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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2017 Filed May 19, 2017 21:45 UTC GiftCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034026 · doc4.xml · nonDerivative · entry 3

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 13,535

F1 · kind: The reporting person gifted the shares received on May 17, 2017 to a revocable family trust.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:45 UTC GiftCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034026 · doc4.xml · nonDerivative · entry 2

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person gifted the shares received on May 17, 2017 to a revocable family trust.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:45 UTC GrantCommon Stock 1,311 $84.10 $110,255.10
Disclosure

SEC source: 0001209191-17-034026 · doc4.xml · nonDerivative · entry 1

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Read SEC document
May 17, 2017 Filed May 19, 2017 21:42 UTC GrantStock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034023 · doc4.xml · derivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:39 UTC GrantStock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034019 · doc4.xml · derivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:36 UTC GrantStock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034016 · doc4.xml · derivative · entry 1

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:35 UTC GrantStock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034013 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:30 UTC GrantCommon Stock 1,311 $84.10 $110,255.10
Disclosure

SEC source: 0001209191-17-034010 · doc4.xml · nonDerivative · entry 1

LOPEZ HUMBERTO S · CIK 0001027967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,198

Read SEC document
May 17, 2017 Filed May 19, 2017 21:27 UTC GrantStock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034008 · doc4.xml · derivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2017 and, at the reporting person's election, will be settled in shares of common stock or 50% in cash and 50% in common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:21 UTC GrantCommon Stock 1,311 $84.10 $110,255.10
Disclosure

SEC source: 0001209191-17-034001 · doc4.xml · nonDerivative · entry 1

NORDSTROM BRUCE J · CIK 0001114879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,809

Read SEC document
May 17, 2017 Filed May 19, 2017 21:14 UTC GrantCommon Stock 1,311 $84.10 $110,255.10
Disclosure

SEC source: 0001209191-17-033989 · doc4.xml · nonDerivative · entry 1

Wagener David · CIK 0001491163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949

Read SEC document
May 17, 2017 Filed May 19, 2017 21:18 UTC
Sims Paula JDirector
GrantCommon Stock 1,311 $84.10 $110,255.10
Disclosure

SEC source: 0001209191-17-033996 · doc4.xml · nonDerivative · entry 1

Sims Paula J · CIK 0001358752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Read SEC document
May 16, 2017 Filed May 18, 2017 21:14 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
SaleCommon Stock 1,900 $84.00 $159,600.00
Disclosure

SEC source: 0001209191-17-033651 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,443

Read SEC document
May 15, 2017 Filed May 17, 2017 21:38 UTC SaleCommon Stock 5,000 $84.72 $423,600.00
Disclosure

SEC source: 0001209191-17-033287 · doc4.xml · nonDerivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,798

Read SEC document
May 11, 2017 Filed May 15, 2017 17:36 UTC SaleCommon Stock 1,776 $83.85 $148,917.60
Disclosure

SEC source: 0001209191-17-032271 · doc4.xml · nonDerivative · entry 1

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 12,224

Read SEC document
May 09, 2017 Filed May 11, 2017 20:49 UTC SaleCommon Stock 5,570 $84.26 $469,328.20
Disclosure

SEC source: 0001209191-17-031558 · doc4.xml · nonDerivative · entry 1

MUNRO KATHRYN L · CIK 0001114878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,472

Read SEC document
May 05, 2017 Filed May 9, 2017 22:24 UTC
HATFIELD JOHN S.VP, Communications, APS
SaleCommon Stock 2,265 $84.63 $191,686.95
Disclosure

SEC source: 0001209191-17-031066 · doc4.xml · nonDerivative · entry 1

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

Read SEC document
May 05, 2017 Filed May 9, 2017 22:18 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
OtherCommon Stock 1,728 $84.87 $146,655.36
Disclosure

SEC source: 0001209191-17-031060 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 0

