273, (b) 38,971.652, and (c) 38,971.652 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 81,992, (b) 40,996, and (c) 40,996 performance units.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:43 UTC
Sorgi VincentPresident and CEO
Exercise / conversionStock Unit (SIP) · Derivative 37,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011698 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 15,584.47 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (172.5%, or an additional 15,584.47 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 471,481.731. This total includes the 01/21/2021 grants of 75,806.077 and 75,806.077 performance units, and the three 01/27/2023 grants of (a) 77,942.273, (b) 38,971.652, and (c) 38,971.652 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 81,992, (b) 40,996, and (c) 40,996 performance units.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:43 UTC
Sorgi VincentPresident and CEO
Tax withholdingCommon Stock 21,063 $28.81 $606,825.03
Disclosure

SEC source: 0001209191-23-011698 · doc4.xml · nonDerivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,391.467

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:43 UTC
Sorgi VincentPresident and CEO
Exercise / conversionCommon Stock 48,122 $28.81 $1,386,394.82
Disclosure

SEC source: 0001209191-23-011698 · doc4.xml · nonDerivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,454.467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.