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GOMEZ BARBARA M

Disclosed activity across 1 company

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176018
SEC CIK
0001094564

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PINNACLE WEST CAPITAL CORPPNW · Entity 3465SVP, HR & Ethics, APSMay 16, 2017May 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PINNACLE WEST CAPITAL CORP

Report date May 16, 2017 · Filed May 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby trust3,443 Reported balance After 2017-05-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-05-16 · Sale · Disposed 1,900 · Balance 3,443

Common StockSEC Table I · non-derivativeIndirectby 401(k)3,101 Reported balance Holding disclosure · report date 2017-05-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,101

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2017 Filed May 18, 2017 21:14 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 1,900 $84.00 $159,600.00
Disclosure

SEC source: 0001209191-17-033651 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,443

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 2,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · derivative · entry 8

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008

Underlying: Common Stock · 2,008 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 6

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 5,343

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 5

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 84 $79.77 $6,700.68
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 4

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 3

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 883 $79.77 $70,436.91
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 2

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:07 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013875 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 521 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · derivative · entry 25

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · derivative · entry 24

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 412 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · derivative · entry 23

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: Common Stock · 412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · derivative · entry 22

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 20

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 4,321

F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 19

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 38 $78.70 $2,990.60
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 18

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 17

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 117 $78.70 $9,207.90
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 16

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 15

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 261 $78.70 $20,540.70
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 14

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 13

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 88 $78.70 $6,925.60
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 12

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 11

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 195 $78.70 $15,346.50
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 10

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 9

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 93 $78.70 $7,319.10
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 8

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 7

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 206 $78.70 $16,212.20
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 6

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 5

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 92 $78.70 $7,240.40
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 4

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 3

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 205 $78.70 $16,133.50
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 2

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:47 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013460 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · SVP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 22:01 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 OtherCommon Stock 2,709 $73.82 $199,978.38
Disclosure

SEC source: 0001209191-16-153930 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 3,108

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · derivative · entry 8

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vested and were released on November 18, 2016 in accordance with the terms of the initial grant.

F5 · derivative.expiration_date: The Restricted Stock Units vested and were released on November 18, 2016 in accordance with the terms of the initial grant.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 6

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,813

F4 · kind: The reporting person gifted the shares received on November 18, 2016 to a revocable family trust.

F4 · price: The reporting person gifted the shares received on November 18, 2016 to a revocable family trust.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 5

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on November 18, 2016 to a revocable family trust.

F4 · price: The reporting person gifted the shares received on November 18, 2016 to a revocable family trust.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 54 $73.26 $3,956.04
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 4

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 3

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the Restricted Stock Units that vested on November 18, 2016.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the Restricted Stock Units that vested on November 18, 2016.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 757 $73.26 $55,457.82
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 2

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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November 18, 2016 Filed Nov 22, 2016 23:30 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151794 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock.

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October 19, 2016 Filed Oct 21, 2016 23:25 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 89 $74.96 $6,671.44
Disclosure

SEC source: 0001209191-16-146655 · doc4.xml · nonDerivative · entry 4

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 19, 2016 Filed Oct 21, 2016 23:25 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146655 · doc4.xml · nonDerivative · entry 3

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016.

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October 19, 2016 Filed Oct 21, 2016 23:25 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 735 $74.96 $55,095.60
Disclosure

SEC source: 0001209191-16-146655 · doc4.xml · nonDerivative · entry 2

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 19, 2016 Filed Oct 21, 2016 23:25 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146655 · doc4.xml · nonDerivative · entry 1

GOMEZ BARBARA M · CIK 0001094564 · VP, Human Resources - APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.