Read SEC document
May 05, 2017 Filed May 9, 2017 22:18 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
SaleCommon Stock 52,134 $84.70 $4,415,749.80
Disclosure

SEC source: 0001209191-17-031060 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,587

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $84.81, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2017 Filed May 8, 2017 21:40 UTC SaleCommon Stock 9,900 $84.35 $835,065.00
Disclosure

SEC source: 0001209191-17-030643 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 40,764

Read SEC document
May 04, 2017 Filed May 8, 2017 21:40 UTC SaleCommon Stock 100 $84.34 $8,434.00
Disclosure

SEC source: 0001209191-17-030643 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 50,664

Read SEC document
March 07, 2017 Filed Mar 9, 2017 21:42 UTC
Schiavoni Mark A.EVP & COO, APS
SaleCommon Stock 14,902 $82.61 $1,231,054.22
Disclosure

SEC source: 0001209191-17-019635 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Read SEC document
March 06, 2017 Filed Mar 8, 2017 22:10 UTC
Danner Denise RVP, Controller & CAO
SaleCommon Stock 5,500 $83.29 $458,095.00
Disclosure

SEC source: 0001209191-17-019313 · doc4.xml · nonDerivative · entry 1

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:10 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
SaleCommon Stock 48,603 $82.73 $4,020,926.19
Disclosure

SEC source: 0001209191-17-018841 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,721

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.19, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:18 UTC
Nickloy Lee R.VP and Treasurer
SaleCommon Stock 3,000 $83.01 $249,030.00
Disclosure

SEC source: 0001209191-17-018874 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:14 UTC SaleCommon Stock 15,000 $82.99 $1,244,850.00
Disclosure

SEC source: 0001209191-17-018860 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 50,764

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.91 to $83.12, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:19 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
Tax withholdingCommon Stock 368 $82.40 $30,323.20
Disclosure

SEC source: 0001209191-17-017486 · doc4.xml · nonDerivative · entry 2

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,324

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:19 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
GrantCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017486 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,692

F1 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the grant that vested on 12/31/2016 and was settled on 02/21/2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:28 UTC
Schiavoni Mark A.EVP & COO, APS
GrantRestricted Stock Units · Derivative 5,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013920 · doc4.xml · derivative · entry 5

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Underlying: Common Stock · 5,516 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:28 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 315 $79.77 $25,127.55
Disclosure

SEC source: 0001209191-17-013920 · doc4.xml · nonDerivative · entry 4

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,860

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:28 UTC
Schiavoni Mark A.EVP & COO, APS
GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013920 · doc4.xml · nonDerivative · entry 3

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,175

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:28 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 2,356 $79.77 $187,938.12
Disclosure

SEC source: 0001209191-17-013920 · doc4.xml · nonDerivative · entry 2

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,507

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:28 UTC
Schiavoni Mark A.EVP & COO, APS
GrantCommon Stock 6,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013920 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,863

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Nickloy Lee R.VP and Treasurer
GrantRestricted Stock Units · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · derivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 880 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 72 $79.77 $5,743.44
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 718 $79.77 $57,274.86
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 1,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013891 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

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February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
GrantRestricted Stock Units · Derivative 4,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · derivative · entry 8

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Underlying: Common Stock · 4,516 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

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February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
GiftCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 65,764

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

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February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
GiftCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
Tax withholdingCommon Stock 305 $79.77 $24,329.85
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,061

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,366

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
Tax withholdingCommon Stock 3,094 $79.77 $246,808.38
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,698

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:10 UTC
HATFIELD JAMES REVP & CFO, PNW & APS
GrantCommon Stock 6,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
GrantRestricted Stock Units · Derivative 2,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · derivative · entry 8

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008

Underlying: Common Stock · 2,008 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
GiftCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 6

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 5,343

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
GiftCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 5

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
Tax withholdingCommon Stock 84 $79.77 $6,700.68
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 4

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC
GOMEZ BARBARA MSVP, HR & Ethics, APS
GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 3

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.